Compliance Specialist

TBG | The Bachrach Group provided pay range This range is provided by TBG | The Bachrach Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $115,000.00/yr - $140,000.00/yr We are working with a well-known Financial Services firm that is looking for an Associate of Compliance & Governance to join their team. The ideal candidate has 4+ years of experience and a strong regulatory exposure. Responsibilities: Monitor relevant local, state, and federal laws and regulations applicable to the Company, ensuring policies and procedures remain up to date. Oversee monitoring of social media and manage Corporate Affairs releases to align with broader company compliance. Review and monitor Compliance Alpha daily, escalating findings to senior leadership as necessary. Conduct daily regulatory screenings and escape any flagged items to the AVP. Maintain accurate, up-to-date documentation, policies, and record-keeping processes to ensure transparency and accessibility. Assist with drafting and preparing meeting materials and memoranda for senior leadership. Prepare board deck materials for submission to AVP/SVP for presentation. Present division updates to the senior leadership team. Support relationship management between internal team and PIF Compliance & Governance teams. Monitor external engagements, including vendor spend tracking through weekly reports. Coordinate with Procurement to validate and confirm vendor spend data. Seniority level: Not Applicable Employment type: Full-time Job function: Finance Referrals increase your chances of interviewing at TBG | The Bachrach Group by 2x. Inferred from the description for this job: Medical insurance Vision insurance 401(k) Disability insurance Paid maternity leave Paid paternity leave Get notified about new Compliance Specialist jobs in New York, NY . #J-18808-Ljbffr TBG | The Bachrach Group