Senior ERISA Retirement Compliance Lead
LPL Financial LLC
LPL Financial Holdings Inc. in Charlotte, NC seeks a Senior Retirement Compliance Analyst to oversee retirement compliance programs, support advisors in ERISA space, and help prepare for regulatory examinations. You will collaborate across the organization, develop procedures, monitor annual questionnaires, and partner with internal teams to strengthen oversight and drive continuous improvement. The role requires a bachelor's degree and 3+ years in financial services compliance, with familiarity #J-18808-Ljbffr LPL Financial LLC
Vacancy posted 1 day ago
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