Director, FinOps — Regulatory Reporting & Capital Strategy
The Emerald Recruiting Group
A financial services firm based in New York seeks a Director of Financial Operations to oversee regulatory reporting, capital management, and operational control functions. The ideal candidate will have 8–15+ years of experience in financial operations within a broker-dealer environment, with strong knowledge of SEC regulations. This role is critical as the firm expands and requires ensuring compliance with capital and customer protection regulations while working closely with risk and treasury teams. Competitive compensation package offered. #J-18808-Ljbffr The Emerald Recruiting Group
$200k - $250k
Director - FinOps Location: New York, NY Compensation: $200,000 - $250,000 Base + Bonus Overview A rapidly growing broker-dealer... ...a senior Financial Operations leader to oversee core regulatory reporting, capital management, and operational control functions across the...Suggested$200k - $225k
Tensec is looking for a Director - Broker-Dealer FINOP to oversee regulatory financial reporting for their Broker-Dealers. The role focuses on compliance and support for the Company's growth strategy. Ideal candidates should have over 8 years' experience in finance, specifically...Suggested$230.4k - $263k
...Director, Metrics Strategy and Reporting Capital One is one of the fastest growing organizations in the world today, powered by our passion for our customers. We are serious about technology, we dream big, and we execute: Capital One moved our entire enterprise to the...SuggestedFull timePart timeLocal area$140k - $185k
...employer) Position Overview The Platform Strategy Manager - Private Capital leads strategic initiatives to... ...to optimize investment workflows, reporting, and portfolio management tools... ...initiatives comply with governance, regulatory, and industry best practices Preferred...SuggestedFull time$86k - $131.38k
...by U.S. News & World Report. As a recipient of the... ...Responsibilities**### Capital Planning and Strategic... ...Board meetings.### Debt Strategy and Capital Markets... ...financing agreements and regulatory obligations.*... ...Improvement* Support the Senior Director in facilitating...SuggestedFull timeLocal areaShift work$140k - $185k
...About This Posting This job description represents a sample Capital Strategy Manager position commonly found through the Career Launch AI... ...scenario analysis, and capital allocation decisions Prepare reports, dashboards, and presentations for senior leadership and investment...Full time- ...reconciliations.* Assess the regulatory impact of new products, business... ...develop a team of Regulatory Reporting junior staff members.* FOCUS... ...dealer regulatory reporting, capital management, or financial... ...oversees the overall discipline and strategy for the respective areas...Temporary work
$100k - $160k
...Description Location: New York, New York, United States Job Function: Business Unit COO Team Reports To: COO of Alternatives Capital Formation Role Summary: The Management & Strategy Associate role serves as a critical advisor and right-hand to the COO of Alternatives...Full timeTemporary workPart timeInternshipWork at office$200k - $250k
...Senior Director, Regulatory Strategy Consulting 4 days ago – Be among the first 25 applicants This range is provided by ProductLife Group. Your... ...range $200,000.00/yr - $250,000.00/yr Position Overview Reporting to the Vice President, Regulatory Affairs, the Senior Director...Full timeRemote work$100k - $250k
...advise, design and implement strategies, processes and technologies that... ...exceed client expectations, regulatory requirements, and internal policies. Define, track, and report on key performance indicators... ...Sachs, we commit our people, capital and ideas to help our clients...Full timeTemporary workPart timeWork at office$134k - $248k
Strategy Director, Digital Assets Lead page is loaded## Strategy Director,... ...requisition id: R0025368Nasdaq’s Capital Access Platforms (CAP)... ...scaled implementation. This role reports directly to the Head of... ...emerging market structure, regulatory developments, and competitive...Temporary workWork at officeWork from homeHome officeFlexible hours3 days per week$140k - $185k
...job description represents a sample Capital Markets Strategy Manager position commonly found through... ...improvement Prepare strategic reports, presentations, and insights for senior... ..., and portfolio performance Monitor regulatory developments and market structural changes...Full time$140k - $185k
...Posting This job description represents a sample Market Strategy Manager - Private Capital position commonly found through the Career Launch AI Talent... ...sectors Build and maintain dashboards, models, and reporting tools to provide actionable market insights Prepare market...Full time$100k - $250k
Human Capital Management Our division recruits, develops and rewards... ...advise, design and implement strategies, processes and technologies... ...exceed client expectations, regulatory requirements, and internal policies. Define, track, and report on key performance indicators...Full timeTemporary workPart time- ...globally recognized banking organization is looking for a Director of Regulatory Risk Reporting to support a major build-out of its U.S. risk and... ...years within risk management, regulatory reporting, or capital stress testing in a large banking environment Deep expertise...
$150k - $250k
Senior Manager, US Tax Compliance and Reporting New York; US About Nscale Nscale is... ...Finance & Tax, reporting directly to the Director US Tax Strategy with a dotted line to the Senior... ...cross‑functional initiatives and shaping capital strategy — always with our full...Local areaFlexible hours- A leading private equity firm is seeking a Private Capital Strategy Officer to enhance investment strategy and capital allocation efforts. This hybrid role based in New York requires analytical prowess and strong financial modeling skills. Ideal candidates should possess...
- ...York, NY (Hybrid) Employment Type: Full-Time Industry: Private Capital / Investment Management / Financial Services Experience Level:... ...Opportunity This posting represents the type of Private Capital Strategy Officer roles featured within the Career Launch AI Private Job...Full timeInternship
$146.93k
...you matter. Your Impact We are looking for a forward thinking and highly motivated team player to join our Accounting Strategy and Financial Reporting team. You will lead accounting research and operational analysis with a primary focus on M&A, strategic equity and debt...Contract workWork experience placementWork at officeRemote work$125k - $140k
...CPC has provided a consistent source of capital to underserved housing markets throughout... .... Role Summary The AVP, Capital Strategy & Investment (CS&I) plays a key role in... ...development of fundraising and ongoing reporting materials, coordination of legal documentation...Temporary workSummer workWork at office2 days per week3 days per week- ...A biotechnology company focused on MASH and liver fibrosis is seeking a (Senior) Director, Regulatory Affairs. In this remote role, you will lead U.S. regulatory strategy, particularly for FDA engagement and regulatory submission mechanics. The ideal candidate should have...Remote work
$200k - $250k
...A leading regulatory consulting firm is seeking a Senior Director for Regulatory Strategy Consulting to architect global regulatory strategies and lead cross-functional teams. The role demands 15 years of regulatory affairs experience and a strong skill set in business...Full timeRemote work- ...Secura Bio is hiring a Director/Senior Director of Global Regulatory Affairs. This strategic leader will develop and implement regulatory strategies, ensuring compliance with global standards. Responsibilities include overseeing regulatory submissions and acting as a liaison...
$115.44k - $186.16k
...Business: Business Management, Strategy & Support Job Description... ..., governance, and regulatory priorities across US Compliance... ...leadership and Board-level reporting, regulatory preparedness, and... ...for regulators, the Board of Directors, and senior leadership, translating...Temporary workWork at office- ...Sciences in New York, NY is seeking a strategic Senior Vice President of Finance to lead the company’s financial infrastructure and capital strategy. This role involves owning fundraising initiatives, developing innovative financial models, and collaborating with executives...
- ...Kinekta is looking for a professional to lead the development and implementation of regulatory strategies across federal and state jurisdictions. The successful candidate will need to advise senior leadership on regulatory developments affecting wholesale power markets...
$200k - $225k
...evolution. About the Role As Director - Broker-Dealer FINOP, you will be responsible for the regulatory financial reporting and compliance for the... ...support Drive Wealth’s growth strategy. What you will do Work... ...Calculate and monitor net capital position to meet...Work at officeWork from homeWork visaFlexible hours- ...Ventures, DST Global, and Lone Pine Capital, Airwallex is leading the charge in building... ...'ll Do: The Senior Manager, Revenue Strategy, US sits at the core of our US SME... ...help drive growth for this segment. Reporting to the Director of Strategy, you will work closely...Local areaWorldwide
$100k - $112k
Associate Strategy Executive page is loaded## Associate Strategy Executiveremote type: Hybridlocations... ...effective execution, monitoring, and reporting of strategic initiatives. + Drive... ...groups world-wide. Our Group has capital in excess of $25 Billion, operations in...Temporary workWork experience placementLocal areaFlexible hours- Senior Regulatory Reporting Analyst, Long Island City City, NY, Tampa or Charlotte, NC (Hybrid) Contract... ...along with exposure to Basel III capital regulations, GAAP/SEC Reporting and... ...and translate them into breakthrough strategies. What You Will Be Doing Ensure Regulatory...Contract work
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