Compliance Associate
$260k - $365kGreenberg Traurig
Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer competitive compensation and an excellent benefits package. GT has the largest legal footprint in the United States and the Associate will have the opportunity to work with clients, large and small, from variety of industries across the country. Greenberg Traurig’s Financial Regulatory & Compliance Practice comprises of more than 80 attorneys throughout the United States and in Latin America, Europe and Asia. Our department’s global platform distinctively positions us to address the needs of both domestic and international clients. We continue to build on a practice base that, while very broad, is nonetheless refined to serve the unique industry, practice, and jurisdictional needs of our diverse client base. Candidates will have a minimum of 6 years of financial services regulatory and compliance experience (particularly in the areas of banking, money services businesses, payment systems, FinTech firms). Experience with licensing/chartering, and knowledge of key financial services laws and regulations (e.g., BSA/AML, sanctions, third-party risk management, and consumer compliance). Enforcement experience is a plus. We are seeking candidates who possess a strong academic background and excellent legal research, analysis and writing skills, with strong attention to detail. Candidates must be willing to take on significant responsibility, have a strong commitment to client service and be diligent, proactive and team-oriented. Candidates must be admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish is preferred but not required. The Expected Pay Range For This Position Is $260,000 - 365,000 per year Full time employees may be eligible for a discretionary bonus, health insurance with an optional HSA, short term disability, long term disability, dental insurance, vision care, life insurance, Healthcare and Dependent Care Flexible Spending Accounts, 401K, vacation, sick time, and an employee assistance program. Additional voluntary programs include: voluntary accident insurance, voluntary life, voluntary disability, voluntary critical illness and cancer insurance and pet insurance. Commuter and Transit programs may also be available in certain markets. discretionary bonus health insurance with an optional HSA short term disability long term disability dental insurance vision care life insurance Healthcare and Dependent Care Flexible Spending Accounts 401K vacation sick time employee assistance program voluntary accident insurance voluntary life voluntary disability voluntary critical illness and cancer insurance pet insurance commuter and transit programs GT is an EEO employer with an inclusive workplace committed to merit-based consideration and review without regard to an individual’s race, sex, or other protected characteristics and to the principles of non-discrimination on any protected basis. #J-18808-Ljbffr
$50 - $60 per hour
...About Our Client Our client is a global asset servicing and compliance solutions provider that supports investment managers,... ...The Successful Applicant A successful Compliance Associate should have: Experience within investment management, asset...SuggestedHourly payPermanent employmentTemporary workLocal area- ...Invenergy, LLC in Chicago is seeking a Compliance Associate for Asset Management. The candidate will support Prevailing Wage & Apprenticeship compliance across the operating portfolio, ensuring documentation accuracy and compliance. The role involves stakeholder coordination...SuggestedApprenticeship
- ...instruments such as stocks, futures, and options. ABN AMRO Clearing USA LLC-Member FINRA, NFA, FIA and SIPC. Job Overview: The compliance associate role supports firm-wide compliance activities to ensure that business operations, policies, and procedures are aligned with...SuggestedWork at officeLocal areaFlexible hours3 days per week
$65k - $120k
...Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to... ...Management Business.Private Wealth Management Compliance is seeking an Associate to join our team and be based out of our Chicago office. As...SuggestedFull timeTemporary workPart timeWork at office$120.8k - $137.9k
Compliance Privacy Advisor, Principal Associate The Capital One Privacy Compliance team is seeking a Principal Associate, Compliance Privacy Advisor with a passion for mitigating privacy risks at a tech-focused finance institution. They will join us to perform key privacy...SuggestedFull timeTemporary workPart timeLocal area- The Options Clearing Corporation (OCC) is seeking a Regulatory Compliance professional to support the team in maintaining OCC's regulatory framework and advising on compliance matters across the organization. You will help drive remediation, update policies, and deliver...
- ...registered investment advisor (RIA).Your Future Team Hightower’s Compliance Department strives to provide industry-leading support to the... ...and detail-oriented Compliance Systems and Operations Associate to join our team. This position reports to the Director, Compliance...Permanent employmentWork at officeLocal areaWork from homeMonday to Thursday
- ...Job Description Job Description About the Role Quincy Wells Group is seeking a Compliance Associate to support our compliance function across both our Broker Dealer and Registered Investment Advisor (RIA) businesses. Reporting directly to the Chief Compliance Officer...Work at office
$80k - $100k
A global manufacturer with a complex international supply chain is expanding its Trade & Supply Chain Compliance function and looking to add a Trade Compliance Specialist to its Chicago team. This role will serve as a key resource for U.S. import and Customs compliance...Work at officeWork from home$105k - $130k
Invenergy, LLC in Chicago, IL is seeking a Reliability Compliance Associate focused on supporting NERC Regulatory Compliance. Key responsibilities include supporting compliance demonstrations, managing technical data, and crafting narratives for regulatory adherence. The...Work at office- Marex is seeking a SOX Governance & Compliance Associate to support the Sarbanes-Oxley control framework across the Americas. You will update process flow maps, oversee design and operating effectiveness, and track deficiencies with severity assessments. Responsibilities...
- ...regulatory requirements; work with senior/manager/director on complex issues or investigations. Help manage all aspects of the Compliance Hotline and compliance issues received via e-mail and phone. Ensure reported issues are appropriately received, evaluated, investigated...Work at officeLocal areaRelocation package
$260k - $365k
...Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer...Full timeTemporary workWork at officeFlexible hours$65k - $120k
Goldman Sachs Bank AG is seeking a Compliance Associate based in Chicago, IL, to join the Private Wealth Management team. This role involves monitoring compliance with regulations, assessing financial products for clients, and advising teams on regulatory issues. Ideal...- ...and public‑sector clients with value‑added integrated financial solutions. Reference 26000GFR Responsibilities The SG Americas Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker‑dealer activities across Sociét...Work at officeLocal area
$60k - $90k
...COMPLIANCE ASSOCIATE – FINANCIAL SERVICES Location: Remote (Initial 2-Week Onsite Training in Illinois) Schedule: Full-Time | Monday – Friday COMPENSATION • Salary: $60,000 - $90,000 annually • Eligibility for salary increases. • Quarterly and annual...Full timeWork at officeRemote workMonday to Friday$65k - $120k
Goldman Sachs Group, Inc. is searching for a Compliance Associate for its Private Wealth Management team in Chicago. The role involves monitoring compliance, assessing financial product suitability, and collaborating with various teams to ensure adherence to regulations...$125k - $140k
...publicly traded company on the NASDAQ since April of 2024. For more information visit Role Summary The SOX Governance & Compliance Associate will be responsible for support the Sarbanes-Oxley (SOX) control process for Marex activities in the Americas. These duties...Immediate startWorldwide$90k - $108k
...remain open for application based on business need, which may be before or after the 3‐day posting window. Job Description As Compliance Associate, Asset Management, you will support Prevailing Wage & Apprenticeship (PWA) compliance across Invenergy’s operating portfolio...For contractorsApprenticeshipFor subcontractorVisa sponsorship$260k
Permanents Placements LLC is seeking a mid-level associate for its Investigations, Compliance & Defense Practice in Chicago. Ideal candidates will have 3-5 years of relevant experience, with a focus on investigations and compliance. The firm promotes a collaborative environment...Permanent employment$65k - $120k
Overview Our division prevents, detects and mitigates compliance, regulatory, and reputational risk across the firm and helps to strengthen... ...Business. Private Wealth Management Compliance is seeking an Associate to join our team and be based out of our Chicago office....Full timeTemporary workPart timeWork at office$260k - $365k
An elite, global law firm is seeking a mid-level associate to join its Investigations, Compliance & Defense Practice in Chicago. Ideal candidates will have 3-5 years of relevant experience, though current 2026 judicial clerks will also be considered. The firm offers a...Permanent employment$65k - $120k
The Goldman Sachs Group is seeking an Associate for their Private Wealth Management Compliance team in Chicago. The role involves monitoring compliance, assessing product suitability, and advising teams on regulations. Candidates must have a Bachelor’s degree and three...- BCG Attorney Search is seeking a junior- to mid-level associate to join its Healthcare Privacy and Compliance team in Chicago. The successful candidate will manage privacy and cyber incident responses and provide legal counsel on compliance matters. The ideal applicant...
- Northern Trust Corp is seeking an AML CIP/KYC Associate in Chicago, IL. This role involves reviewing client files for AML compliance and providing support for regulatory adherence. The ideal candidate should have comprehensive knowledge of Financial Institution Regulatory...
- Greenberg Traurig LLP seeks a senior Associate in its Financial Regulatory & Compliance Practice. The role can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office, with clients across industries nationwide. Candidates should have at least 6...Work at office
$60k - $70k
Anti-Money Laundering (AML) Compliance Associate Anti-Money Laundering (AML) Compliance Associate Disclaimer: Please be advised that the most accurate and up-to-date information about our open roles—including job descriptions, compensation, and benefits—can only be guaranteed...Full timeRemote workWorldwideFlexible hours$50 - $60 per hour
...Job Description Job Description Job Title: Risk & Compliance Associate Location: Chicago, IL Industry: Management Consulting Compensation: $50 – $60 / hour (Contract) Work Schedule: Monday–Friday, 8:00 AM–5:00 PM - HYBRID Benefits: This position is...Contract workWork at officeLocal areaMonday to Friday- ...Regulatory Affairs Level III (Senior Specialist) position is responsible for global product registrations and ensuring regulatory compliance in the design, manufacturing, and sales of medical devices (including Class I and II devices, software as a medical device, and...
$88k - $125k
We are seeking a highly analytical and collaborative Risk & Compliance Associate to join our Legal, Risk & Compliance team. Reporting to the Assistant General Counsel - Privacy & Compliance, this role will play a critical part in advancing Kearney’s global compliance,...Work at officeHome officeFlexible hours2 days per week1 day per week
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