VP, E-Communications Compliance & Risk Leadership
LPL Financial
LPL Financial LLC is looking for a Marketing and Electronic Communication Compliance Officer to ensure compliance in marketing communications across channels. The ideal candidate will have a robust background in regulatory requirements and experience in leading compliance strategies. This role involves partnering with various departments to enhance compliance effectiveness and leading large initiatives impacting firm-wide communications oversight. A competitive salary range and benefits package are offered. #J-18808-Ljbffr
$135.75k - $226.19k
...Marketing and Electronic Communication Compliance Officer We are seeking an experienced... ...the enterprise strategy for E‑Communications Compliance... ...a robust second‑line risk and controls framework governing... ...risk management. 5+ years of leadership experience managing managers...Risk$135.75k - $226.19k
...Marketing and Electronic Communication Compliance Officer Lead with Purpose,... ...management of reputational risk while producing strong, effective... ...-related materials (e.g. quarterly letters, recordings... ...risk management ~5+ years of leadership experience with increasing...RiskWork from home$149.76k - $249.57k
...VP Business Design & Solutioning Where ambition... ..., service, and legal/compliance teams to align... ...obstacles, gaps, and risks early, takes accountability... ...objectives. Executive-Ready Communication: Prepare clear,... ...precision and credibility. Leadership Engagement & Influence...RiskTemporary workWork at officeWork from home$135.96k - $226.6k
...financial goals. The VP, Product... ...Business, Operations, Compliance, and Service to deliver... ...progress, manage risks and dependencies,... ...standardized solutions (e.g., Network‑in‑a‑... ...activities with Communications, Training, and... ...Business and Field leadership. Drive cross‑functional...RiskWork at officeWork from home$147.39k - $245.66k
...monitoring; and maintaining the risk taxonomy. Seeking individuals... ...a passion for governance, communicate and challenge technology and cybersecurity... ...standards and processes (e.g., enterprise policy... ...successfully operating in a governance leadership role within cybersecurity and...RiskWork from homeShift work$142.96k - $238.34k
...VP, Chief Of Staff For Legal, Policy & Community... ...Managing Director and leadership team to focus on priorities... ...-functional teams (e.g., Finance, People) to... ...Exceptional executive communication and synthesis skills—capable... ...to evaluate risks and opportunities effectively...RiskWork from home$80.86k - $134.83k
...monitoring of operational risk, identification and... ...including financial, compliance and regulatory components... ...to various levels of leadership within Finance Risk... ...established control frameworks (e.g., SOX, SEC Rule 17a‑... ...in written and verbal communication, including...RiskWork from home$135.96k - $226.6k
...Job Overview The VP of Product Management for Business Management Reporting (BMR) owns... ...firm growth, operational efficiency, and risk management. The VP leads a product team... ...based roadmap management. AI‑enabled product leadership. High personal accountability and...Risk- ...Group Objectives The leadership board assists with the completion of launch steps... ...Coordinate details and maintain positive communications with the school Loot: Spearhead the... ...and EEO Statement are fully in compliance with both federal and state law. Federal...Local area
$135.96k - $226.6k
...Advisors and their clients. The VP will support and lead the... ...Product, and Field Engagement leadership and cross-functional stakeholders... ...on track, actively manage risks and dependencies and provide... ...ready materials that clearly communicate progress, risks, decisions neededContinuously...RiskWork from home$145.44k - $242.36k
...functional inputs, tracking delivery progress and risks, and surfacing insights and recommendations to senior leadership. Develop business cases, analytical outputs,... .... Core Competencies Executive‑level communication and storytelling, distilling complex information...RiskWork from home$115.05k - $191.68k
...previously separate leadership portfolios into a... ...billing accuracy, risk management, and... ...strategic evolution. The VP will oversee... ...reporting, and regulatory compliance. This role... ...reconciliations (e.g., progressing... ...Executive-level communication and presentation skills...RiskWork at officeWork from home$135.96k - $226.6k
...workflow products. The VP drives outcomes that... ...experience, cycle time, risk reduction, and... ...Architecture, Data, and Risk & Compliance to ensure solutions... .... Portfolio & Product Leadership Oversee a portfolio of... ...product strategy Executive communication and governance Talent...Risk$128.03k - $213.31k
...influencing decision‑making, and enabling leadership to make informed, data‑driven choices.... ...Drive informed decision‑making by surfacing risks, trade‑offs, and recommendations, and... ...plans, and metrics that clearly communicate progress, risks, and outcomes while supporting...RiskWork from home- ...Foreclosure to lead and manage the foreclosure process, ensuring compliance with all regulations. This role focuses on improving timelines... ...team performance. The ideal candidate will have 4+ years of leadership experience and knowledge of Ginnie Mae products, capable of...
$135.96k - $226.6k
...architecture, security, and compliance teams to reduce time spent in... ...with procurement and risk teams to evaluate vendors and... ...clearer evidence. Change Leadership: Track record driving adoption... ...across teams through training, communications, and continuous feedback....RiskLocal areaWork from home3 days per week$161.09k - $268.42k
...conversions, and measurable improvements to advisor experience, risk posture, and quality. Drive scale and efficiency workstreams... ...services operations/enablement; significant senior‑level people leadership. Core Competencies Deep expertise in overlay trading and tax‑aware...Risk- ...technology vendor management and a strong background in financial services. Key responsibilities include vendor governance, performance management, and supporting enterprise initiatives with a focus on risk management and negotiation. #J-18808-Ljbffr LPL Financial LLCRiskContract work
$75.29k - $125.45k
...Job Overview:The Senior Analyst, Compliance- Information Lifecycle... ...contribute to the Firm’s overall risk mitigation efforts by supporting... ...cross-functional teams; facilitate communication among internal stakeholders, senior leadership and vendors while ensuring compliance...RiskWork from home- ...with cross functional teams - including credit, risk, operations, IT, compliance, and commercial leadership - to enable business objectives while managing regulatory... ...management, and vendor contracting. Effective communicator with the ability to collaborate across...RiskContract workTemporary workFor contractorsWork experience placementWork at officeLocal areaRemote workRelocationRelocation package
- ...competition, healthcare law and other risk areas. Handle multi-million... ...industry partners, ensuring compliance with existing and emerging... ...for growth and leadership. We are an equal opportunity... ...creative mind and excellent communication, writing and analytic skills...RiskRelocationRelocation package
- ...payments experience, alongside proven relationship-building skills. This role involves coordinating multiple workstreams, managing risks, and developing executive-ready materials. A commitment to exceptional client experiences and teamwork is essential. The position offers...Risk
$147.39k - $245.66k
...balancing the need to reduce risk. You will partner with business... ...profile and risks Partner with Compliance, Legal, and Technology... ...enterprise Data handling practices. Communicate and oversee security solutions... ...customers regarding security (e.g. Executive Briefings and...RiskWork from home$135.96k - $226.6k
...consistent, secure, and productivity‑focused environment. The VP combines strategic product management with hands‑on product ownership... ...and scope decisions. Partner with Technology, EPMO, Compliance, Risk, Operations, and Service teams to manage dependencies and delivery...RiskWork at officeWork from home$135.96k - $226.6k
...four‑in‑a‑box model with Technology, Business, Operations, and Risk, the leader ensures the platform drives advisor productivity, safeguards... ..., and quality standards for AI outputs, ensuring accuracy, compliance, and consistency across all interactions and artifacts Own...Risk$136.27k - $227.12k
...Job Overview VP Data Strategist, Supervision will own the data strategy needed to support... ...analytics, AI enablement, control health risk measurement, and cost transparency.... ...continually learn and grow Written and verbal communication skills with ability to present...Risk$149.76k - $249.57k
...LPL Financial is seeking a VP to join our Business Design &... ...thoughtful analysis that enables our leadership team to make informed... ...onboarding for new affiliation models (e.g., business lines/channels).... .... High-Level Strategy Communication: Understand and articulate high...Work from home- ...LPL Financial LLC seeks a Vice President to lead its Technology Governance program, ensuring compliance within the Cyber Security organization. This strategic role focuses on uplifting governance frameworks and collaborating across teams. The ideal candidate will have...
- ...directly drive decisioning, profits, and compliance. The Reporting Developer will work with... ...oriented, self-starting, possess strong communication skills, and have familiarity with the mortgage... ...managing interest rate and prepayment risk to invest in our Agency residential...RiskWork at officeFlexible hours
- ...challenges.Provide direct leadership to crew leaders by... ...issues proactively.Ensure compliance with all CIS safety,... ...and inefficiencies.Communicate regularly with operations... ...regarding progress, risks, and resource needs.Coordinate... ...25 lbs. occasionally (e.g., tools, materials,...RiskTemporary workFor subcontractorWork at officeShift workNight shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, E-Communications Compliance & Risk Leadership. Be the first to apply!
- vice president internal communications Fort Mill, York County, SC
- vp biotech Fort Mill, York County, SC
- vice president nursing Fort Mill, York County, SC
- vice president development Fort Mill, York County, SC
- vice president research and development Fort Mill, York County, SC
- vice president of product strategy Fort Mill, York County, SC
- vice president quality assurance Fort Mill, York County, SC
- vice president real estate development Fort Mill, York County, SC
- vice president of recruiting Fort Mill, York County, SC
- vice president finance Fort Mill, York County, SC

