Global Markets Regulatory Supervisory Associate
TD
TD Securities in New York is seeking a Regulatory Associate to proactively support supervision of trading, sales and origination activities, ensuring compliance with market conduct and regulatory requirements. You will work with Compliance, Operations, and other supervisory teams to prepare reviews and provide clear documentation for senior management. The role emphasizes coordination of supervisory packs, escalation of concerns, and participation in regulatory initiatives with a focus on risk #J-18808-Ljbffr TD
Vacancy posted 4 days ago
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