Compliance Specialist
$115k - $140kTBG | The Bachrach Group
TBG | The Bachrach Group provided pay range This range is provided by TBG | The Bachrach Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $115,000.00/yr - $140,000.00/yr We are working with a well-known Financial Services firm that is looking for an Associate of Compliance & Governance to join their team. The ideal candidate has 4+ years of experience and a strong regulatory exposure. Responsibilities: Monitor relevant local, state, and federal laws and regulations applicable to the Company, ensuring policies and procedures remain up to date. Oversee monitoring of social media and manage Corporate Affairs releases to align with broader company compliance. Review and monitor Compliance Alpha daily, escalating findings to senior leadership as necessary. Conduct daily regulatory screenings and escape any flagged items to the AVP. Maintain accurate, up-to-date documentation, policies, and record-keeping processes to ensure transparency and accessibility. Assist with drafting and preparing meeting materials and memoranda for senior leadership. Prepare board deck materials for submission to AVP/SVP for presentation. Present division updates to the senior leadership team. Support relationship management between internal team and PIF Compliance & Governance teams. Monitor external engagements, including vendor spend tracking through weekly reports. Coordinate with Procurement to validate and confirm vendor spend data. Seniority level: Not Applicable Employment type: Full-time Job function: Finance Referrals increase your chances of interviewing at TBG | The Bachrach Group by 2x. Inferred from the description for this job: Medical insurance Vision insurance 401(k) Disability insurance Paid maternity leave Paid paternity leave Get notified about new Compliance Specialist jobs in New York, NY . #J-18808-Ljbffr TBG | The Bachrach Group
$89k - $105k
...its clients by delivering this unique financial planning service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance for a new investment advisory business activity at the pre-launch and...SuggestedWork at officeFlexible hoursShift work3 days per week$90k - $200k
...Kroll’s North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Senior Manager will develop and manage investigations and consulting cases, including...SuggestedTemporary workFlexible hoursKroll
New York, NY3 days ago$75k - $100k
Socure, based in New York, is seeking a detail-oriented Administrative Assistant to support regulatory licensing and compliance operations. This role is essential for ensuring accurate regulatory filings and maintaining compliance tracking. The ideal candidate should have...Suggested- .... Duties and Responsibilities: Enforces ILA’s Corporate Compliance Plan as per OMIG regulations Conducts regular monthly billing... ...problems. In conjunction with the Quality Assurance Specialist reviews ILA programs and documentation “on-site” in preparation...SuggestedImmediate start
Independent living Association, Inc
New York, NY28 days ago - ...Job Description Job Description Job Description Compliance Specialist Summary Description Reporting to the Assistant Director of Compliance, the chief responsibility for the Compliance Specialist is to assist in achieving quality compliance with the...SuggestedWork experience placementWork at officeFlexible hours
WEST SIDE FEDERATION FOR SENIOR AND SUPPORTIVE HOUSING, INC.
New York, NYa month ago - Herc Rentals is looking for a Safety Manager in New York, NY. This role focuses on providing effective safety management services for all employees, training personnel on safety procedures, evaluating safety programs, and maintaining relationships with regulatory agencies...
Herc Rentals
New York, NY1 day ago - Regulatory Compliance Advisory Specialist Job Category : Compliance Requisition Number : REGUL01933 Posted : March 10, 2021 Full-Time Locations New York 32 Old Slip 23rd Floor New York, NY 10005, USA This role will be a Level 3 specialist position in the Regulatory...Full time
$55 - $60 per hour
...Base pay range $55.00/hr - $60.00/hr Direct message the job poster from Confidential Position Overview Contract - Bank Regulatory Compliance Officer Department: Compliance - Bank Regulatory Compliance Location: New York Business Overview The Bank Regulatory Compliance...Contract workTemporary work$52k - $65.4k
...supervised release for people awaiting trial, and alternative sentencing options. Brooklyn Justice Initiatives is seeking a Compliance Specialist. Reporting to the Manager of Court Operations & Compliance, the Compliance Specialist will implement and execute strategies...Full timeTemporary workLocal areaWork visaFlexible hoursCenter for Justice Innovation
New York, NYa month ago- ...Job Description Job Description The HQS/INSPIRE Compliance Specialist is an onsite position who supports inspection readiness and ongoing compliance execution at Boulevard Together. The HQS Compliance Specialist assists with unit preparation, documentation, resident...Work at officeAfternoon shiftEarly shift
Property Management Firm
New York, NY15 days ago $90k - $103k
MoonPay is looking for a Regulatory Compliance Specialist to join our Compliance team in New York. You will maintain MoonPay's US Money Transmitter License portfolio, supporting renewals and regulatory obligations. The role requires 2-4 years of regulatory compliance experience...- ...Job Description Job Description Position Summary The Compliance Specialist will help manage product testing, certifications, compliance documentation, and regulatory requirements for consumer electronics and small appliances sold in the U.S. The ideal candidate...Overseas
Tzumi Electronics
New York, NYmore than 2 months ago - A leading pharmaceutical firm is seeking a Regulatory Compliance Specialist to support a Quality Management System initiative focused on drug/device combination products. The role involves ensuring compliance with EU clinical trial regulations and streamlining internal...Full timeRemote work
$90k - $103k
About the Opportunity MoonPay is looking for a Regulatory Compliance Specialist to join our growing Compliance team. In this role, you will support the day‑to‑day maintenance of MoonPay's US Money Transmitter License portfolio and help ensure we meet our ongoing state regulatory...Remote workHome office- Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Medasource Regulatory Compliance Specialist - EU Clinical Trials (Drug/Device Combo Products) Contract Duration: ~6 months (potential for extension or early completion) Start...Full timeContract workImmediate startRemote work
- ...specializes in managing multi-family communities through outstanding on-site management and maintenance teams. POSITION SUMMARY: The Compliance Specialist provides support to affordable communities by ensuring they are in compliance with Federal and State rules and regulations....ApprenticeshipSeasonal workLocal area
- About the Role We are looking for a Compliance Specialist that can engage in various areas of the risk and compliance team, who understands how to take a data‑driven approach to compliance, and how to effectively communicate across the organization and with external stakeholders...
- Responsibilities of the Compliance Specialist: Coordinate and monitor quality assurance activities to ensure and enhance the delivery of quality services, including monthly admission utilization reviews, quarterly ongoing utilization reviews, annual program operations...Monday to Friday
- Nombase Education is seeking an experienced alcohol beverage compliance professional to independently manage licensing, registrations, COLAs, regulatory reporting, and compliance administration across federal and state requirements for wine and spirits operations. This...
$73.84k - $106.85k
...Material Handling North America will not pursue visa sponsorship for this position. Job Description Join our Team as a Trade Compliance Specialist ! The Role: We are seeking a passionate and dedicated Trade Compliance Specialist who brings energy and expertise to the...Temporary workWork at officeRemote workRelocationRelocation packageFlexible hours2 days per week$100k - $135k
Overview Large commercial bank located in NYC looking to bring on board an "AVP, Corporate Compliance Specialist” to join their compliance team. This role is currently in office full-time. Pay and location Base pay range: $100,000.00/yr - $135,000.00/yr Responsibilities...Full timeWork at office- Job Description This position will provide compliance assurance through the review of records to include batch documentation, training records, standard operating procedures, and other technical documents; leading investigations, initiating deviations and determining corrective...Contract work
- Acclime, a leading professional services firm, is seeking a Compliance Specialist for our Wilmington, Delaware office. This role involves supporting client onboarding, managing compliance inquiries, and acting as Authorized Officer for corporate registrations. The ideal...Work at officeFlexible hours
$65k - $80k
Overview The Occupancy & Compliance Specialist is responsible for supporting the day-to-day leasing, occupancy, and compliance operations of affordable housing communities. This position ensures that all leasing activities, tenant certifications, recertifications, and resident...Work at officeLocal area- JAS Worldwide, Inc. is looking for a Customs Entry Specialist in New York. This full-time position entails preparing and processing customs entries, ensuring compliance with regulations, and managing interactions with U.S. Customs and Border Protection (CBP). Applicants...Full timeWork at officeWorldwide
- Toyota Material Handling North America (TMHNA) in the United States seeks a Trade Compliance Specialist to manage import/export processes, HTS/ECCN determinations, ISF filings, and cross‑functional compliance with CBP and PGAs. Hybrid work with Greene or East Syracuse,...Remote work
- Lease & LaBau, Inc. is seeking a CLE Specialist in New York City to enhance professional development for attorneys. This role involves ensuring compliance, supervising in-house CLE programs, and assisting with external seminars. The ideal candidate will have 2+ years of...
- ...where leaders and creatives are inspired to shape the world of tomorrow by taking bold action today. JOB MISSION: The Customs Compliance Specialist supports U.S. and global import and export activities by ensuring compliance with U.S. and international trade laws, Customs...Temporary workPart timeWork at officeFlexible hoursShift work
$18 - $18.91 per hour
...be based on your skills and experience — talk with your recruiter to learn more. Base pay range $18.00/hr - $18.91/hr Title: Compliance Specialist Duration: 06 Months + Extension/FTE Location: New York, NY 10019 Par Rate: $18.00 - $18.91 hourly on W2 Description: Job...Hourly payContract workWorldwide$22 - $22.59 per hour
...Position Type: Full Time | Education Level: 4 Year Degree | Salary Range: $22.00 - $22.59 Hourly | Job Shift: Day | Now Hiring: Compliance Specialist | Full-Time | Bronx What You’ll Do: Under general supervision, the Compliance Specialist is liaison with outside individuals...Hourly payFull timeTemporary workImmediate startShift work
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