Executive Director, Regulatory Reporting Innovation & Transformation Lead
Confidential
Executive Director, Regulatory Reporting Innovation & Transformation Lead
About the Company
Financial services firm modernizing regulatory reporting through scalable, automated, defensible solutions.
Industry
Financial Services
Type
Privately Held
About the Role
The Company is seeking an Executive Director for Regulatory Reporting Innovation and Transformation. The successful candidate will be responsible for providing enterprise-level leadership in the design, delivery, and modernization of the regulatory reporting framework. This role demands a strategic vision that prioritizes innovative and scalable solutions, ensuring accurate and compliant regulatory reporting. The Executive Director will be a senior bridge across various functions, including regulatory policy, finance, risk, treasury, data, and technology, and will be accountable for driving creative, forward-looking solutions that replace traditional, manual, or fragmented approaches with scalable, automated, and defensible designs. Key responsibilities for this position include defining and owning the strategic vision for regulatory reporting, providing executive oversight of regulatory interpretation, and designing new reporting platforms. The role also involves driving the reduction of manual adjustments through design-led automation, acting as the senior escalation point for reporting risks, and partnering with senior leaders across different functions to align reporting strategy and execution. The ideal candidate must have deep expertise in regulatory reporting frameworks, strong data expertise, and a proven track record of driving innovative solutions in highly regulated environments. Experience in leading transformation initiatives, a solid understanding of technology, and the ability to influence across finance, risk, and technology are essential. The role requires an individual with a strong executive presence, excellent communication skills, and the ability to develop high-performing teams.
Travel Percent
Less than 10%
Functions
- Finance
- Data Management/Analytics
- Product Management
$280k
...Executive Director: Regulatory Reporting Innovation & Transformation Lead MUST be local to New York City, Hybrid Schedule Salary up to $280k No Sponsorship Available, No Third Party Resumes Provide enterprise-level leadership for the design, delivery...SuggestedLocal area$200k - $280k
...Join Mizuho as the Regulatory Reporting Innovation & Transformation Lead! In this role you will provide enterprise-level leadership for the design, delivery... ...over legacy or tactical fixes. Provide executive oversight of regulatory interpretation and translate...SuggestedWork at officeLocal areaRemote workWorldwide$187.27k - $318.36k
...economy and our teams bring innovation to life. If you’re ready to... ...manage the Tax Information Reporting Suite (formerly Wall Street... ...Compliance Principal brings regulatory guidance to the product planning... ...in strategic planning and execution for the entire product line...SuggestedFull timeWork at office- ...DTCC? Do you want to work on innovative projects, collaborate with... ...guidance on legal and regulatory matters. Pay and Benefits... ...will have in this role: The Executive Director for Business Compliance is... ...Additionally, the group prepares reports on the status of the...SuggestedWork at officeRemote workFlexible hours
$230k - $260k
...makers and music lovers, tech innovators and inspired entrepreneurs,... ...Your role: The Senior Director will lead the preparation and review... ...corporate budgeting. Process Transformation: Lead initiatives to... ...mentor direct and indirect reports to cultivate professional growth...SuggestedWork experience placementWork at officeLocal areaWorldwide$150k - $250k
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...Description: TD Securities' Regulatory Compliance Management (RCM)... ...VP Data Infrastructure & Reporting role on the TD Securities... ...management Partner closely with Leads across RCM Programs (such... ...who choose us for our innovation, execution, and experience. With more...Work experience placementWork at officeLocal areaWork from homeFlexible hours- ...Reporting directly to the Chief Compliance Officer, Oncology, the Head... ...US Compliance and Deputy CCO leads US Compliance program and... ...&D and other teams to enable innovation while proactively addressing... ...complying with its legal and regulatory obligations and undertake a continuous...Local area
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...procedures for the bureau. Lead the planning,... ...stakeholders to design and execute research studies,... ...collection, survey tools, reporting, and research.... ...and opportunities for innovation in public health programs... ...contact Sye-Eun Ahn, Director of the Office of Equal...Full timeWork at officeWork from home2 days per week$192k - $206k
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...Business Development Executive Ready to turn bold ideas... ...adapt to change, we lead it. AI and digital innovation are transforming the way businesses work... ...Development Executive , Sales Director In this role you... .... - Provide regular reports to senior management....Contract workWork at officeRemote workShift work$150k - $180k
...support our Broker-Dealer Regulatory Reporting team. This role is responsible... ...deposits/withdrawals are executed in accordance with Rule 15c... ...clients who choose us for our innovation, execution, and experience.... ...advice and industry-leading insight, extending access to...Work at officeLocal areaWork from homeFlexible hours$87k - $147k
Enterprise Reporting & Analytics, Assistant... ...one of the world’s leading financial groups.... ...toward greater innovation, speed and agility... ...President reports to the Regulatory Reporting Manager... ...the design and execution of robust... ...Support Finance Transformation initiatives, regulatory...Work at officeRemote work- ...Data Scientist Lead, Vice President Transform data into business insights and drive innovation in Payments Transformation business, enhancing customer experiences and... ...ensuring data-driven analysis and automated reporting, shape group strategy, assess opportunities,...
- ...will have the opportunity to lead critical financial processes,... ...across business lines, and drive innovation in modeling and analysis. At... ...and Review (MRGR). Execute Home Lending models and QMs for... ...functions, including External Reporting, Investor Relations, and Corporate...Work at office
- A financial services firm based in New York seeks a Director of Financial Operations to oversee regulatory reporting, capital management, and operational control functions. The ideal candidate will have 8-15+ years of experience in financial operations within a broker-...
$200k - $250k
Director - FinOps Location: New York, NY Compensation: $200,000... ...Operations leader to oversee core regulatory reporting, capital management, and... ...Rule 15c3-3) computations Lead FINOP-related reporting... ...Collaborate with the Technology and Transformation teams to automate...- ...Head Of Planning & Analysis Innovation And Transformation As the Head of Planning... ...and adoption, while directly reporting to the Markets Head of... ...Develop, create and execute a strategic vision for the... ...overall control environment Lead strategy for data modeling...
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...client work and internal firm innovation. Internally, this role... ...side, this individual will lead strategic communications programs... ...senior counselor to C-level executives and helping drive high-... ...'ll be doing: Business transformation Partner with senior leadership...Work at officeLocal areaRemote workWorldwide- ...Commission seeks to hire an Executive Director of Systems Innovation & Online Learning to... ...case management system and leads the creation and... ...Establish data standards and reporting capabilities to support... ...architecture, or digital transformation, including experience in...For contractors
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