Regulatory & Legal Operations Specialist - Wealth Mgmt
JPMorgan Chase
JPMorgan Chase seeks a Senior Associate, Legal and Regulatory Management Coordinator in Columbus, Ohio. This role requires experience in wealth management and regulatory environments, overseeing legal obligations from initiation to completion. Responsibilities include executing quality control processes and maintaining regulatory mapping. The ideal candidate possesses strong documentation and communication skills, along with the ability to work collaboratively across various teams. The position offers a competitive benefits package, including health care coverage and a retirement savings plan. #J-18808-Ljbffr JPMorgan Chase
- JPMorganChase is hiring a Senior Associate for their Wealth Management Regulatory and Policy Management team in Columbus, Ohio. In this role, you will manage legal obligations and regulatory changes, develop quality control processes, and become a subject matter expert...LegalRegulatory
- ...leading global financial services firm seeks a Wealth Management Attorney in Columbus, Ohio.... ...candidate will provide strategic legal guidance in securities regulations and serve... ...collaborating with internal clients, and navigating regulatory issues. Candidates should have at least 1...LegalRegulatory
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- Marketing Delivery Lead - Wealth Management Marketing Join a... ...manage a team of delivery specialists responsible for end-to-end... ...channel execution teams, and Legal/Regulatory/Compliance to optimize performance... ...execution across email, ad operations, and web channel partners...LegalRegulatory
- ...You will oversee sanctions screening operations and regulatory obligations across Klarna's US business... ...collaborate closely with Compliance, Legal, and banking partners while... ...certification such as Certified Global Sanctions Specialist (CGSS), CAMS-FCI, or equivalent •...LegalRegulatoryLocal area
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The Electronic Payments Operations team is responsible for the accurate... ...Payments. The team ensures regulatory compliance, manages daily... ...As the FX Payment Operations Specialist, you will have... ...units. Applicants must have legal authority to work in the United...LegalRegulatoryLocal areaRemote workFlexible hours- This role is part of the JPMorgan Wealth Management Regulatory and Policy Management team aligned to the... ...Job Summary As a Senior Associate, Legal and Regulatory Management Coordinator... ...alternative solutions to drive results Apply operational risk and control design knowledge to...LegalRegulatory
- This role is part of the JPMorgan Wealth Management Regulatory and Policy Management team aligned to the... ...leader. As a Senior Associate, Legal and Regulatory Management Coordinator... ...alternative solutions to drive results Apply operational risk and control design knowledge to...LegalRegulatory
- ...for you. As a JPMorgan Wealth Management Securities... ...Lending Documentation Specialist within the Wealth... ...and finalize a range of legal and credit documents,... ...client service and sound operational controls in a collaborative... ...documentation meets regulatory, policy, and...LegalRegulatoryWork at office
$69.9k - $105k
...Energy Supply Operations Specialist We are open to hire at Senior level also, depending on experience (salary band and... ...departments: Energy Supply & Optimization, Forecasting, Regulatory/Rates, Legal, Financial Planning, and Strategic Planning. Strategies...LegalRegulatoryTemporary workWork at officeLocal areaShift work3 days per week- Senior Associate in Corporate Responsibility Core Operations & Regulatory Reporting Drive the operational engine behind JPMorganChase's Corporate... ..., Finance, CR Tech, Global Government Relations, and Legal to coordinate execution and resolve issues Identify and drive...LegalRegulatory
- JPMorgan Chase & Co. is seeking a Senior Associate, Legal and Regulatory Management Coordinator in Columbus, Ohio. This role involves managing... .... Ideal candidates will have over 3 years of experience in wealth management and regulatory roles, with strong skills in documentation...LegalRegulatory
- ...risk-taking activities on an ongoing basis to ensure applicable regulatory requirements are met. Monitoring and Testing activities are... ...facilitate cross functional collaboration with compliance peers, legal, payments team, and senior management. Knowledge/Skills/Abilities...LegalRegulatoryWork experience placement
- ...branch profile updates, and billing Lead vendor management and operational oversight - performance monitoring against contractual... ...functional teams, including Brand, Operations, Controls, and Legal/Regulatory Required Qualifications, Capabilities and Skills 5+ years...LegalRegulatory
- ...institutional, consultant, and private wealth channels. The firm combines... ...a Manager, Investment Operations & Fund Administration to... ...custodians, administrators, legal counsel, compliance, and internal... ..., client reporting, and regulatory workflows. This individual...LegalRegulatory
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...ensure ST Bancorp, Inc (ST) operates in accordance with federal and... ...OFAC) to protect the Bank from legal/compliance, and transaction... ...business structures, and source of wealth/funds information. Assists... ...weaknesses to preclude regulatory violations. Assists in conducting...LegalRegulatoryWork at office- ...perform assigned duties in conformity with the Constitution and policies of the Delta Gamma Fraternity and Foundation. General Legal and Operations Functions: work with the Legal and Operations team to accomplish these functions as a team. Leadership areas will be...LegalHourly payFull timeRemote work2 days per week
- ...at the heart of JPMorganChase Wealth Management’s investment... ...decisions, and meet audit and regulatory expectations at scale. Job Responsibilities... ...risk topics Coordinate with Legal, Compliance, Audit, and... ...audiences Track record of operating across multiple priorities with...LegalRegulatory
- ...Physicians, Inc is looking for a motivated Corporate Counsel to provide legal guidance within a large physician-owned healthcare organization... ...years of healthcare legal experience, focusing on healthcare regulatory compliance, contract negotiation, and employment law. The ideal...LegalRegulatoryContract work
- ...with their customers. Our teams work collaboratively across operations, technology, risk, finance, marketing, and sales to deliver... ...a Compliance Analyst, Licensing & Complaints to join our Legal & Regulatory Affairs team. In this role, you will play a critical part in...LegalRegulatoryTemporary workWork at office
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$109.2k - $223.4k
...network projects. They bring a wealth of expertise in project... ...efficiency, cost-effectiveness, and operational excellence in delivery. You... ...navigate the complexities of regulatory compliance. Your ability to... ...Financial planning and group legal # Voluntary benefits including...LegalRegulatoryTemporary workFor contractorsFlexible hours- ...maintain detailed clinical documentation and adhere to ethical and legal standards in all aspects of care. Ultimately, the role aims to... ...accurate and confidential clinical records in compliance with regulatory and organizational standards. Collaborate with healthcare...LegalRegulatory
- A leading financial institution is seeking a Risk Summer Analyst in Columbus, OH for 2027. This internship provides training, mentorship, and hands-on projects to gain experience in risk management. The role involves collaborating with experts, managing risk, and developing...Summer workInternship
- ...Associate in Westerville, Ohio. This role involves providing operational support and enhancing client relationships within our Consumer... ...client accounts, ensure compliance, and contribute to ongoing wealth planning. The ideal candidate must hold various financial licenses...
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