Wealth Management Compliance SME — Remote/Travel
CyberSearch
Miami, FL
- Remote job
CyberSearch seeks a Compliance SME Consultant to help build the Compliance function for a new Wealth Management business. Location is Miami with remote flexibility and some travel. Ideal candidate has prior Wealth Management/RIA compliance experience and familiarity with FINRA, SEC, OCC, Federal Reserve, FDIC and CFPB regulations, plus experience with individual investors. Latin American experience is a plus. #J-18808-Ljbffr CyberSearch
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Wealth Management Compliance SME — Remote/Travel in Miami, FL vacancy
$161.5k - $190k
...Job Title Director, Operations SME – Data Centers & Critical Env... ...contact for starting up new sites and managing client operational expectations ensuring compliance to contract deliverables. This... ...~ This role could require travel of 25-50%. Job Description...Remote workTravelMinimum wageContract workLocal areaFlexible hoursCushman & Wakefield
Tallahassee, FL3 days ago- ...Antiterrorism & Physical Security SME to provide integrated... ...sites. Systems Management: Maintain and update... ...requirements, ensuring 100% compliance with AR 525-13 and... ...Environment Willingness to travel (up to 25%) to attend... ...conduct assessments at remote unit locations. Ethic Tech...Remote workTravelLocal area
Ethic Tech, LLC
New York, NY1 day ago $70k - $125k
...Branch Examiner in WM Compliance to perform independent... ...overseeing the Firm's management of legal, regulatory and... ...interact with diverse remote teams, branch staff... ...and integrity Domestic travel approximately 30 to 40... ...perspectives, and experiences. Wealth Management Branch...Remote workTravelTemporary workWork at officeLocal area- Workday Absence Management Techno-Functional Lead / SME Location: Hartford,CT Duration: 18Months +... ...the M&A transition, ensuring compliance, data accuracy, and process continuity... .... Work Environment Primarily remote role with occasional travel (up to 10%) to Hartford, CT....Remote workTravelHourly payPermanent employmentContract workLocal area
$110k - $120k
...Summary NorthCoast Asset Management is a data-driven investment... ...network. This role can work remote but does require travel throughout the Pacific... ...collaboration with other Associate Wealth Advisors (AWAs) Ability... ...reviews and ensure compliance for the advisory team Engage...Remote workTravelWork at office- ...) is seeking an IT Asset Management (ITAM) Subject Matter Expert (SME) to provide support for our... .... This is a full-time, remote position with the... ...analytics, and automated compliance monitoring) and develop prioritized... ...of time Occasional travel and overtime may be required...Remote workTravelFull timeContract work
$85k - $105k
Threadline Wealth is an independent SEC‑registered... ...sophisticated wealth management and investment solutions... ...approximately 1‑2 days per week. Remote work flexibility is... ..., with occasional travel for team meetings and... ...initiatives over time Compliance & Reporting Support HR...Remote workTravelWork at officeShift work2 days per week1 day per week$85k - $105k
Threadline Wealth is an independent SEC-registered... ...sophisticated wealth management and investment solutions... ...advisors, operations, compliance, and external vendors... ...approximately 1-3 days per week. Remote work flexibility is... ...along with occasional travel to support client...Remote workTravelWork at office3 days per week1 day per week$85k - $145k
Wealth Advisor, Guided Investing (San Diego, CA) Why... ...planning, investment management, business management,... ...Ensures adherence to compliance and regulatory policies... ...requirements. Ability to travel up to 20% as required... ...with a combination of remote and office work in a...Remote workTravelTemporary workWork at officeLocal areaMonday to FridayFlexible hours$106.25k - $125k
...planning, investment management, tax and estate planning... ...and challenges. Regis Wealth Advisors work hand-in-... ...Ensures adherence to compliance and regulatory policies... ...Ability to travel up to 20% as required... ...with a combination of remote and office work in a professional...Remote workTravelTemporary workWork at officeLocal areaMonday to Friday- ...implement and support scientific data management and laboratory automation projects. Travel Requirements Remote position; candidate can live... ...approximately 6 remote LIMS SME positions. Job Description... ...with project teams to ensure compliance with regulatory requirements and...Remote workTravelContract workTemporary workFor subcontractorWork at office
$125k - $215k
What we are looking for Wealth Practice Managers have two overall responsibilities... ...optimization, pre‑trade compliance, and rebalancing, trading,... ...Requirements The ability to travel to client sites throughout... ...ability to work effectively when remote from clients. Travel of 30-...Remote workTravelTemporary work$145k - $160k
...Strategist, Education, Private Wealth Marketing, Associate... ...alternative asset manager. We seek to create positive... ...not limited to legal & compliance, business unit subject-... ...Strategist -Creative Travel Brooklyn, NY $75,000.00... ...Beauty Brand - Remote New York City Metropolitan...Remote workTravelFull timeSeasonal workLocal areaFlexible hours- ...making, and maintaining efficient compliance. We will enable an... ...market. The Consumer Compliance Manager role leads Crowe’s regulatory compliance... ...presentation skills. Willingness to travel. While we have increased the amount of remote work performed, travel is still an...Remote workTravel
$125k - $144k
Senior Associate, Wealth and Asset Management - Tax, PwC US Tax LLP, Los Angeles, CA. Help clients meet... ...hedge fund clients Providing tax compliance consulting for a variety of entities,... ...commute to the designated local office. Travel requirement: Domestic and/or...Remote workTravelWork experience placementWork at officeLocal areaOverseas$70k - $80k
Focus Partners Wealth is seeking an Associate Wealth... ...in retirement, risk management, tax, estate, and investment... ...the option to work remotely 2 days per week, or as... ...reviews and ensure compliance for the advisory team... ...clients in person; some travel may be required Qualifications...Remote workTravelWork at officeLocal area2 days per week$60 per hour
...1:Pharmacy Subject Matter Expert (SME) Location: USA (Remote) Travel: Occasional client-site visits as needed... ...in pharmacy operations, regulatory compliance, and digital transformation... ...interactions, dispensing, and inventory management ✅ Experience with Pharmacy...Remote workTravel$80k - $150k
...engine behind our retail wealth distribution effort.... ..., but tailoring within compliance) Day-to-day coverage when wholesalers travel or are in meetings Ensure... ...and expense report management including submitting, tracking... ...flexibility to work remotely 1 day a week. We...Remote workTravelHome officeFlexible hours1 day per week- ...(NDI) Subject Matter Expert (SME) for a technology transition... ..., and applying basic project management knowledge as requested. Location... ...one year of hire Willing to travel (up to eight (8) weeks a year... ...and protected veterans in compliance with the Rehabilitation Act of...Remote workTravelCivilian ContractorWork at office
$110k - $120k
...subject matter expert (SME) providing... ...judgement to assess managers, strategies, and structures... ..., advisory, compliance and governance... ...asset management, wealth management, or a related... ...in an office and remotely. Remote may be... ...considered. Estimated Travel May include up to...Remote workTravel16 hoursWork at officeLocal areaImmediate startRelocation$75k - $80k
Focus Partners Wealth is seeking an Associate Wealth... ...in retirement, risk management, tax, estate, and investment... ...the option to work remotely 2 days per week, or as... ...reviews and ensure compliance for the advisory team... ...clients in person. Some travel may be required Qualifications...Remote workTravelWork at officeLocal area2 days per week- ...delivering a comprehensive, tailored wealth‑management experience. Farther’s founders... ...for a sharp, detail‑oriented compliance professional to join our... ...record working with distributed or remote advisor teams Please note: Some regional travel is required (~30%) and working...Remote workTravel
CarData
Irving, TX7 days ago $85k - $145k
...COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT IS THE OPPORTUNITY? The Compliance Specialist establishes and implements an effective compliance program... ...civil liability. Unless otherwise indicated as fully remote, reporting into a designated City National location is...Remote workCity National Bank
Rochester, NY1 day ago$111k - $140k
...trade strategy, ensuring compliance with international... ...provide process guidance in managing their compliance... ...improvement.* Serve as an SME in Global Trade matters... ...meet business needs.**Travel:**Occasional domestic and... ...that people come with a wealth of experience and talent...Remote jobTravelFull timeWork experience placementWork at office$127k - $165k
Manager, Regulatory Affairs page is loaded##... ...Remotelocations: Remote - US: San Francisco... ...products* Key Regulatory SME and review &... ...ensure regulatory compliance* Regulatory... ...skills* Willingness to travel when required, approximately... ...growth comes a wealth of opportunities...Remote workTravelFull timeWork at office- ...seeking an experienced CRA/site manager to oversee ophthalmology... ...assigned sites, ensuring ICH/GCP compliance, regulatory alignment, and overall... ...site contact and monitoring SME. The role requires... ...management, and the ability to travel 75% of the time. A bachelor’s...Remote jobTravel
- ...equipment, helpdesk assistance, client management and financial planning tools* Company... ...fees, continuing education and compliance support**Skills and Qualifications***... ...position is currently designated as remote.**Estimated Travel*** May include up to 25% travel.This...Remote workTravelLocal areaImmediate startRelocation
- Title: SME Systems Administrator Location: Lorton, VA (22079) Citizenship... ...(subject to mission needs) Travel: Occasional CONUS travel;... ...Systems Administrator will manage and troubleshoot enterprise networks... ...; ensure security baseline compliance with DHS and FISMA standards....Remote workTravelFull timeWork experience placementLocal areaFlexible hours2 days per week
- ...communities. We aren't your typical wealth management firm. Our intense client... ...position will initially be remote but will transition to... ...annual basis. Follows Waverly compliance policies and procedures... ...requests and other matters. Travel: ~ Minimal travel is...Remote workTravelWork at officeLocal area
Waverly Advisors LLC
Sarasota, FL2 days ago - ...About Atteniv Atteniv is a compliance-first hybrid workforce management platform that helps... ...Seeks to build long-term wealth rather than short-term income... ...commercialization. Location Remote friendly, with preference for candidates who can travel for key meetings with...Remote workTravelFull timeTemporary workImmediate start
Atteniv
New York, NY5 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Wealth Management Compliance SME — Remote/Travel. Be the first to apply!
Related searches
- frontend internship remote Miami, FL
- remote broker Miami, FL
- excel remote Miami, FL
- marketing intern remote Miami, FL
- data entry specialist remote Miami, FL
- remote support engineer Miami, FL
- remote contract attorney Miami, FL
- clinical data manager remote Miami, FL
- remote pilot operator Miami, FL
- recruiting coordinator remote Miami, FL