Chicago Compliance Associate: Investment Oversight
Larson Maddox
Larson Maddox is representing a Chicago-based investment management firm seeking a Compliance Associate to join its compliance team. The role provides broad exposure to investment adviser compliance, regulatory filings, client reporting, and policy administration within a sophisticated asset management environment. Working closely with senior compliance leadership, you will gain hands-on experience across multiple compliance areas while partnering with investment, operations, and client-facing #J-18808-Ljbffr Larson Maddox
$163k - $204k
Position Summary: AIG’s Investments group is responsible for managing... ...managers. The Investments Compliance team provides compliance and... ...along with assisting in the oversight of external managers. The ideal... ...0, and $159,000-$199,000 in Chicago, the position is eligible...SuggestedFull timeWork at office$150k
Fintech Compliance Officer - To $150K - Chicago, IL - Job # 3784-6264 The Position Our bank client is seeking... ...‑wide projects to include Fintech oversight and BaaS as well as new product... ...offerings. Identifies and analyzes risks associated with new and existing Fintech...SuggestedLocal area$65k - $120k
Goldman Sachs Bank AG is seeking a Compliance Associate based in Chicago, IL, to join the Private Wealth Management team. This role involves monitoring compliance with regulations, assessing financial products for clients, and advising teams on regulatory issues. Ideal...Suggested$65k - $120k
Overview Our division prevents, detects and mitigates compliance, regulatory, and reputational risk across the firm... ...Wealth Management Compliance is seeking an Associate to join our team and be based out of our Chicago office. Primary responsibilities include: Monitoring...SuggestedFull timeTemporary workPart timeWork at office$65k - $120k
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and... ...Wealth Management Compliance - Associate (Chicago) As part of this team, the primary responsibilities... ...in 1869, we are a leading global investment banking, securities and investment...SuggestedFull timeTemporary workPart time$260k - $365k
...law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer competitive compensation and an...Full timeTemporary workPart timeWork at officeFlexible hours- ...Compliance Specialist Are you looking for a career with a premier property management company? Do you want to be part of a team that... ...We are seeking a Compliance Specialist to join our team in Chicago, IL who is detail-oriented, enjoys new challenges, and thrives...Flexible hours
$24.03 - $26.44 per hour
...generosity at the center of saving and investing. Here, you’ll have an impact on the lives... ...Resources. Seniority level Seniority level Associate Employment type Employment type Full-... ...job alerts for “Financial Advisor” roles. Chicago, IL $150,000.00-$1,000,000.00 1 week ago...Remote jobHourly payFull timeLocal areaWork from homeFlexible hours- Responsibilities Division Description: Wholesale Banking is the primary investment banking division of the Société Générale Group. Present in... ...value-added integrated financial solutions. The SG Americas Compliance department acts as Second Line of Defense of the corporate...Work at officeLocal area
- Sinai Chicago is seeking an experienced IRB Coordinator to manage regulatory administration for MS H-IRB, ensuring compliance with federal rules and institutional policies. The role includes overseeing protocol submissions, approvals, and correspondence using the Cayuse...
$90k - $108k
...domestic manufacturing. Headquartered in Chicago, we develop, own, and operate large‐... ...posting window. Job Description As Compliance Associate, Asset Management, you will support Prevailing... ...portfolio by providing process oversight, document control, auditing, and reporting...For contractorsApprenticeshipFor subcontractorVisa sponsorship- ...updates as new positions become available. Junior Compliance Officer - Midwest Region: St. Paul , Chicago, Detroit, Wichita or Topeka KS Text DHSMW to (703)... ...documentation. Minimum Qualifications: Minimum of an Associate’s degree in Business, Finance, Information Systems,...For contractorsWork at officeLocal area
- A premier property management company in Chicago is seeking a Compliance Specialist to join their team. The ideal candidate is detail-oriented, organized, and has strong communication skills. Responsibilities include agency reporting, processing move-ins, and monitoring...
- NORC at the University of Chicago is seeking a Leave Specialist to administer employee leave programs and accommodation processes. The role emphasizes compliance with FMLA, ADA, and state/local regulations, while coordinating closely with HR, Payroll, Benefits, and Legal...Local area
- Morgan Street Holdings is looking for a Customs Compliance Manager in Chicago to oversee import/export operations and ensure adherence to customs regulations. The role demands at least 8 years of experience in customs compliance, including HTS classification and trade management...
$110k - $150k
Our client, a well-established investment management firm, is seeking a Compliance Associate to join its Chicago-based compliance team. This role offers broad exposure to... ...requirements and support ongoing compliance oversight activities. Help administer shareholder monitoring...Work at office$80k - $150k
Compliance Analyst - Investment Management | Chicago, IL LHH is partnering with a respected investment management organization to identify an experienced Compliance Analyst . This opportunity is ideal for professionals with a strong compliance background in asset management...Work at officeLocal area- Invenergy, LLC in Chicago is seeking a Compliance Associate for Asset Management. The candidate will support Prevailing Wage & Apprenticeship compliance... .... The role involves stakeholder coordination, process oversight, and contributing to internal and external compliance...Apprenticeship
$60k - $90k
...COMPLIANCE ASSOCIATE – FINANCIAL SERVICES Location: Remote (Initial 2-Week Onsite Training in... ...broker/dealer operations, or regulatory oversight. The Compliance Associate serves as... ...for Broker/Dealer and Registered Investment Advisor (RIA) operations. • Coordinate...Full timeWork at officeRemote workMonday to Friday- Neolytix is seeking a Healthcare Operations Specialist in Chicago, IL. In this full-time, on-site role, you will manage provider credentialing and support product demonstrations, combining healthcare operations with product management opportunities. The ideal candidate...Full time
- A leading recruitment firm is seeking a Governance, Risk & Compliance (GRC) Analyst in Chicago to enhance risk management strategies within the healthcare sector. The successful candidate will coordinate vendor assessments, manage audits, and maintain compliance with regulatory...
- Risk & Compliance Officer | Compliance | Chicago | Hybrid RLDatix is on a mission to transform care delivery worldwide, ensuring every patient receives the safest, highest-quality care. Through our innovative Healthcare Operations Platform, we’re connecting data to unlock...WorldwideFlexible hours
- M&T Bank Corporation is looking for a Compliance and Operational Risk Senior Advisor based in Chicago, IL. This hybrid role involves leading compliance and operational risk management activities and working closely with senior leadership to ensure adherence to regulations...
- Kearney Italia, Inc. is seeking a Risk & Compliance Associate to enhance its compliance programs and support risk management initiatives. The ideal candidate will have 4-7+ years of relevant experience and a strong commitment to ethical practices. This role offers the...
- ...Lending, a next-generation financial services company, seeks a detail‑oriented professional to support compliance testing and third‑party risk processes. This hybrid Chicago role offers cross‑functional exposure and growth opportunities, focusing on BSA/AML/OFAC controls,...
$72k - $141k
...are used to their fullest potential. The Compliance Senior Consultant is a strategic... ...strengthening the organization’s second-line oversight capabilities, advancing key compliance programs... ...@cna.comSummaryLocation: Chicago, IL, USA; New York, NY, USA; Tarrytown,...Full timeWork experience placementWork at office- ...expertise to support business objectives while ensuring regulatory compliance and responsible marketing practices.Maintains foundational... ...and implements Standard Operating Procedures (SOPs) and associated training material.Supports the development and growth of internal...Work at officeLocal area
$107k - $160k
...leading and overseeing the compliance efforts of third-party programs... ....Leads Fintech Partnership Oversight.Provides compliance... ...Identifies and analyzes risks associated with new and existing Fintech... ...EMPLOYMENTSummaryLocation: Maryland Heights, MO; Chicago, ILType: Full timeFull timeContract workTemporary workWork at officeLocal area$135k - $175k
...Regulatory Product Specialist to provide oversight and assistance to Adyen’s established... ...regulatory product risks, build out regulatory compliance frameworks for Adyen’s products, and be... ...base salary range for this role in Chicago is $110,000 - $145,000 plus RSUs; to learn...Work experience placementWork at office$70k - $85k
...Member Companies across multiple states. The Compliance Coordinator owns business registrations,... ...-party filing vendor, including active oversight of a current vendor transition Track... ...to be based within 30 miles of downtown Chicago Nice to Have Bachelor's degree...Temporary workFor contractorsLocal area
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