Compliance Capital Markets Professional
Direct Staffing Inc
Qualifications Does the candidate have at least 12 years of corporate security experience at the director level? Does the candidate have experience managing a staff? Is the candidate okay working in McLean, VA? Is the candidate available to start work March/ April 2015? Does the candidate have mortgage market experience? Does the candidate have experience creating training course? Does the candidate have experience with adult learning? Does the candidate have authorization to work in the United States? Is the candidate will to travel 25-30%? Skills and Certifications Does the candidate have capital markets and mortgage finance experience? Does the candidate have knowledge of securities compliance? For example assessing risk related to co Does the candidate have surveillance and monitoring experience? Does the candidate have knowledge of trading instruments? Does the candidate have a min of 2 years of relevant experience? Is the candidate okay working in McLean, VA? Is the candidate available to start work April/ May 2015? Ideal Candidate Someone that's looking to grow in the position Ideal Candidate Should Have Worked For The Following Company(IES): Banking Additional Information All your information will be kept confidential according to EEO guidelines. Direct Staffing Inc Job Location #J-18808-Ljbffr Direct Staffing Inc
$131.3k - $149.8k
A leading financial services company located in McLean, Virginia, is seeking a Principal Associate for Capital Markets & Risk. The successful candidate will be responsible for defining solutions to business problems while collaborating closely with Agile teams. Required...Suggested$111.2k - $126.9k
...Senior Business Analyst, Liquidity, Market, and Capital Risk Oversight As a Senior Business... ...: At least 2 years of professional experience performing analysis Currently... ...) committed to non-discrimination in compliance with applicable federal, state, and local...SuggestedFull timeTemporary workPart timeLocal area- ...military experience* At least 4 years of experience working in a business system analysis role* At least 3 years of experience with Capital Markets, Treasury, Payments or Cash Management (such as Quantum or other Cash Management tools) or a combination* MBA or Master’s...SuggestedFull timePart time
- ...oversee technology-related risk processes within Investments & Capital Markets. In this role, you will work closely with stakeholders and... ...to senior management . Generate periodic risk and compliance reports , refining technical risk procedures as needed....SuggestedPermanent employmentFull time
$131.3k - $149.8k
Principal Associate, Capital Markets & Risk - Systems Analyst The Treasury Systems & Business Solutions team, a department within Treasury... ...disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One...SuggestedFull timePart timeLocal area$85k - $133.75k
...Paralegal with specialized experience in Capital Markets & Public Companies to join our team.... ...ownership tables Overseeing compliance with the ’34 Act, Section 16 reporting... ...education attained, certifications or other professional licenses held, and if applicable, the...Temporary workWork at officeMonday to FridayFlexible hours3 days per week$101.1k - $115.4k
...Analyst - Advertiser Operations, Capital One Shopping (Remote-... ...will partner with world‑class professionals to develop and test strategies... ...various lending products. Marketing: Support direct‑to‑consumer... ...committed to non‑discrimination in compliance with applicable federal,...Remote jobFull timeTemporary workPart timeLocal area$149.8k - $171k
...Business Analysis Manager at Capital One, you will apply your... ...You'll team with world‑class professionals to develop and test strategies... ...Overview As the Business Manager, Market Strategy & Enablement (... ...also partner with risk & compliance and shared services to ensure...Full timeTemporary workPart timeLocal areaShift work- ...least 4 years of experience in business system analysis and a Bachelor's Degree. Proficiency in SQL, Python, and Agile methodologies is required. This role offers a competitive and inclusive benefits package to support your overall well-being. #J-18808-Ljbffr Capital One
- ...seeks a candidate with over 12 years of corporate security experience at the director level, ideally with a background in mortgage markets. Candidates should have experience managing teams and creating training courses. The position is located in McLean, VA, with a travel...
$260k - $365k
...Holland & Knight is seeking a mid-level capital markets/M&A associate to join its Corporate M&... ...well as public company reporting and compliance matters. The ideal candidate will have... ...collegial atmosphere and provides its professionals with a large international platform...Work at office3 days per week- Job Overview The Capital One Business Travel (COBT) booking travel platform for Small/Medium... ...of the business. We are looking for a Marketing Senior Analyst to join our Strategy and... ...) committed to non‑discrimination in compliance with applicable federal, state, and local...Temporary workLocal area
$126.8k - $244k
...EY’s Sector Insights team comprises market-facing sector experts, across 18 sectors... ...sector. The team also equips EY’s 400,000 professionals to have insightful client conversations... ...The opportunity The banking and capital markets (BCM) sector is undergoing rapid...Summer holidayLocal areaFlexible hours$87.4k - $253k
...organizations, working across the C-suite to capitalize on disruption, enable competitiveness,... ...’s What You Need Minimum of 6 years of professional experience in one or more of the... ...newbie to financial analysis and reporting, market analysis, and gathering competitive...Live inWork at officeLocal area$85k - $133.75k
...seeking a Mid-Level Corporate Paralegal with experience in Capital Markets and Public Companies. This position allows for a hybrid work... ...tasks including preparing registration statements, overseeing compliance, and onboarding transfer agents. We offer a competitive...3 days per week- ...is seeking a Mid-Level Corporate Paralegal with expertise in Capital Markets & Public Companies. This hybrid position requires 3 days... ...week in any U.S. office. Key responsibilities include managing compliance matters and preparing necessary documentation. The ideal candidate...Work at office3 days per week
$117.3k - $133.9k
Overview The Compliance Tester III (Principal Associate) performs a key second line of defense... ...of business, specifically within the Capital One Retail Bank, Premium Products &... ...experienced and diverse group of Compliance professionals to provide independent testing for the...Full timePart timeWork at officeLocal area- Australia-Employment is looking for a Senior Capital Markets Attorney specializing in private placements and capital raising. This position... ...has deep experience in legal documentation and securities compliance. Candidates should have a flexible jurisdictional bar and a...Permanent employmentFlexible hours
- Overview Within Capital One's Retail Bank and Premium Products and... ...to business development, marketing, operations, product development... ...legal department and compliance processes to keep up with our... ...managers, and corporate compliance professionals Excellent written and oral...Local area
$225k - $250k
Senior Capital Markets Attorney — Private Placements & Capital Raising $225000 - $250000 per year | Washington, DC | On-Site | Permanent... ...and (where applicable) public raises. Advising on securities compliance considerations and risk disclosures. Ability to...Permanent employmentWork at officeLocal areaFlexible hours$111.2k - $126.9k
Sr. Business Analyst - Operational Risk Capital The Operational Risk Capital team... ...Basic Qualifications At least 2 years of professional experience performing analysis. Currently... ...vet) committed to non-discrimination in compliance with applicable federal, state, and local...Temporary workLocal area$109k - $124.4k
...within People Strategy and Analytics at Capital One, you will be part of the Proactive Org... ...building 1+ years of experience in market research 1+ years of experience in SQL... ...vet) committed to non‑discrimination in compliance with applicable federal, state, and local...Full timePart timeLocal area$126.8k - $244k
...team EY’s Sector Insights team comprises market-facing sector experts, across 18 sectors... .... The team also equips EY’s 400,000 professionals to have insightful client conversations... ...leadership. The opportunity The banking and capital markets (BCM) sector is undergoing rapid...Summer holidayLocal areaFlexible hours$121.3k - $138.4k
...Analyst - Advertiser Operations, Capital One Shopping (Remote-... ...will team with world-class professionals to develop and test strategies... ...various lending products Marketing: Support direct-to-consumer... ...committed to non-discrimination in compliance with applicable federal,...Full timeTemporary workPart timeLocal areaRemote work$164.8k - $188.1k
...Business Analysis Manager, Capital One Shopping (Remote‑Eligible... ...You'll team with world‑class professionals to develop and test... ...product level modeling/analytics Marketing: Lead direct‑to‑consumer marketing... ...to non‑discrimination in compliance with applicable federal, state...Full timeTemporary workPart timeLocal areaRemote workShift work- ...shareholders recently approved a $3.5 billion capitalization. This will allow IDB Invest to... ...detail‑oriented, innovative, and proactive Market Risk Consultant. In this role, you will... ...learning opportunities to boost your professional profile, such as seminars, 1:1 professional...Full timeContract workWork at officeRelocation
$225k - $320k
...Description Job Description Securities & Capital Markets Associate Attorney (1–6 Years) Chicago... ...receiving meaningful client exposure, professional development, and a sustainable work... ...offerings, M&A transactions, and SEC compliance and reporting ~ Prior experience...Work at officeRemote work$260k - $365k
Holland & Knight LLP is on the lookout for a mid-level capital markets/M&A associate in Washington, D.C. The successful candidate will have... ...background in capital market transactions, public company compliance, and will be responsible for managing client relationships...$163.9k - $187.1k
...Banker-Northern Virginia & Maryland Markets The Senior Business Banker... ...commercial real estate agents, and other professionals, to drive referrals and business... ...a strong understanding of Capital One's credit policy, ensuring compliance while effectively evaluating and...Full timePart timeLocal area$260k - $365k
...Description Job Description Mid-Level Capital Markets / Mergers & Acquisitions Associate... ...counseling public companies on governance and compliance issues. Qualified candidates will... ...and meaningful opportunities for professional growth. Associates work closely with...Work at office
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