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AVP, Corporate Compliance Specialist

$100k - $135k

Madison-Davis, LLC

Overview Large commercial bank located in NYC looking to bring on board an "AVP, Corporate Compliance Specialist” to join their compliance team. This role is currently in office full-time. Pay and location Base pay range: $100,000.00/yr - $135,000.00/yr Responsibilities Perform initial identification, development, and mapping of risk factors/themes to the lines of Business for the Corporate Compliance Risk Assessment. Perform initial review of Business Unit responses for the Corporate Compliance Risk Assessment. Escalate all identified risk issues to the Corporate Compliance Director or Risk Assessment Officer. Conduct research into laws and regulations related to the Branch’s product offerings. Conduct research into laws and regulations related to the Branch’s business. Support the Corporate Compliance Director by providing initial review of policies and procedures when they are due for annual refresh. Seniority level Mid-Senior level Employment type Full-time Job function Finance, Analyst, and Other Industries Financial Services, Banking, and Investment Banking #J-18808-Ljbffr

Vacancy posted 5 days ago
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