Compliance Analyst, Asset Management (US)
LegalAndGeneral
Legal & General Investment Management (LGIMA) in Chicago seeks a Compliance Analyst to support the firm's program through monitoring, testing and advisory activities. You will help uphold the Culture of Compliance and ensure adherence to regulatory requirements and internal policies. The role requires 2–4 years with an SEC-registered investment advisor, solid knowledge of equity, fixed income and derivatives, and strong communication and problem-solving skills. #J-18808-Ljbffr LegalAndGeneral
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Compliance Analyst, Asset Management (US) in Chicago, IL vacancy
$100k - $115k
...William Blair is seeking to add a Compliance Analyst to its William Blair Investment Management (WBIM) dedicated compliance team.... ...13 filings, Form PF, other non-US filings as needed)Assist in addressing... ...and relationships across asset classes and markets throughout North...AssetTemporary workWork at office$75k - $90k
Compliance Analyst, L&G - Asset Management, America Full-time Permanent/Regular or Fixed Term Contract/Temporary: Permanent (UK and ROW) / Regular (US) L&G Business Unit: Legal & General Investment Management L&G sub Business Unit: LGIMA Primary Location: USA, Chicago...AssetPermanent employmentFull timeTemporary workFixed term contractWork at officeLocal areaWorldwideFlexible hours- ...L&G Asset Management, America is seeking a Compliance Analyst to support its Compliance Program through monitoring, testing and advisory activities. The role upholds the firm’s Culture of Compliance across the organization. You will coordinate with international affiliates...AssetFull time
L&G – Asset Management, America
Chicago, IL5 days ago - LHH in Chicago is seeking a Compliance Analyst to support core compliance and client reporting functions. This role reports to the Chief Compliance Officer and offers exposure across compliance, legal, and operations within a lean team. You will prepare client and mutual...Asset
- Legal & General’s Asset Management division seeks a Compliance Analyst to support the firm’s Compliance Program through ongoing monitoring, surveillance, testing, and advisory activities. The role upholds the culture of compliance by ensuring adherence to regulatory requirements...Asset
$119k - $218.3k
...Regulatory, & Licensing - Digital Assets Regulatory & Financial Risk... ...practice combines risk management, advanced regulatory knowledge... ...with up-to-date perspectives on compliance obligations and industry best... ...and collectively. It enables us to leverage different ways of...AssetWork at office$80k - $150k
Compliance Analyst - Investment Management | Chicago, IL LHH is partnering with a respected investment management organization to identify an experienced... ...for professionals with a strong compliance background in asset management and direct experience supporting activities...AssetWork at officeLocal area- Senior Compliance Officer, Compliance Management At Corient, we help high‑ and ultra‑high‑net‑worth individuals and... ...for supporting both Corient’s asset management and private wealth business... ...disclosure. What You can Expect from Us 401(k) Plan with Employer Matching...AssetPermanent employmentTemporary workWork at officeFlexible hours
- Northern Trust Asset Management seeks a seasoned executive to lead US investment operations strategy and execution. The Co-Head role collaborates with Investments, Product, Marketing, and Technology to sustain an effective operating model across core systems and books...Asset
- .... is seeking a Senior PMM to shape messaging and positioning for US segments, drive go-to-market strategies, and partner with Product... ...fuel growth. You will lead cross-functional initiatives and craft assets that accelerate customer acquisition. In this role, you will...Asset
- CIBC US is seeking a Director of US IT Asset Management to lead a regional ITAM function, shaping strategy, governance, lifecycle, compliance, reporting and optimization in alignment with enterprise standards. You will collaborate with enterprise stakeholders and regional...AssetRemote work
$83.1k - $141.3k
...As a global leader in innovative wealth management, asset servicing, asset management and banking... ...and exceptional service. The HR Compliance team within Employee Relations is responsible... ...employment-based visa). Working with Us As a Northern Trust partner, you will be...AssetWork experience placementH1bLocal areaFlexible hours- LHH is partnering with a respected investment management organization in Chicago to identify a Compliance Analyst with strong experience in asset management and the 1940 Acts. This role focuses on regulatory reporting, filings, and maintaining robust compliance programs...Asset
$95k - $120k
ABOUT US:As a world leading provider of integrated solutions for the alternative investment... ...proud to be home to 90% of the top 30 asset managers in the private markets, and more than 6,... ...service. Previous experience with CLO compliance and Waterfall modeling;Experience in...AssetLocal areaFlexible hours$160k - $175k
...investment, capital and property management company committed to... ...attractive returns across real estate asset classes.The Group manages... ...UK”) and the United States (“US”). As at 31 March 2024, Mapletree... ...and contracts.Ensure compliance and performance standards.Asset...AssetContract workWork experience placement$187.2k - $253.3k
...domain expertise and leadership experience in US Healthcare Payer Techno‑functional... ...across claims, provider, membership, and care management Ability to shape transformation vision,... ...& Thought Leadership Develop reusable assets: payer domain frameworks, solution...Asset$175k - $225k
...inclusive and progressive approach helps us to keep a balanced perspective. Fitch is also... ...Project & Infrastructure Finance - Credit Analyst, Director (Legal)Fitch is seeking an D for... ...analyze varied financing structures and asset typesFlexibility and adaptability as priorities...Asset$163k - $204k
...Investments group is responsible for managing the investment assets of AIG, including affiliated insurance... ...external managers. The Investments Compliance team provides compliance and regulatory... ...—your unique background matters to us. In addition, we’re proud to offer a...AssetFull timeWork at office- ...Invenergy, LLC in Chicago is seeking a Compliance Associate for Asset Management. The candidate will support Prevailing Wage & Apprenticeship compliance across the operating portfolio, ensuring documentation accuracy and compliance. The role involves stakeholder coordination...AssetApprenticeship
Invenergy
Chicago, IL2 days ago $123.4k - $216k
About Northern TrustAs a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust... ...confidently realize their long-term objectives. The Co-Head of US Investment Operations, reporting to the Global Head of...AssetFull timeWork experience placementH1bWork at officeWorldwideFlexible hours$160k - $175k
...Alert Senior Regional Construction Manager (Based in Chicago, US) Location: Chicago, United States of... ...efficiency. Our diverse portfolio of assets spanning various real estate classes... ...vendor procurement and contracts. Ensure compliance and performance standards. Asset &...AssetWork experience placementWorldwide- Job Summary The Regional Manager, US and International is a member of the Airport Operations... ...actions to address non‑conformances and non‑compliance in a timely manner. Examine and... ...aviation related field is considered an asset. Previous experience in contracts negotiations...AssetContract workLocal area
$110k - $150k
...Our client, a well-established investment management firm, is seeking a Compliance Associate to join its Chicago-based compliance team. This role offers... ...administration within a sophisticated institutional asset management environment. Working closely with senior compliance...AssetWork at officeLarson Maddox
Chicago, IL3 days ago$95k - $130k
...sustained business growth. Join us and be part of an exciting... ...Sales & Business Development Manager will have responsibility for a... ...production processes. Ensure compliance with company policies and procedures... ...-related field would be an asset. Some industry sales...AssetTemporary workWork at office$80k - $85k
...From strategic marketing and financial management to human resources and operational oversight... ...policies.Position Purpose: The Compliance Analyst II supports the firm’s employee and Introducing... ....Must be authorized to work in the US for any employer.Hiring Salary Range $8...Work at office$135k - $225k
...commercialization, and regulatory and compliance solutions. Do you think you... ...a variety of pharmaceutical assets. This will involve working... ...to develop project proposals, managing consulting teams in the development... ...fee.SummaryLocation: US - Remote (Any location); US -...AssetFull timeWork experience placementWork at officeImmediate startRemote workFlexible hours$165k - $220k
...Compliance OfficerThe Firm is seeking a Compliance Officer to manage certain aspects of the Firm's compliance program. A thorough understanding... ...understanding of the credit asset management businessStrong... ...responsibility.Please review Golub Capital's US Job Applicant privacy notice and...AssetContract workTemporary workWork at officeGolub Capital
Chicago, IL18 hours ago- Larson Maddox is representing a Chicago-based investment management firm seeking a Compliance Associate to join its compliance team. The role provides... ..., and policy administration within a sophisticated asset management environment. Working closely with senior compliance...Asset
$30 per hour
...trading strategies across multiple asset classes around the world. Our... ...outside investors, allowing us the flexibility to... ...for a Co-Op student to join our Compliance Team in Chicago, IL (15-25 hours... ...equity trading activity Help manage critical daily functions like...AssetFull timeInternshipWork at officeFlexible hours$134k - $220k
Maintenance Manager - bp Pulse US As we built out our network, delivering a safe, reliable, and customer‑centric charging experience is paramount... ..., operational rigor, and a deep understanding of retail asset maintenance in a high‑growth, technology‑enabled environment...AssetFull timeTemporary workPart timeWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Analyst, Asset Management (US). Be the first to apply!
Related searches
- regulatory reporting analyst Chicago, IL
- regulatory affairs specialist Chicago, IL
- financial compliance analyst Chicago, IL
- medicare compliance specialist Chicago, IL
- senior compliance analyst Chicago, IL
- risk compliance officer Chicago, IL
- bsa aml compliance officer Chicago, IL
- regulatory compliance analyst Chicago, IL
- compliance specialist Chicago, IL
- aml compliance analyst Chicago, IL