Regulatory Compliance Lead - Clearing & Trade Surveillance
Velox Clearing LLC
Velox Clearing LLC in Miami, FL seeks an experienced Regulatory Compliance Manager to own internal compliance, trade surveillance, and regulatory affairs programs. The role requires liaison with regulators, policy development, and ensuring CA/SEC/FINRA obligations are met. The ideal candidate has 5–7 years in financial services compliance within a clearing firm or broker-dealer, plus FINRA licenses and strong data-driven oversight capabilities. Hybrid, full-time role at headquarters. #J-18808-Ljbffr Velox Clearing LLC
Vacancy posted 5 days ago
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