Compliance Specialist
TBG | The Bachrach Group
Regulatory Compliance: Identify and monitor relevant U.S. laws and regulations, staying up to date with any changes. Prepare and present comprehensive regulatory reports including an assessment of applicability, recommendations and action plans. Policies & Procedures: Draft and maintain company policies and procedures in accordance with regulatory requirements and business needs. Documentation and Record Keeping: Monitor and oversee company recordkeeping requirements in accordance with all applicable regulatory requirements. Compliance Training: Develop and maintain ongoing compliance training program, including day‑one training for new hires and ongoing regular training across the organization. Conflicts of Interest: Serve as the primary administrator on the company’s compliance management platform, reviewing and assessing real and potential conflicts of interest and providing timely responses to employee requests. Culture and Collaboration: Partner with key stakeholders across the company, contributing to a culture of trust and collaboration. Senior Management: Prepare presentations and memoranda for the senior management team; Exceptional time‑management skills and the ability to prioritize multiple projects while meeting deadlines. Proactive and able to anticipate needs before they arise, offering guidance and solutions. Appropriate responsiveness, understanding the appropriate urgency to address critical time‑sensitive issues. Excellent interpersonal, verbal, and written communication skills with the ability to communicate compliance and governance concepts to a broad range of technical and non‑technical staff. Discretion in handling confidential information, ensuring the security of sensitive business and personal data. Sound ethical judgment and integrity to navigate challenging situations and make decisions in the best interest of the organization. Ability to exercise independent and informed judgment while understanding when to ask for guidance. Experience mentoring and coaching junior team members. Experience with compliance systems such as Compliance Alpha, SAI360, World Check, among others. Proficiency in MS Office suite, Adobe Acrobat. #J-18808-Ljbffr TBG | The Bachrach Group
$89k - $105k
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$90k - $200k
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$65.65k - $96.28k
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$104.5k - $325k
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...promote individual and collective growth within the community by redefining affordable housing. Description SMC is seeking a Compliance Specialist to join our compliance department. Under the supervision of the Manger and/or Director of Compliance, this candidate is...Full timePart timeWork at officeLocal areaFlexible hours$84.58k - $142.77k
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Socure, based in New York, is seeking a detail-oriented Administrative Assistant to support regulatory licensing and compliance operations. This role is essential for ensuring accurate regulatory filings and maintaining compliance tracking. The ideal candidate should have...- A leading pharmaceutical firm is seeking a Regulatory Compliance Specialist to support a Quality Management System initiative focused on drug/device combination products. The role involves ensuring compliance with EU clinical trial regulations and streamlining internal...Full timeRemote work
$90k - $103k
About the Opportunity MoonPay is looking for a Regulatory Compliance Specialist to join our growing Compliance team. In this role, you will support the day‑to‑day maintenance of MoonPay's US Money Transmitter License portfolio and help ensure we meet our ongoing state regulatory...Remote workHome office$55 - $60 per hour
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$90k - $103k
MoonPay is looking for a Regulatory Compliance Specialist to join our Compliance team in New York. You will maintain MoonPay's US Money Transmitter License portfolio, supporting renewals and regulatory obligations. The role requires 2-4 years of regulatory compliance experience...- .... Duties and Responsibilities: Enforces ILA’s Corporate Compliance Plan as per OMIG regulations Conducts regular monthly billing... ...problems. In conjunction with the Quality Assurance Specialist reviews ILA programs and documentation “on-site” in preparation...Immediate start
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$100k - $135k
Overview Large commercial bank located in NYC looking to bring on board an "AVP, Corporate Compliance Specialist” to join their compliance team. This role is currently in office full-time. Pay and location Base pay range: $100,000.00/yr - $135,000.00/yr Responsibilities...Full timeWork at office
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