AVP, Corporate Compliance Specialist
$100k - $135kMadison-Davis, LLC
Overview Large commercial bank located in NYC looking to bring on board an "AVP, Corporate Compliance Specialist” to join their compliance team. This role is currently in office full-time. Pay and location Base pay range: $100,000.00/yr - $135,000.00/yr Responsibilities Perform initial identification, development, and mapping of risk factors/themes to the lines of Business for the Corporate Compliance Risk Assessment. Perform initial review of Business Unit responses for the Corporate Compliance Risk Assessment. Escalate all identified risk issues to the Corporate Compliance Director or Risk Assessment Officer. Conduct research into laws and regulations related to the Branch’s product offerings. Conduct research into laws and regulations related to the Branch’s business. Support the Corporate Compliance Director by providing initial review of policies and procedures when they are due for annual refresh. Seniority level Mid-Senior level Employment type Full-time Job function Finance, Analyst, and Other Industries Financial Services, Banking, and Investment Banking #J-18808-Ljbffr
- ...residents. Duties and Responsibilities: Enforces ILA’s Corporate Compliance Plan as per OMIG regulations Conducts regular monthly... ...identified problems. In conjunction with the Quality Assurance Specialist reviews ILA programs and documentation “on-site” in...SuggestedImmediate start
$66.3k
...to those who participate in our programs. TSINY, a non-profit mental health services agency is seeking a Full-Time Corporate Compliance Specialist for its Administrative offices in Whitestone, NY. Annual Salary: $66,300, Exempt. Full-Time The Corporate Compliance...SuggestedFull timeWork at office$64.96k - $70.16k
...The Corporate Compliance Specialist plays a critical role in ensuring adherence to regulatory standards across the organization’s educational, residential, and clinical programs. This position supports compliance with New York State Education Department (SED), Office for...SuggestedWork at officeWork from home- ...Acclime, a leading professional services firm, is seeking a Compliance Specialist for our Wilmington, Delaware office. This role involves... ...compliance inquiries, and acting as Authorized Officer for corporate registrations. The ideal candidate will excel in client service...SuggestedWork at officeFlexible hours
- ...A professional services firm in Delaware seeks a Corporate Compliance Specialist to support the onboarding, compliance, and administration of U.S. clients. The role requires at least two years of experience in corporate compliance and strong organizational skills. Responsibilities...SuggestedFlexible hours
- ...AVP COMPLIANCE ANALYST - HMDA/CRA Corporate Title: Assistant Vice President Department: Compliance Reports to: FVP Compliance Officer Position Summary: Compliance Analyst is responsible for operational support duties of the Compliance Department, assisting the...Bank staff
- ...Transitional Services for New York, Inc. is seeking a Full-Time Corporate Compliance Specialist for its Administrative offices in Whitestone, NY. This role involves ensuring compliance with all applicable laws and regulations, conducting quality assurance audits and investigating...Full time
$98k - $155.7k
AVP, Corporate Transformation Advisory Delivery Manager Join to apply for the AVP, Corporate Transformation Advisory Delivery Manager role at Arch Capital Group Ltd. Pay range: $98,000.00/yr - $155,700.00/yr. Base salary may vary based on skills and experience. Travel...Remote jobTemporary workWork experience placement$120k - $130k
...Corporate Controller Corporate Controllers at Jefferies are the gatekeepers of the Firm's books and records. We play a critical role... ...and demonstrate strong technical accounting expertise in compliance with US GAAP. In addition, the candidate should be knowledgeable...Full time- ...Regulatory Attorney, AVP - Legal & Compliance – Credit Funds Locations: New York, New Jersey, Miami Full time The firm is the world’s largest... ...investment professionals with a focus on the private credit and corporate bond trading strategies and other personnel including...Full timeWork at officeFlexible hours
$262k - $289k
AVP & Marketing Actuary Individual Life Reinsurance and Pricing We are seeking a dynamic and client-focused AVP & Marketing Actuary... .... Tuition assistance and educational achievement bonuses. A corporate matching gifts program that further enhances your charitable donation...Temporary workShift work$42k - $150k
...Associate or Assistant Vice President (AVP) to join our Custody Operations team, with... ..., including securities settlement, corporate action processing, withholding tax, and... ...process improvement and efficiency gains Compliance Ensure adherence to internal policies,...Work at office$115k - $140k
...looking for an Associate of Compliance & Governance to join their team... ...of social media and manage Corporate Affairs releases to align with... ...escape any flagged items to the AVP. Maintain accurate, up-to-... ...about new Compliance Specialist jobs in New York, NY . #J-18...Full timeLocal area$125k - $150k
...About the Role We are seeking a bright, proactive and highly motivated individual to join the company’s New York‑based SEC/Corporate Compliance team as a Compliance Associate. The Compliance Associate will work collaboratively within the SEC and Corporate compliance team...Work at office- ...AVP Regulatory Reporting Analyst Job Duration: 12 month Location: Jersey City NJ 07310 Job Description: Prepare and review regulatory reports in compliance with SEC & CFTC financial regulations and internal company policies. Ensure accurate and timely submission...
$136k - $204k
...to join a team of highly skilled professionals based in New York, as a member of a global group? Join us and see where a career in corporate transactions and investments with the world's leading reinsurance firm can take you! About the Role As part of a highly...Full timeTemporary workWork experience placementWork at officeRemote workVisa sponsorshipFlexible hours$175k - $215k
...Title AVP, Senior Regulatory & Governance Risk Management Specialist Company Everest Global Services, Inc. Job Category Risk Management About Everest Everest is... ...and functional leaders. Work collaboratively with Compliance, Legal, Finance, Internal Audit, and business teams...Full time$70 - $80 per hour
...the Deaf, together with its three affiliated agencies; Mental Health, Hearing & Speech, and Vocational Services is seeking a Corporate Compliance Officer (CCO). This opportunity is structured as an independent contractor role. The CCO will serve as an independent and...Hourly payFor contractorsWork at office- ...Selby Jennings is seeking a Corporate FX Structuring Associate in New York to support Americas coverage with a focus on tailored hedging strategies for U.S. corporates. This role entails structuring and packaging custom FX solutions and engaging with stakeholders directly...
$64.4k
...A financial management firm in New York is seeking a Corporate Management Analyst responsible for managing SEC filings, ensuring legal compliance, and enhancing corporate governance. The ideal candidate will analyze and improve organizational efficiency, prepare disclosures...Full time$75k - $95k
...calculations, and financial statement preparation, while ensuring compliance with applicable accounting standards and regulatory... ...our clients’ demands. Salary Range Associate: $75,000 - $95,000 AVP: $100,000 - $120,000 How We Work Delta Capita is an equal opportunity...Work at officeFlexible hours3 days per week$125k - $150k
A leading energy infrastructure firm in New York seeks a proactive Compliance Associate to join its SEC/Corporate Compliance team. The role involves gathering information for compliance requests, drafting legal agreements, and supporting various compliance initiatives....$125k - $175k
...is available at Follow @blackstone on LinkedIn, X, and Instagram. Business Unit: Human Resources Job Title: AVP, HR Business Partner - Corporate Functions The Human Resources Business Partner ("HRBP") role involves aligning HR strategies with business...Local areaFlexible hours$42k - $150k
...AVP/Associate Of QCU The AVP/Associate of QCU is responsible for providing risk analysis and assessments for the department on... ...risk categories including liquidity, market, credit, operational, compliance, reputational and strategic, and monitoring of the department's...Work at office$125k - $175k
...The Blackstone Group L.P. seeks an AVP, HR Business Partner – Corporate Functions in New York. This role requires aligning HR strategies with business objectives and implementing talent management initiatives. The ideal candidate has at least 6 years of HR experience...$42k - $150k
...credit portfolio management. Follow KYC/BSA/AML and all other compliance activities relating to new and legacy loans. Responsibilities... ...years of work experience in structured finance is required for AVP; 1- 4 years of work experience in structured finance is required...Work experience placement$42k - $150k
...clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities,... ...and Global Markets lines of business. Overview The Associate of Compliance Training, within the LCD Governance Team, will manage the lifecycle...Work experience placementWork at office$262k - $289k
...Monitoring pricing performance, identifying emerging risks or underperformance, and driving continuous improvement Role Overview (AVP): As an AVP & Actuary within the Chief Pricing Office, you will serve as a senior leader and key owner of CPO standards-bringing...Work at officeShift work$60k - $70k
...ask for an accommodation or an alternative application process. AVP Office Manager Full Time New York, NY, US 7 days ago... ...required signatures, and forward all documentation to the New York corporate office. Quarterly Responsibilities Conduct quarterly reviews of...Full timeContract workWork at officeMonday to FridayNight shiftAfternoon shift$65k - $150k
...reliable financial partner, whether in Corporate or Personal Banking or our Trade Services... ...of 4 years of relevant experience. The AVP should have a strong foundation in mechanical... ...for ensuring the smooth operation and compliance of our MEP systems. Responsibilities MEP...For contractorsWork experience placementWork at office
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