Director, FinOps — Regulatory Reporting & Capital Strategy
The Emerald Recruiting Group
A financial services firm based in New York seeks a Director of Financial Operations to oversee regulatory reporting, capital management, and operational control functions. The ideal candidate will have 8–15+ years of experience in financial operations within a broker-dealer environment, with strong knowledge of SEC regulations. This role is critical as the firm expands and requires ensuring compliance with capital and customer protection regulations while working closely with risk and treasury teams. Competitive compensation package offered. #J-18808-Ljbffr The Emerald Recruiting Group
$200k - $250k
Director - FinOps Location: New York, NY Compensation: $200,000 - $250,000 Base + Bonus Overview A rapidly growing broker-dealer... ...a senior Financial Operations leader to oversee core regulatory reporting, capital management, and operational control functions across the...Suggested- ...FINOP / Broker-Dealer Regulatory Reporting Consultant Our client is seeking a FINOP / Broker-Dealer Regulatory Reporting Consultant with strong experience... ...stakeholders Support regulatory reporting, capital computations, and reserve calculations Operate within...SuggestedPermanent employment
$134k - $248k
...As a Digital Assets Director reporting to the SVP, Capital Formation, you'll play a critical role in shaping Nasdaq's digital asset strategy across our Capital Access Platforms division-spanning... ...on emerging market structure, regulatory developments, and competitive...SuggestedTemporary workWork at officeHome officeFlexible hours3 days per week$100k - $250k
...advise, design and implement strategies, processes and technologies that... ...exceed client expectations, regulatory requirements, and internal policies. Define, track, and report on key performance indicators... ...Sachs, we commit our people, capital and ideas to help our clients...SuggestedFull timeTemporary workPart timeWork at office$140k - $185k
...job description represents a sample Capital Markets Strategy Manager position commonly found through... ...improvement Prepare strategic reports, presentations, and insights for senior... ..., and portfolio performance Monitor regulatory developments and market structural changes...SuggestedFull time$140k - $185k
...Posting This job description represents a sample Market Strategy Manager - Private Capital position commonly found through the Career Launch AI Talent... ...sectors Build and maintain dashboards, models, and reporting tools to provide actionable market insights Prepare market...Full time$125k - $190k
...Job Description What is the Opportunity? RBC Capital Markets (RBC CM) is looking for a regulatory data specialist responsible for simplifying complex FINRA regulatory reports (CAT, TRACE, CAIS) into granular field-level data requirements and mapping them to internal...Full timeFlexible hours$150k - $250k
...a Senior Manager US Tax Compliance & Reporting to lead Nscale's US tax compliance, financial... .../ Tax, reporting directly to the Director US Tax Strategy with a dotted line to the Senior... ...cross-functional initiatives and shaping capital strategy - always with our full...Local areaFlexible hours- ...with participation from Thrive Capital, Index Ventures, J.P. Morgan... ...the Role This person will report into our Director of Revenue and Provider Network Strategy and work closely with our Revenue... ...all of them - translating regulatory complexity into clear recommendations...Full timeWork at officeRemote work3 days per week
$280k
...Executive Director: Regulatory Reporting Innovation & Transformation Lead MUST be local to New York City, Hybrid Schedule Salary up to... ..., Audit, Data, and Technology leaders to align reporting strategy and execution. Provide executive sponsorship for Agile...Local area$75k - $90k
...the position of Sr. Manager of Data Strategy and Reporting. This role supports the Workforce Development... ...collaborate closely with the Senior Directors of Workforce Development and CAPP, as... ...to ensure data integrity and regulatory compliance. Familiarity with FERPA...InternshipRemote work- .... Fairstead is seeking a Managing Director, Financial Strategy to serve as the financial and operational... ...leader who owns financial planning, capital strategy, and the systems... ...operate smarter and grow faster. Reporting directly to the CEO, this role sits at...
- FIS Management Services LLC is seeking a Director, Pricing to lead the pricing strategy for Capital Markets solutions. This role is responsible for commercial pricing, deal structuring, and negotiating contracts while working closely with Sales, Finance, and other teams...
- ...Executive Director, Regulatory Reporting Innovation & Transformation Lead About the Company Financial services firm modernizing regulatory... ...senior leaders across different functions to align reporting strategy and execution. The ideal candidate must have deep...
$200k - $235k
...grade execution and regulatory compliance in everything... ...: As Managing Director, Broker Dealer FINOP, you will be... ...regulatory financial reporting and compliance for the... ...DriveWealth's growth strategy. What You'll Do:... ...Calculate and monitor net capital position to meet...Full timeWork at officeWorldwide- Capital One is looking for a Director of Anti-Money Laundering (AML) Risk Assessments and Regulatory Strategy based in New York, NY. This role involves designing AML strategic roadmaps, managing enterprise-wide risk assessments, and ensuring compliance with regulations....
£75k per year
...Standards & Technical Governance Manager - Regulatory & Innovation Strategy Location: South East Coast Salary:... ...with senior business leadership (Director level & board) and external... ...highly desirable. Experience beyond reporting & assessment, confident leading on risk...Permanent employment$207k - $295.55k
...Insurance Regulatory Reporting Product Leader Clearwater Analytics® is a global industry-leading... ...to define and drive Clearwater's strategy for global insurance regulatory reporting... ...intersection of insurance regulation, capital adequacy, and financial technology....Temporary work$115.44k - $186.16k
...Business: Business Management, Strategy & Support Job Description... ..., governance, and regulatory priorities across US Compliance... ...leadership and Board-level reporting, regulatory preparedness, and... ...for regulators, the Board of Directors, and senior leadership, translating...Temporary workWork at officeLocal areaWork from homeFlexible hours$200k - $225k
...Syndax Pharmaceuticals is looking for an Associate Director, Regulatory Strategy At Syndax, we are determined to realize a future in which people with cancer live longer and better than ever before. Syndax Pharmaceuticals is a commercial stage biopharmaceutical company...Work at officeLocal areaRemote work- ...Ventures, DST Global, and Lone Pine Capital, Airwallex is leading the charge in building... ...'ll Do: The Senior Manager, Revenue Strategy, US sits at the core of our US SME... ...help drive growth for this segment. Reporting to the Director of Strategy, you will work closely...Local areaWorldwide
$134k - $348.5k
...The Opportunity As an Asset and Wealth Management - Regulatory Reporting Specialist - Director, you will play a pivotal role in guiding clients... ...requirements and providing strategic guidance on compliance strategies. As a Director, you will set the strategic direction...Full timeH1b- ...Job Description Job Description The Director, Regulatory Strategy is a key leadership role responsible for developing, implementing, and managing regulatory strategies to support Immuneering’s business objectives, product development, and future global market access...Remote jobFull timeLocal area
- Senior Regulatory Reporting Analyst, Long Island City City, NY, Tampa or Charlotte, NC (Hybrid) Contract... ...along with exposure to Basel III capital regulations, GAAP/SEC Reporting and... ...and translate them into breakthrough strategies. What You Will Be Doing Ensure Regulatory...Contract work
$220.7k - $347.5k
...The Packaging and Distribution Strategy Lead will be responsible for... ...and return on invested capital. Responsibilities include developing... ...operational impacts, regulatory implications, and financial considerations... .... Scope Lead 1 direct report with approximately 18 full‑...Full timeTemporary workWork experience placement- ...Director, Creative Strategy Front Office Sports is hiring a Director of Creative Strategy to lead... ...beyond any individual RFP. This position reports to the Vice President, Marketing &... ...IMI, a joint venture between RedBird Capital Partners, a New York-based private equity...Work at office3 days per week
$108.6k - $142.15k
...Senior Manager, Rolling Stock Strategy and Analysis DEPT/DIV:... ...development, land use, service planning, capital program funding, legal, etc.) to assist... ...cooperation among people with no direct reporting relationship to the position. Must be...Full timeTemporary workPart timeFor contractorsWork experience placementWork at officeRemote workWeekend workAfternoon shift1 day per week- A biotechnology company focused on MASH and liver fibrosis is seeking a (Senior) Director, Regulatory Affairs. In this remote role, you will lead U.S. regulatory strategy, particularly for FDA engagement and regulatory submission mechanics. The ideal candidate should have...Remote job
- Secura Bio is hiring a Director/Senior Director of Global Regulatory Affairs. This strategic leader will develop and implement regulatory strategies, ensuring compliance with global standards. Responsibilities include overseeing regulatory submissions and acting as a liaison...
- Eight Sleep is looking for a Director of Medical Products to build a medical business focused on sleep and health. The role includes leading regulatory and reimbursement strategies, collaborating with R&D and engineering teams, and driving product development to enhance...
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