Regulatory & Legal Operations Specialist - Wealth Mgmt
JPMorgan Chase
JPMorgan Chase seeks a Senior Associate, Legal and Regulatory Management Coordinator in Columbus, Ohio. This role requires experience in wealth management and regulatory environments, overseeing legal obligations from initiation to completion. Responsibilities include executing quality control processes and maintaining regulatory mapping. The ideal candidate possesses strong documentation and communication skills, along with the ability to work collaboratively across various teams. The position offers a competitive benefits package, including health care coverage and a retirement savings plan. #J-18808-Ljbffr JPMorgan Chase
- JPMorganChase is hiring a Senior Associate for their Wealth Management Regulatory and Policy Management team in Columbus, Ohio. In this role, you will manage legal obligations and regulatory changes, develop quality control processes, and become a subject matter expert...LegalRegulatory
- ...leading global financial services firm seeks a Wealth Management Attorney in Columbus, Ohio.... ...candidate will provide strategic legal guidance in securities regulations and serve... ...collaborating with internal clients, and navigating regulatory issues. Candidates should have at least 1...LegalRegulatory
- Join a dynamic legal team supporting a fast-growing wealth management business. Leverage your expertise in securities... ...Take full ownership of legal and regulatory issues, ensuring timely and... ...including Advisors, Sales Management, Operations, Risk, and Controls, as well as...LegalRegulatory
- ...Operations Logistics Specialist (NJUS) Company: NetJets Aviation, Inc. Area of Interest: Flight Operations... ...& Operational Problem Solving Regulatory Coordination & Compliance FBO... ...NetJets Short and Long-Term Disability Legal Plan Identity Theft Protection Plans...LegalRegulatoryTemporary workFlexible hours
- ...campaigns for J.P. Morgan Wealth Management. You'll be part... ...manage a team of delivery specialists responsible for end-to-end... ...channel execution teams, and Legal/Regulatory/Compliance to optimize performance... ...execution across email, ad operations, and web channel partners...LegalRegulatory
- ...for you. As a JPMorgan Wealth Management Securities... ...Lending Documentation Specialist within the Wealth... ...and finalize a range of legal and credit documents,... ...client service and sound operational controls in a collaborative... ...documentation meets regulatory, policy, and...LegalRegulatoryWork at office
- ...Incentive Strategy At J.P. Morgan Wealth Management, our Financial... ...—including Finance, HR, Legal, Compliance, Technology, and... ...defining process improvements, operating models, and requirements.... ...client-friendly language with regulatory responsibilities. Monitoring...LegalRegulatoryRemote work
$57.76k - $124.17k
The Electronic Payments Operations team is responsible for the accurate... ...Payments. The team ensures regulatory compliance, manages daily... ...As the FX Payment Operations Specialist, you will have... ...units. Applicants must have legal authority to work in the United...LegalRegulatoryLocal areaRemote workFlexible hours- Overview This role is part of the JPMorgan Wealth Management Regulatory and Policy Management team aligned to... ...leader. Role As a Senior Associate, Legal and Regulatory Management Coordinator... ...solutions to drive results Apply operational risk and control design knowledge to...LegalRegulatory
- This role is part of the JPMorgan Wealth Management Regulatory and Policy Management team aligned to the... ...leader. As a Senior Associate, Legal and Regulatory Management Coordinator... ...alternative solutions to drive results Apply operational risk and control design knowledge to...LegalRegulatory
- ...You will oversee sanctions screening operations and regulatory obligations across Klarna’s US business... ...collaborate closely with Compliance, Legal, and banking partners while... ...certification such as Certified Global Sanctions Specialist (CGSS), CAMS-FCI, or equivalent...LegalRegulatoryLocal area
$55k - $157.3k
.... As a FINRA Supervisory Specialist Senior within PNC's Wealth Management organization,... ...trends. Works closely with Operations, Regional Supervision,... ...support staff, Compliance, Legal and Risk partners to assist... ...compliance with firm and regulatory requirements and minimize...LegalRegulatoryFull timeTemporary workPart timeWork experience placementWork at office- JPMorgan Chase & Co. is seeking a Senior Associate, Legal and Regulatory Management Coordinator in Columbus, Ohio. This role involves managing... .... Ideal candidates will have over 3 years of experience in wealth management and regulatory roles, with strong skills in documentation...LegalRegulatory
- ...profile updates, and billing Lead vendor management and operational oversight - performance monitoring against contractual obligations... ...teams, including Brand, Operations, Controls, and Legal/Regulatory Required Qualifications, Capabilities and Skills: ~5...LegalRegulatory
$10k
...A Brief Overview The People Operations Analyst supports the People function... ...topics and changing legal regulations and their impact... ...compliance fundamentals and regulatory requirements Ability to take... ...year. View all our health, wealth and life offerings at Expected...LegalRegulatoryWeekly payWork at officeLocal areaWork from homeHome office- ...Treasury Management Service Specialist II - Corporate & Specialty Banking... ...treasury solutions, scalable operating structures, and strong... ...Treasury Sales, Operations, Risk, Legal, and Product teams to ensure... ...with policy & procedure and regulatory requirements.* Coordinate implementation...LegalRegulatoryWork experience placementWork at officeRemote work
- ...requirements. This position must have knowledge and competence in regulatory requirements for the Health Plan's provider data while... ...in the provider data while working alongside all other Operations Resolution Specialists across the plan to fully resolve issues. What you...RegulatoryFull timeTemporary workWork at officeLocal areaRemote work
- ...perform assigned duties in conformity with the Constitution and policies of the Delta Gamma Fraternity and Foundation. General Legal and Operations Functions: work with the Legal and Operations team to accomplish these functions as a team. Leadership areas will be...LegalHourly payFull time
- ...execution of the Bank’s Enterprise and Operational Risk Management Framework. You will... ...Management, Internal Audit, Finance (GL Mgmt., Public Reporting, Analysis) or similar... ...Intermediate knowledge of applicable regulatory and legal compliance obligations, rules and...LegalRegulatoryWork at office
- ...GSS policies and procedures as well as with all applicable legal and regulatory requirements Required qualifications, capabilities, and... ...Disability/Veterans About the Team J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and...LegalRegulatoryWork at office
$10k
...and audits, partners closely with Legal and HR COEs to translate regulatory requirements into practical solutions... ...updates and advise leaders on operational impact. Leads HR record retention... ...reimbursement per year. View all our health, wealth and life offerings at Expected...LegalRegulatoryWeekly payWork at officeLocal areaWork from homeHome officeShift work$230k - $285k
A leading biotech company is seeking a Director, Senior Counsel, Regulatory & Compliance in Columbus, Ohio. This role involves providing legal support on a range of issues affecting the pharmaceutical industry, guiding multiple departments on compliance with healthcare...LegalRegulatoryRemote work$23.84 - $35.76 per hour
...Physicians is seeking an FQHC Program Coordinator to support daily operations of high volume clinical practices. This pivotal role... ...with the Practice Manager and ensures compliance with various regulatory requirements, enhancing access to care for underserved populations...RegulatoryHourly pay- ...experienced professional to oversee sanctions screening operations related to financial crime compliance in Columbus,... ...will collaborate closely with Compliance and Legal teams while ensuring adherence to regulatory standards. The position offers a salary competitive...LegalRegulatory
- ...Senior Legal Counsel (Remote) About the Company Premier legal search firm Industry Legal Services Type Privately Held... ...including privacy, data security, AI, US expansion, and other regulatory issues. Applicants for this position should have a minimum of 6...LegalRegulatoryRemote work
- ...Associate in Westerville, Ohio. This role involves providing operational support and enhancing client relationships within our Consumer... ...client accounts, ensure compliance, and contribute to ongoing wealth planning. The ideal candidate must hold various financial licenses...
- ...As a Wealth Management Credit Forecasting Vice President, within Consumer & Community Banking (CCB) Risk, you will be responsible for... ...skills Programming languages like Python Knowledge of regulatory modeling (CECL / CCAR) Credit risk experience in one or...RegulatoryImmediate start
- ...subject matter expert (SME) for the day-to-day direction of updates to internal teams; Account Managers, Implementation, Compliance and Legal, regarding BIN implementation and maintenance. Ensures the appropriate network and account set-up for new card programs. Enforces...LegalBank staff
- ...advanced degree is a plus. Licenses/Certifications: Certified Regulatory Compliance Manager (CRCM) is a plus, but not required.... ...management and risk assessment practices. Partners closely with Legal staff and Compliance peers. May be called upon to handle compliance...LegalRegulatory
- ...Counsel with a focus on commercial healthcare to join their dynamic legal team. The successful candidate will be a key partner to the... ..., as well as counseling on a range of healthcare-specific regulatory issues, such as fraud and abuse considerations, advertising regulations...LegalRegulatory
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