VP & Assistant General Counsel, Retirement & ERISA Compliance
LPL Financial
LPL Financial, a leading wealth management firm, seeks an attorney to support its retirement and recordkeeping business as Vice President and Assistant General Counsel. The role involves advising on regulatory, contractual, and compliance matters for advisory, brokerage, custodian, and recordkeeping services related to retirement plans and accounts. The ideal candidate has 8+ years of experience in financial services law, strong ERISA expertise, and a demonstrated ability to translate complex #J-18808-Ljbffr LPL Financial
- ...seeking an experienced Vice President, Assistant General Counsel to support our retirement and recordkeeping business. You... ..., collaborating with operations, compliance, marketing and platform... ...years in financial services law, ERISA #J-18808-Ljbffr LPL Financial LLCRetirement
$168.61k - $281.09k
...an attorney to support our retirement and recordkeeping business. The role, Vice President, Assistant General Counsel, will work with an experienced... ..., including operations, compliance, marketing, and platform development... ...capabilities. Advise on ERISA fiduciary responsibilities...RetirementWork from home$168.61k - $281.09k
...join its corporate legal advice team as Vice President, Assistant General Counsel, Brokerage. This VP will report to a Senior Vice President responsible... ...conversions and serving as a legal advisor to the business, compliance, operations and senior management to ensure...SuggestedPrivate practice- ...Regulatory Examinations & Inquiries team as Vice President, Assistant General Counsel. The role focuses on managing regulatory examinations and... ...FINRA and the SEC, while collaborating across Legal, Compliance, Supervision, and business leadership to mitigate risk....Suggested
- ...Seniority level Mid-Senior level Employment type Full-time Job function Legal Inferred from the description for this job Medical insurance Vision insurance 401(k) Paid maternity leave Paid paternity leave Tuition assistance Disability insurance #J-18808-Ljbffr TalentBridgeSuggestedFull timeContract work
$168.61k - $281.09k
...join its corporate legal advice team as Vice President, Assistant General Counsel. This VP will report to a Senior Vice President and be part of team... ...teams at LPL (1) Alternative Investment Product (2) Compliance; (3) Supervision and Surveillance; (4) Product Due Diligence...Full timeWork from home- ...organised and resilient Incident Response Assistant Manager to support and coordinate the... ...and Index Management, Sales, Legal, Compliance, Risk and other business stakeholders.... ...benefits and support, including healthcare, retirement planning, paid volunteering days and...RetirementImmediate start
$135.96k - $226.6k
...Job Overview LPL Financial is seeking a VP, Product Manager within LPL’s Advisor Experience... ...along with knowledge of investment and retirement products and industry trends. The... ...and accepts the work developed by teams Assist the Scrum team with creating acceptance criteria...RetirementWork from home$135.96k - $226.6k
...Operations, Technology, Risk, Compliance, and Advisor Solutions,... ...feeds, APIs, investment and retirement products, and the regulatory... ...stakeholder management skills. The VP will help define product strategy... ...the work developed by team(s)Assist the Scrum Team with creating...RetirementFull timeWork from home$135.96k - $226.6k
...apply today. LPL Financial is seeking a VP, Product Manager within LPL's Advisor Experience... ...along with knowledge of investment and retirement products and industry trends.... ...and accepts the work developed by team(s) Assist the Scrum Team with creating Acceptance Criteria...RetirementWork from home$213.31k - $355.45k
Senior Vice President, Associate General Counsel This senior vice president will report to the Executive Vice President and provide strategic... ...leadership to shape legal and regulatory strategy, advises Compliance, Supervision, Risk, Business Development, and Corporate...- ...contracts, and ensuring compliance with corporate... ...and managing external counsel and legal budget.... ...dispute resolution. General Legal Support: Collaborate... ...and holiday) ~401(k) Retirement Plan ~ Medical/Dental... ...Insurance Plans ~ Employee Assistance Program ~ Tuition...RetirementContract workWork at officeLocal areaWork from homeHome officeFlexible hours
- ...sites.Job DescriptionHOW YOU WILL MAKE AN IMPACT The Antitrust & Compliance Counsel will serve as a strategic legal advisor to the business on US... ..., and information requests. Antitrust Compliance Program Assist in the refinement and maintenance of the company’s antitrust...For contractorsFixed term contractWorldwideVisa sponsorshipWork visaRelocation package
$135k - $210k
...specific customer. Conduct general sales meetings. Track... ...DSM, RSM, and Sales VP roles.Strategy: Develop... ...Responsible for ensuring compliance of all government... ...field standards.Marketing: Assist marketing with coordination... ...tax spending accounts, retirement benefits, paid time off...RetirementMinimum wageFull timeTemporary workSeasonal workWork at officeLocal areaNight shift- ...position works at the public service desk assisting users with basic Library functions.... ..., & payments. Interprets & communicates general library policies & procedures to patrons... ...Insurance Eyemed Vision Insurance SC State Retirement /Or PORS Retirement System for eligible...RetirementBi-weekly payTemporary workWork experience placementNight shiftWeekend work
$16 - $20 per hour
...overnight pay differential depending on location. Benefits may include employee discounts, health insurance for full-time employees, paid time off, retirement plans, overnight shift differential pay, and possible monthly performance bonuses depending on store performance.RetirementHourly payFull timeNight shift$24 - $32 per hour
...solutions. Why join us? Generous 401(k) Retirement Plan! Great Medical/Dental/Vision... ...-experienced Permanent Operations Assistant to join our thriving manufacturing team... ...efficiency and productivity. 7. Ensure compliance with all relevant safety and quality...RetirementHourly payPermanent employmentLocal area- ...Operations Assistant The Operations Assistant is responsible for coordinating various activities related to document control, data... ...~ Paid Time Off (vacation, sick, and holiday) ~401(k) Retirement Plan ~ Medical/Dental/Vision Insurance Plans ~ Health Savings...RetirementWork experience placementFor subcontractorWork at officeShift work
$114.12k - $190.14k
...controls, reporting, and vendor management. Working closely with cross-functional partners across Product, Service, Supervision, Compliance, Operations, Compensation, and Technology, the AVP will drive operational excellence while helping scale LAP from a pilot operating...Work from home$15 - $19 per hour
...while remaining current with all updated services and tools Assisting pharmacy personnel when needed, including working regular... ...include medical, dental, and vision coverage, paid time off, retirement savings options, wellness programs, and other resources, based...RetirementHourly payFull timeLocal areaShift work$48k - $60k
...Assistant General Manager As an Assistant General Manager, you'll be at the heart of our restaurant's success, supporting the Restaurant... ...from day 1 ~ Health and wellness programs ~401k retirement plan with 6% match ~ Perks! Discounts on mortgages, vehicles...RetirementWork experience placementImmediate startShift work- ...accident and critical illness insurance. Retirement savings: 401K with employer contribution... ...information is accurate in the system. Assist with guest needs, including wake-up calls... ...generate the Daily Flash Report. Ensure compliance with hotel policies and procedures...RetirementWork at officeShift workNight shiftAfternoon shift
$35k - $45k
...We help customers with their insurance and financial services needs, including Auto Insurance, Home Insurance, Life Insurance, Retirement Planning, College Planning, Health Insurance, and Renters Insurance. Our office is located in 9789 Charlotte Highway Ste 100 Fort...RetirementHourly payFor contractorsWork at officeFlexible hours$40k - $45k
...members; managing appointment scheduling and office communications; assisting in handling incoming inquiries and maintaining customer... ...999. Auto insurance Home insurance Life insurance Retirement planning Banking Long Term Care State Farm agents are...RetirementFor contractorsWork at officeFlexible hours- The Catawba Indian Nation seeks an experienced Attorney General to lead the Legal Services Department in safeguarding sovereignty and providing high-level legal counsel to the Tribe, its Government, and entities. The role covers contract, employment, administrative, gaming...Contract work
- ...Assistant Manager The Assistant Manager assists the Store manager in managing all day to day store operations, while ensuring that compliance exists with all established company policies and procedures. Provides leadership, guidance and training to the store staff...
- ...Description Summary Reporting to the Senior Vice President, and General Counsel, the Counsel, Real Estate will provide legal, business, and... ...corporate information databases relating to legal and compliance matters. · Project management of various initiatives as directed...Full timeContract work
- ...Mavis Tires & Brakes at Discount Prices - Automotive Assistant & Service Managers Put your career into high gear with Mavis Tires... ...additional benefits like health, dental and vision insurance, a 401(k) retirement savings plan with employer match, paid vacations, paid time...RetirementWeekly payFull timeImmediate start
$17 per hour
...your attention? Keep reading. As a Press Assistant, you play a key role in supporting the... ...cutting and preparing cores as needed Perform general cleaning and empty waste bins to... ...a generous paid time off program, and a retirement savings plan with a company match. And because...RetirementRelocation packageShift workRotating shiftWeekend workDay shiftAfternoon shift- ...Voluntary Life and AD&D, STD, Accident and Critical Illness Insurance. Retirement Savings: 401K with Employer Contribution. Employee Perks:... ...a professional and friendly check-in/check-out experience. Assist guests with inquiries, requests, and provide information about...RetirementPart timeWork at officeLocal areaShift workAfternoon shift
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