Senior Compliance Director, Broker-Dealer Risk & Oversight
Futu Holdings Limited
Futu US Inc. seeks a Senior Compliance Director to support the Chief Compliance Officer in implementing, administering, and maintaining the Firm's compliance program. The role requires extensive broker-dealer compliance experience and strong knowledge of SEC and FINRA requirements, with capacity to support CFTC, NFA, and state regulations. You will manage risk-based monitoring, regulatory filings, examinations, and advisory activities, partnering with stakeholders to implement practical controls #J-18808-Ljbffr Futu Holdings Limited
Vacancy posted 1 day ago
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