FINRA Supervisory & Trade Compliance Lead
$45k - $142.35kFairygodboss
PNC is seeking a FINRA Supervisory Specialist in Birmingham, Alabama. This role involves supervising Financial Advisors and ensuring compliance with industry regulations. You will work closely with various departments to address legal matters, trade reviews, and advisor activities while fostering a supportive and compliant environment. The ideal candidate should have at least 2 years of relevant experience and a Bachelor's degree. A generous benefits package is included, with a salary range between $45,000 and $142,350. #J-18808-Ljbffr
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the FINRA Supervisory & Trade Compliance Lead in Birmingham, AL vacancy
- ...engineering professionals. The role involves managing staff, ensuring compliance with safety standards, and implementing training programs.... ...Bachelor of Science in Engineering and at least 10 years of supervisory experience. The position offers competitive pay, health...Suggested
Quanta Power Solutions, LLC
Birmingham, AL1 day ago $28 per hour
...life balance while providing high-quality clinical leadership. You will supervise LPNs and CNAs, conduct client visits, and ensure compliance with healthcare standards. Candidates must hold a valid LPN license in Alabama. Apply today for a fast screening! #J-18808-Ljbffr...SuggestedWeekly payLocal areaHelping Hearts Senior Care
Birmingham, AL1 day ago$25 - $50 per hour
...Role Overview TSA is accepting applications for Lead and Supervisory Transportation Security Officers at airports in Hueytown. These roles... ...Supervise screening teams Ensure TSA compliance Train and mentor officers Manage checkpoint operations...SuggestedShift workNight shiftWeekend workAirport Security Careers
Hueytown, AL3 days ago$25 - $50 per hour
...Role Overview TSA is accepting applications for Lead and Supervisory Transportation Security Officers at airports in Fultondale. These... ...Responsibilities Supervise screening teams Ensure TSA compliance Train and mentor officers Manage checkpoint operations...SuggestedShift workNight shiftWeekend workAirport Security Careers
Fultondale, AL3 days ago- ...Maintain inventory of cleaning supplies and chemicals. Monitor equipment functionality and report any maintenance needs. Ensure compliance with safety regulations and procedures. Adhere to company policies and standards. Required Skills and Qualifications:...Suggested
Tide Cleaners
Birmingham, AL4 days ago - ...Quanta Power Solutions is looking for a Construction Compliance Coordinator to manage compliance activities across EPC projects. This role is crucial in ensuring that projects remain compliant and organized throughout their lifecycle. The ideal candidate will have at...
International Association of Plumbing and Mechanical Officia...
Birmingham, AL1 day ago - ...BDO UK LLP is looking for a Learning Compliance Lead – Audit Stream L&D in Birmingham. This Senior Manager role involves driving the L&D strategy, ensuring quality standards, and managing compliance reporting. Candidates should have a strong background in Learning & Development...
BDO UK LLP
Birmingham, AL1 day ago $94.38k - $153.36k
...ARMA International is seeking an experienced professional to independently oversee the research compliance program for Research Computing in Birmingham, Alabama. The role includes developing security control requirements and ensuring compliance with regulatory standards...ARMA International
Birmingham, AL1 day ago- ...Birmingham, Alabama is seeking a Quality Team Leader to coordinate activities in the quality lab and ensure compliance with customer and quality standards. You will lead the quality team on your shift, performing inspections and coordinating daily activities. The ideal...Full timeShift work
Magna International
Birmingham, AL1 day ago $12 - $24.33 per hour
...completing the work within the store. Ensures all team members receive the appropriate training and education, including ongoing compliance training. Acts as leader on duty, responding to customer and team member concerns in the absence of the Store Manager, as well as...Full timeFlexible hoursAfternoon shiftFollett
Birmingham, AL6 days ago- 4p-Consulting-Inc. is seeking an Environmental Specialist 2 to oversee environmental compliance for its facilities. This role entails ensuring regulatory adherence, risk mitigation, and driving environmental leadership through collaboration. Candidates should possess a...
4P Consulting Inc
Birmingham, AL2 days ago - ...services firm located in Birmingham, Alabama is seeking a Senior Compliance Officer for its Investment Advisor Services. This role supports... ...problem-solving skills, and COMPLIANCE certifications such as FINRA Series 7, 65 or 66. The position demands expertise in MS Excel...
StoneX Group
Birmingham, AL1 day ago - ...standards, configurations, and workflows to support adoption, compliance, and audit requirements. Partner with business stakeholders... ...Contribute to the long-term ERP strategy, with the potential to lead a small ERP/BC team as the organization continues to scale....Permanent employmentFull timeTemporary workLocal areaFlexible hours
Jobot
Birmingham, AL6 days ago - ...YouTube , LinkedIn and Tik Tok . Job Description Purpose The U.S. Foreign-Trade Zone (FTZ) Supervisor manages and executes a wide range of operational activities to maintain compliance with the U.S. Foreign-Trade Zones regulations. The Supervisor provides...Full timeTemporary workLocal area
AbbVie
Birmingham, AL9 hours ago - ...Market in Homewood, Alabama is seeking a Deli Specialist to ensure deli department excellence by maintaining product freshness and compliance with safety standards. You will engage with guests to deliver exceptional service while supporting inventory accuracy. Ideal...Flexible hours
The Fresh Market
Homewood, AL1 day ago - ...s East and the FSED labs in Birmingham and Trussville, AL. This role includes directing lab activities, managing staff, ensuring compliance with regulations, and maintaining high service levels. The ideal candidate has a Bachelor’s degree in a relevant field, ASCP or AMT...
LCH Lab. Corp. of America Holdings
Birmingham, AL2 days ago - ...and maintain systems at the University of Alabama at Birmingham. You will lead projects to enhance applications that support academic scheduling and clinical workflows while ensuring compliance with necessary security standards. The ideal candidate will hold a bachelor...
Acord (association For Cooperative Operations Research And D...
Birmingham, AL1 day ago - ...Cognibox is looking for a Lead Auditor with a construction background to conduct independent audits and maintain client relationships. The role involves significant travel and requires strong communication and analytical skills. You'll undergo a 12-week training program...
Cognibox
Birmingham, AL1 day ago $18 per hour
A leading home solutions company is seeking an outgoing Event Marketer to engage with potential customers at various events in Trussville, Alabama. This part-time role focuses on generating leads by demonstrating products and creating positive customer interactions. Candidates...Hourly payPart timeFlexible hours- ...Review supporting schedules and coordinate with external advisor and fiscal intermediary for preparation of annual reports. Ensure compliance with CMS regulations, state Medicaid rules, and payer-specific requirements. Prepare applications and accounting for any state...Contract workLocal area
St. Vincent's Health System
Birmingham, AL4 days ago - BDO UK LLP is seeking a Director in Birmingham, Alabama, to manage a portfolio of valuation engagements. The ideal candidate will have significant experience in valuation within a professional services environment and possess strong leadership and commercial acumen. This...
BDO UK LLP
Birmingham, AL1 day ago - ...whose primary clients are mortgage lenders and servicers, banks, and other mortgage investors throughout the region. Supervisory duties include the compliance with FHA, VA, Fannie Mae, Freddie Mac, and loan servicer/investor guidelines. This person will be responsible for...Full timeWork at officeRemote work
- ...The Treasury Department is seeking a General Manager to lead technical advisory initiatives within the Birmingham, Alabama office. As a Front Line Manager, you will be responsible for planning, directing, and evaluating work while also providing expert guidance on complex...Work at office
Treasury Department
Birmingham, AL1 day ago - ...Job Description: The Key Lead is responsible for ensuring all customers receive quality in-store experience. They do this by... ...equivalent ~1 year of retail experience is preferred. ~ Retail supervisory / management experience is not required. Experience in leading...16 hoursWeekend work
Abercrombie and Fitch Co.
Hoover, AL2 days ago $17 per hour
...delivering exceptional service. The position offers a competitive pay starting at $17/hour plus tips and a unique bonus program for upholding standards. Ideal candidates have supervisory experience in food service or retail and a high school diploma. #J-18808-Ljbffr...Shift workFive Guys logo
Trussville, AL1 day ago- ...location in Birmingham, Alabama. This role oversees all aspects of restaurant operations, from managing daily tasks to ensuring compliance with health regulations. The ideal candidate will have 3-5 years of management experience in a restaurant setting, strong leadership...
LV Petroleum LLC
Birmingham, AL1 day ago - ...products Giving direction to others Answering calls and helping customers place their orders Supporting general manager with supervisory responsibilities and cost controls Solo shift management Other positions available in select locations also include:...Part timeShift work
Papa John's
Vestavia Hills, AL4 days ago $16 per hour
...all areas of the Company. Qualifications Behaviors Inspires teammates to follow them Preferred High School or better. 1-2 years supervisory experience in food service or retail. Education High School or better. Experience 1-2 years supervisory experience in food service...Shift workFive Guys logo
Hoover, AL1 day ago$16 per hour
...energetic work environment. Pay starts at $16.00/hour plus tips and bonuses, with benefits including meals during shifts and growth opportunities. Ideal candidates should have a high school education and some supervisory experience in food service or retail. #J-18808-Ljbffr...Shift workFive Guys logo
Hoover, AL1 day ago$17 per hour
...the Know Your Rights notice from the Department of Labor. Qualifications Preferred: High school diploma or equivalent. Experience Preferred 1–2 years supervisory experience in food service or retail. Leadership Skills Inspires teammates to follow them. #J-18808-Ljbffr...Shift workFive Guys logo
Trussville, AL2 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to FINRA Supervisory & Trade Compliance Lead. Be the first to apply!
Related searches
- regulatory affairs part time Birmingham, AL
- compliance lead Birmingham, AL
- regulatory affairs consultant Birmingham, AL
- director quality assurance regulatory affairs Birmingham, AL
- compliance paralegal Birmingham, AL
- regulatory compliance specialist Birmingham, AL
- regulatory affairs assistant Birmingham, AL
- vice president regulatory affairs Birmingham, AL
- regulatory compliance Birmingham, AL
- regulatory affairs Birmingham, AL