Compliance Capital Markets Professional
Direct Staffing Inc
Qualifications Does the candidate have at least 12 years of corporate security experience at the director level? Does the candidate have experience managing a staff? Is the candidate okay working in McLean, VA? Is the candidate available to start work March/ April 2015? Does the candidate have mortgage market experience? Does the candidate have experience creating training course? Does the candidate have experience with adult learning? Does the candidate have authorization to work in the United States? Is the candidate will to travel 25-30%? Skills and Certifications Does the candidate have capital markets and mortgage finance experience? Does the candidate have knowledge of securities compliance? For example assessing risk related to co Does the candidate have surveillance and monitoring experience? Does the candidate have knowledge of trading instruments? Does the candidate have a min of 2 years of relevant experience? Is the candidate okay working in McLean, VA? Is the candidate available to start work April/ May 2015? Ideal Candidate Someone that's looking to grow in the position Ideal Candidate Should Have Worked For The Following Company(IES): Banking Additional Information All your information will be kept confidential according to EEO guidelines. Direct Staffing Inc Job Location #J-18808-Ljbffr Direct Staffing Inc
$120.8k - $137.9k
Principal Associate, HR Business Partner- Capital Markets Are you interested in joining... ...s Degree or military experience ~ Professional Human Resources Certification or... ...vet) committed to non-discrimination in compliance with applicable federal, state, and local...SuggestedFull timePart timeCasual workLocal area$131.3k - $149.8k
...Overview Principal Analyst, Capital Markets & Risks Capital One’s Sarbanes-Oxley (SOX... ...(FRM) is a dedicated group of professionals focused on delivering top-quality external... ...Operational Risk Management and Corporate Compliance teams) to provide tailored risk...SuggestedFull timePart timeLocal area$111.2k - $126.9k
...Overview Sr. Analyst, Capital Markets & Risk Capital One's Balance Sheet Management group is seeking a motivated professional for a Senior Analyst role on the Interest Rate Risk... ...) committed to non-discrimination in compliance with applicable federal, state, and...SuggestedFull timePart timeLocal area$62k - $92k
...the Freddie Mac, Portfolio Management & Capital Markets Analyst - Quant - Application via... ...cycle. Analysts will accelerate their professional growth by working alongside best-in-class... ...Level III) Financial Services - Global Compliance and Reporting - Real estate -Tax...SuggestedRotational programFull timeInternshipWork at officeLocal area$111.2k - $126.9k
...Senior Business Analyst, Liquidity, Market, and Capital Risk Oversight As a Senior Business... ...: At least 2 years of professional experience performing analysis Currently... ...) committed to non-discrimination in compliance with applicable federal, state, and local...SuggestedFull timeTemporary workPart timeLocal area$225k - $275k
Associate Director of Business Marketing - M&A, PE, Capital Markets Cooley is seeking an Associate Director... ...of direct reports, ensure compliance with assigned work hours and monitor... .../time off requests Support business professional development and continued educational...Full timeTemporary workWork at officeImmediate startFlexible hoursShift workWeekend work- Capital One seeks a Principal Analyst in Capital Markets & Risks in McLean, VA to lead SOX advisory and end-to-end risk management across lines of business. You will coordinate with partners, auditors and executives to identify risks and remediation actions, driving control...
- ...oversee technology-related risk processes within Investments & Capital Markets. In this role, you will work closely with stakeholders and... ...to senior management . Generate periodic risk and compliance reports , refining technical risk procedures as needed....Permanent employmentFull time
$111.2k - $126.9k
...Overview Sr. Associate, Capital Markets & Risk - Systems Analyst The Treasury Systems & Business Solutions team, a department within... ...disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One...Full timePart timeLocal area$235k - $260k
...and commitment to our communities.Our Capital Markets Practice GroupOur Capital Markets practice... ...matters, including SEC reporting and compliance obligations, board composition,... ...programs, takes a holistic approach to professional growth. By encouraging collaboration and...Local areaFlexible hours$225k - $320k
...Securities & Capital Markets Associate Attorney (1-6 Years) Chicago, IL; New York; NY,... ...receiving meaningful client exposure, professional development, and a sustainable work environment... ...offerings, M&A transactions, and SEC compliance and reporting ~ Prior experience...Work at officeRemote work- Capital One is seeking a Senior Analyst in the Interest Rate Risk Management (IRR) Analytics team to measure and manage interest rate risk, forecast net interest income, and evaluate FX positions within the balance sheet. You will build dashboards using a BI tool, automate...
- Head of Capital Markets Risk and Quantitative Analytics The Asian Infrastructure Investment... ...and part of nonfinancial risk, notably compliance and operational risk, empowering the Bank... ...experience as an authoritative professional in the finance/banking industry, with...Worldwide
$170k - $240k
Business Marketing Senior Manager - M&A, PE, Capital MarketsCooley is seeking a Business Marketing Senior Manager... ...of direct reports, ensure compliance with assigned work hours and monitor... ...time off requestsSupport business professional development and continued educational...Full timeTemporary workWork at officeImmediate startFlexible hoursWeekend work- Capital Markets Associate Location: Multiple U.S. Offices Our client, a leading international... ...securities offerings, SEC compliance, and corporate governance matters for... ...Structured mentorship, sponsorship, and professional development programs Clear path for long...Flexible hours
- Capital One’s Sarbanes-Oxley Advisory team in Finance Risk Management is seeking a detail‑oriented analyst to drive risk assessments, control design, testing, and quarterly certifications across multiple lines of business. The role requires strong analytical and communication...
$120k - $175k
Business Marketing Manager - M&A, PE, Capital MarketsCooley is seeking a Business Marketing Manager - M&A... ...supervision of direct reports, ensure compliance with assigned work hours and... ...time off requestsSupport business professional development and continued educational...Full timeTemporary workWork at officeImmediate startFlexible hoursWeekend work- ...seeks a candidate with over 12 years of corporate security experience at the director level, ideally with a background in mortgage markets. Candidates should have experience managing teams and creating training courses. The position is located in McLean, VA, with a travel...
$225k - $250k
...Senior Capital Markets Attorney — Private Placements & Capital Raising This Jobot Job is hosted by: Trey Mattson Are you a fit? Easy... ...(where applicable) public raises Advising on securities compliance considerations and risk disclosures Ability to...Work at officeLocal areaFlexible hours$126.8k - $244k
...EY’s Sector Insights team comprises market-facing sector experts, across 18 sectors... ...sector. The team also equips EY’s 400,000 professionals to have insightful client conversations... ...The opportunity The banking and capital markets (BCM) sector is undergoing rapid...Summer holidayLocal areaFlexible hours$117.3k - $133.9k
Overview The Compliance Tester III (Principal Associate) performs a key second line of defense... ...of business, specifically within the Capital One Retail Bank, Premium Products &... ...experienced and diverse group of Compliance professionals to provide independent testing for the...Full timePart timeWork at officeLocal area$200.7k - $229.1k
...Senior Manager, Senior Counsel - Capital One Travel Product Counsel (... ...financial regulatory laws, marketing and advertising laws, and/... ...Communications, and Compliance stakeholders to address risks... ...managers, and corporate compliance professionals, and work cooperatively to...Full timePart timeWork at officeLocal area3 days per week$111.2k - $126.9k
Sr. Business Analyst - Operational Risk Capital The Operational Risk Capital team... ...Basic Qualifications At least 2 years of professional experience performing analysis. Currently... ...vet) committed to non-discrimination in compliance with applicable federal, state, and local...Temporary workLocal area$127.5k - $145.5k
...improving Tech Risk Metrics across Technology, Compliance, Stability, and Resiliency, and... ...topics to executive audiences. Relevant professional certification (e.g., CRISC, CISA, or... ...listed location and reflects the amount Capital One is willing to pay at the time of posting...Local areaImmediate start$251.4k - $286.9k
...Overview Business Director: Capital One Shopping (Remote-... ...Shopping business, find best-in-market savings for shoppers, and create... ...’ll team with world-class professionals to develop and test... ...committed to non-discrimination in compliance with applicable federal, state...Full timeTemporary workPart timeLocal areaRemote workShift work- ...solutions for Risk Management | Compliance | Business Process | IT... ...Environmental | Sustainability | Human Capital. We help forward-thinking... ...the talents of global professionals to complete a wide range of... ...through strategic relationships, market insight, and innovative...Full timeContract workTemporary workFor contractorsWork at officeLocal areaImmediate startFlexible hours
$164.8k - $188.1k
...Business Analysis Manager, Capital One Shopping (Remote-Eligible... ...You'll team with world-class professionals to develop and test... ...level modeling/analytics Marketing: Lead direct-to-consumer marketing... ...committed to non-discrimination in compliance with applicable federal,...Full timeTemporary workPart timeLocal areaRemote workShift work- ...fostering both personal and professional development, thereby creating... .... In this ever-changing market environment, our professionals... ...and Local Government in Human Capital Advisory for our Consulting... ...information regarding KPMG's compliance with federal, state and...Work experience placementH1bLocal area
$154.6k - $176.4k
...20mm space within their assigned market. Primary responsibilities include... ...commercial real estate agents, and other professionals, to drive referrals and business... ...a strong understanding of Capital One’s credit policy, ensuring compliance while effectively evaluating and...Full timePart timeLocal area- ...reflects our values. We offer competitive benefits, exceptional professional development opportunities for career growth, and a culture of... ..., and simulation capabilities focused on digital asset markets. This role is centered on better characterizing, assessing, and...InternshipLocal area
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