Investment Funds Associate
Full-time
Alexander Chapman
A growing legal organization is seeking an Associate to join its Investment Companies practice , advising on regulatory, compliance, and governance matters for investment advisers, registered investment companies, and related clients.
The role will cover SEC regulatory filings, Marketing Rule reviews, fund formation support, adviser transactions, and SEC examinations , while working alongside attorneys across investment management, private funds, and tax.
What You'll Do
- Advise on Form ADV and other regulatory filings
- Review marketing materials under the SEC Marketing Rule
- Support fund formations, adviser transactions, and restructurings
- Assist with SEC examinations and regulatory inquiries
- Provide day-to-day regulatory and compliance advice to clients
- Utilize modern technology and AI-enabled tools to streamline legal workflows
What We're Looking For
- JD and admission in at least one U.S. jurisdiction
- 4–6 years of investment funds / investment management regulatory experience
- Hands-on SEC Marketing Rule experience
- Experience with SEC examinations
- Strong drafting, analytical, and client communication skills
- Interest in leveraging technology to improve legal practice
- No prior AI or technical experience required
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Investment Funds Associate in New York, NY vacancy
- ...Seeking experienced Private Equity Associate to join a growing Primaries investment business that also invests in secondaries and co-invest opportunities. The... .... Lead key analysis workstreams of prospective fund commitments, co-investments, and secondary investments...SuggestedFull time
Confidential Company
New York, NY4 days ago $275k - $425k
...Sadis & Goldberg LLP is looking to hire a 3rd to 5th year investment funds/management associate (Classes of 2020–2023) for our Financial Services Group in NYC. Our offices are located two blocks from Grand Central. Compensation range should be $275,000-$425,000...SuggestedWork at officeRemote workMonday to FridaySadis & Goldberg LLP
New York, NY5 hours ago$100k - $160k
...Company: Prominent Multi-Strategy Hedge Fund Role : Investment Research Associate New York, NY About The Team The Investment Research Team sits at the critical intersection of fundamental equity analysis, primary intelligence, and compliance. Partnering directly...SuggestedFull timeDaley And Associates, LLC
New York, NY4 days ago$300k
...Investment Funds Attorney Investment Management & Funds Practice Group Open to Multiple Locations...list found at the bottom of this description. HYBRID Our client, a national AmLaw 200 firm, is seeking a seasoned Investment Funds Attorney to join its sophisticated...SuggestedWork at officeSoap Creek Resources
New York, NY18 hours ago$260k - $390k
...Job Description Investment Funds Associate | 3–6 Years' Experience | New York \n \n Salary: $260,000 – $390,000 + Benefits \n Location: New York City \n Practice Area: Investment Funds / Fund Formation \n \n The Opportunity \n \n LJW Solutions...SuggestedLJW Solutions
New York, NY7 days ago- A growing legal organization is seeking an Associate to join its Investment Companies practice, advising on regulatory, compliance, and governance matters... ...cover SEC regulatory filings, Marketing Rule reviews, fund formation support, adviser transactions, and SEC...Immediate start
Alexander Chapman
New York, NY3 days ago $275k - $425k
Sadis & Goldberg LLP is looking to hire a 3rd to 5th year investment funds/management associate (Classes of 2020-2023) for our Financial Services Group in NYC. Our offices are located two blocks from Grand Central. Is your CV ready If so, and you are confident this is the...Work at officeImmediate startRemote workSadis & Goldberg LLP
New York, NY3 days ago$140k
...Client Description Our client is a boutique alternative investment firm seeking a highly motivated Operations professional to partner directly... ...environment. The role offers exposure across fund operations, fund accounting, financial reporting, trade support...Full timeWork at officeGreen Key Resources
New York, NY1 day ago- ...A global, systematic, multi-strategy hedge fund is seeking an Assistant Controller/Controller to oversee accounting, financial reporting... ...performance, fees, and risk/return metrics for leadership and investment teams, including attribution analysis distinguishing mark-to-...Full time
Atlas Search
New York, NY2 days ago - ...scaling the firm’s finance team as they manage a newly raised $1B fund. This role will gain broad exposure across fund accounting,... .... Support transaction activity and collaborate closely with investment professionals. Manage management company accounting and related...Full time
Atlantic Group
New York, NY3 days ago - ...Firm: 25b Credit Fund in Midtown, HYBRID 3 DAYS IN OFFICE Title: Controller (#2 to the CFO) Compensation: 250-350k total... ...-Oversee business valuations for illiquid portfolio company investments using multiple valuation techniques and update quarterly and annual...Full timeWork at office
The Atlantic Group
New York, NY2 days ago - ...Fund Controller / Principal | Private Equity Secondaries | NYC We’re currently partnering with a leading global alternative investment manager looking for a Fund Controller / Principal to join its growing Private Equity Secondaries platform in NYC. They’re seeking a...Full time
Green Key Resources
New York, NY4 days ago - ...A leading real estate investment and management firm that operates a diverse portfolio of multifamily, industrial, and mixed-use developments... ...across the United States. Summary The Vice President, Fund Controller provides accounting leadership for assigned real...Full time
Atlas Search
New York, NY3 days ago - ...Fund Controller – Private Credit / Alternative Investments Senior Fund Finance & Accounting Leadership | Private Credit The Opportunity Madison Davis... ...Support the accounting and operational requirements associated with new fund launches, investment vehicles, and...Full time
Madison-Davis, LLC
New York, NY3 days ago - ...financial services firm. You will be working out of their NYC office (currently hybrid). The ideal candidate will have 7-12 years of fund accounting OR audit OR fund admin (Big 4 public accounting firm/fund admin to start and then core fund experience in house)...Work at office
Atlantic Group
New York, NY2 days ago - ...Firm: Growing Private Equity Fund with $5B AUM and 100+ employees Location: Midtown Manhattan, close to Grand Central and Penn... ...(IRR, TVPI, DPI) Support the valuation process for portfolio investments alongside the deal team Coordinate tax reporting and K-1s with...Full timeWork at office
The Atlantic Group
New York, NY3 days ago - ...Fund Controller— Private Credit Overview A leading alternative investment platform is looking for a CPA to join its fund finance team and take ownership of accounting and financial reporting for its BDC and private credit vehicles. This is a high-visibility seat...Full time
Madison-Davis, LLC
New York, NY2 days ago - ...A U.S. real estate investment firm, is hiring a Vice President, Fund Controller to lead accounting for its real estate credit investment vehicles. The... ...structures, co-investment vehicles, joint ventures, and associated holding companies. Reporting is under US GAAP....Full time
Atlas Search
New York, NY1 day ago - ...Boutique High-Growth Private Equity Firm is looking to hire a Assistant Controller, this role will report to CFO working with their Fund Finance, Tax, and IR Teams. Will be responsible for Fund Financial reporting, Finance Analytics and Analysis. This professional with...
Coda Search│Staffing
New York, NY2 days ago - ...About the Company A leading global investment platform is seeking a senior finance... ...opportunity with broad responsibility across fund accounting, financial reporting,... ...client information requests, including those associated with fundraising and ongoing reporting....Full time
Green Key Resources
New York, NY5 hours ago - ...Position Overview The Principal will join a growing private markets investment platform focused on secondary transactions and related... ...a range of investment vehicles, including traditional drawdown funds, separately managed accounts, and evergreen and registered products...Full time
Green Key Resources
New York, NY3 days ago - ...Fund Controller – Private Credit & Portfolio Analytics Location: New York, NY Schedule: Hybrid; four days per week in office... ...6–8 years preferred We are partnering with an alternative investment manager seeking a Fund Controller for its U.S. debt platform....Work at office
Coda Search│Staffing
New York, NY5 hours ago - ...Firm: Private Equity Fund Role: Controller Location: New York City - Hybrid Schedule Responsibilities Include: Fund Accounting... ..., and financial reporting ~ Familiarity with complex fund structures (SPVs, co-investments) preferred ~ CPA preferred 50155...Full time
Atlantic Group
New York, NY2 days ago - ...One of our Premier Alternative Investment Management Clients is seeking an Controller for one their Debt Fund (addition to staff). The ideal candidate will join a highly successful growing Finance & Accounting team, reporting to Firm's CFO. Ideal individual will sit...Full time
Coda Search│Staffing
New York, NY1 day ago $215k - $235k
...we invite you to join us on this journey. Senior Director – Funds Fitch Ratings’ Funds & Asset Management group is currently seeking... ...), bonds funds, exchange traded funds (ETFs), local government investment pools (LGIPs), and asset managers. What We Offer: The...Local areaImmediate startRemote workFlexible hours2 days per weekFitch Group
New York, NY1 day ago- ...interesting and challenging position you will be part of The Company's Capital’s Fund Operations and Services team. The team is responsible for the compilation, analysis and validation of all investment and investor-related transactions as well as the production of quarterly...Full timeTemporary work
Robert Walters
New York, NY1 day ago - ...The ideal candidate will bring strong fund accounting and financial reporting experience... ...reporting for multiple private investment funds, managed accounts, and related investment... ...and reporting requests, including those associated with fundraising and other key business...Work at office
Green Key Resources
New York, NY1 day ago - The People Of: Professional Services in New York is seeking a mid-level Investment Management Associate to join its growing practice. You will advise on private investment funds, participate in fund formation, and collaborate with partners and clients on launches and regulatory...
- ...Job description Our client is a $16bn long/short equity hedge fund with a track record spanning over 20 years Responsibilities... ...research and analysis on potential Long/Short equity investing opportunities, monitoring existing positions, and assisting in...Work experience placement
Long Ridge Partners
New York, NY5 hours ago - ...Job description Our client is a $60bn global multi-strategy, multi-manager hedge fund with a track record spanning over 20 years. They are looking for an Investment Analyst to join one of the most prestigious healthcare Investing teams at the fund. Responsibilities...Full timeWork experience placement
Long Ridge Partners
New York, NY2 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Investment Funds Associate. Be the first to apply!
Related searches
- investment consultant New York, NY
- senior investment advisor New York, NY
- investment operations associate New York, NY
- investment advisor New York, NY
- registered investment advisor New York, NY
- investment coordinator New York, NY
- investment New York, NY
- investment part time New York, NY
- investment strategist New York, NY
- investment writer New York, NY