Compliance Specialist
TBG | The Bachrach Group
Regulatory Compliance: Identify and monitor relevant U.S. laws and regulations, staying up to date with any changes. Prepare and present comprehensive regulatory reports including an assessment of applicability, recommendations and action plans. Policies & Procedures: Draft and maintain company policies and procedures in accordance with regulatory requirements and business needs. Documentation and Record Keeping: Monitor and oversee company recordkeeping requirements in accordance with all applicable regulatory requirements. Compliance Training: Develop and maintain ongoing compliance training program, including day‑one training for new hires and ongoing regular training across the organization. Conflicts of Interest: Serve as the primary administrator on the company’s compliance management platform, reviewing and assessing real and potential conflicts of interest and providing timely responses to employee requests. Culture and Collaboration: Partner with key stakeholders across the company, contributing to a culture of trust and collaboration. Senior Management: Prepare presentations and memoranda for the senior management team; Exceptional time‑management skills and the ability to prioritize multiple projects while meeting deadlines. Proactive and able to anticipate needs before they arise, offering guidance and solutions. Appropriate responsiveness, understanding the appropriate urgency to address critical time‑sensitive issues. Excellent interpersonal, verbal, and written communication skills with the ability to communicate compliance and governance concepts to a broad range of technical and non‑technical staff. Discretion in handling confidential information, ensuring the security of sensitive business and personal data. Sound ethical judgment and integrity to navigate challenging situations and make decisions in the best interest of the organization. Ability to exercise independent and informed judgment while understanding when to ask for guidance. Experience mentoring and coaching junior team members. Experience with compliance systems such as Compliance Alpha, SAI360, World Check, among others. Proficiency in MS Office suite, Adobe Acrobat. #J-18808-Ljbffr TBG | The Bachrach Group
- ...Regulatory Compliance Specialist The Regulatory Compliance Specialist (RCS) provides administrative, operational, and programmatic support for research compliance programs administered by the Office of Research Compliance and Training (RCT), with an approximate 70/3...SuggestedWork at officeLocal area
- ...Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Medasource Regulatory Compliance Specialist – EU Clinical Trials (Drug/Device Combo Products) Contract Duration: ~6 months (potential for extension or early...SuggestedFull timeContract workImmediate startRemote work
- ...Neuberger is seeking an experienced Derivatives Assistant to join its Legal & Compliance team in New York. The role provides administrative and operational support for OTC and exchange-traded derivatives, including documentation management and coordination with trading...Suggested
$155k - $175k
...and industry best practices. Serve as the primary liaison with federal agencies during audits, inspections, and compliance reviews. Develop and maintain comprehensive documentation, including security plans, compliance reports, system...Suggested$10k
...contracts for union represented titles. Position Summary: The selected candidate will be reporting to the Director of Payroll compliance along with other payment Analyst. You will be responsible for ensuring compliance with the Citywide Agreement, all current...SuggestedPermanent employmentFull timeWork at officeWork from home2 days per week- ...Ciocca Automotive is seeking an energetic automotive compliance professional to join our growing team in Pennsylvania. This full-time role focuses on regulatory compliance, internal audits, and ensuring accurate licensing across multiple systems. You will manage updates...Full timeFixed term contract
- Kroll’s North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Associate Managing Director will primarily manage internal investigations and litigation...Temporary work
$69.34 - $108.35 per hour
REGULATORY COMPLIANCE SPECIALIST (Contract) New York, NY, United States (On-site) Contract (2 months) Published 2 days ago root cause analysis Risk & Compliance Management CAMS/CRCM certifications Banking products The branch is seeking an experienced compliance consultant...Permanent employmentContract workPart timeLocal area$55 - $60 per hour
...Base pay range $55.00/hr - $60.00/hr Direct message the job poster from Confidential Position Overview Contract - Bank Regulatory Compliance Officer Department: Compliance - Bank Regulatory Compliance Location: New York Business Overview The Bank Regulatory Compliance...Contract workTemporary work$40 - $60 per hour
...A leading compliance firm is looking for a Sr. Business Process Management Specialist for a remote role. You will oversee compliance programs and ensure alignment with regulatory requirements. The ideal candidate has a Bachelor's Degree and at least 5 years of experience...Hourly payContract workRemote work- ...Authentic Brands Group seeks a Revenue Royalty and Compliance Coordinator in New York to partner with Revenue, Compliance, Billing & Collections, Brand and Product Approvals teams. You’ll drive performance improvements in royalty, revenue, compliance and administration...
- ...A leading healthcare consultancy is seeking a remote Compliance Specialist for a 6-month contract. The role involves ensuring compliance with healthcare regulations, analyzing regulatory issues, and facilitating compliance-related projects. Candidates should have 4-5 years...Contract workRemote workFlexible hours
$85k - $145k
...COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT IS THE OPPORTUNITY? The Compliance Specialist establishes and implements an effective compliance program to ensure regulatory compliance for Bank Wealth Management products. Responsible for monitoring, discovering...Remote work- ...Job Description Job Description Job Description Compliance Specialist Summary Description Reporting to the Assistant Director of Compliance, the chief responsibility for the Compliance Specialist is to assist in achieving quality compliance with the...Work experience placementWork at officeFlexible hours
- ...Job Description Job Description The Occupancy & Compliance Specialist plays a key role in managing all phases of the leasing process for income-restricted properties—from applicant outreach to lease signing. You’ll ensure compliance with all affordable housing program...Work at officeLocal areaRemote work
- ...Job Description Job Description Position Summary The Compliance Specialist will help manage product testing, certifications, compliance documentation, and regulatory requirements for consumer electronics and small appliances sold in the U.S. The ideal candidate...Overseas
$93k
Compliance Specialist - Affordable Housing Location: New York City Compensation: Up to $93K + bonus Overview Our client is seeking a detail-oriented Compliance Specialist to support affordable housing operations and ensure compliance with applicable housing regulations...Work at office- Compliance Specialist Key Responsibilities Reviewandverificationofallnewcustomeraccountfiles. UpdatecompanyAMLpoliciesandprocedures. Overseetheprocessforreviewoftransactionsforsuitability,accuracy,andsuspiciousactivity. MonitoringlegalandregulatoryrequirementsrelatedtotheBankSecrecyAct...
$115k - $140k
...known Financial Services firm that is looking for an Associate of Compliance & Governance to join their team. The ideal candidate has 4+... ...Paid paternity leave Get notified about new Compliance Specialist jobs in New York, NY . #J-18808-Ljbffr TBG | The Bachrach GroupFull timeLocal area- ...Job Description Job Description The HQS/INSPIRE Compliance Specialist is an onsite position who supports inspection readiness and ongoing compliance execution at Boulevard Together. The HQS Compliance Specialist assists with unit preparation, documentation, resident...Work at officeAfternoon shiftEarly shift
- Job Description This position will provide compliance assurance through the review of records to include batch documentation, training records, standard operating procedures, and other technical documents; leading investigations, initiating deviations and determining corrective...Contract work
$30 - $32 per hour
...and experience — talk with your recruiter to learn more. Base pay range $30.00/hr - $32.00/hr Immediate need for a talented Compliance Specialist . This is a 06 months contract opportunity with long-term potential and is located in U.S(Remote). Please review the job...Contract workWork at officeLocal areaImmediate startRemote work$55k - $65k
...promote individual and collective growth within the community by redefining affordable housing. Description SMC is seeking a Compliance Specialist to join our compliance department. Under the supervision of the Manger and/or Director of Compliance, this candidate is...Full timePart timeWork at officeLocal areaFlexible hours$32.97 per hour
...Release Service Center (Bronx) - Bronx, NY 10451 Position Type: Full-Time Non-Exempt Salary Range: $32.97 - $32.97 Hourly Title: Compliance Specialist Unit: Court Advocacy - Supervised Release Program Reports to: Compliance Manager Status: Full Time; Regular; Non-Exempt...Hourly payPermanent employmentFull timeMonday to FridayNight shiftDay shift- We are looking for a Compliance Specialist that can engage in various areas of the risk and compliance team, who understands how to take a data-driven approach to compliance, and how to effectively communicate across the organization and with external stakeholders to deliver...
$23 per hour
At First Student , this role is a critical part of our safety, compliance, and operational infrastructure. The Driver Compliance Operations Specialist supports regulatory compliance, driver qualification standards, and location-level operations by maintaining compliance...Flexible hours$52k - $65.4k
...direction of a participant’s life and avoid the harmful effects of incarceration. Brooklyn Justice Initiatives is seeking a Compliance Specialist. Reporting to the Compliance Manager, the Compliance Specialist will implement and execute strategies to ensure accurate compliance...Full timeTemporary workWork at officeLocal areaWork visaFlexible hours- Toyota Material Handling North America is seeking a Trade Compliance Specialist to develop and execute import/export processes, including HTS/ECCN determinations, country of origin, and broker/PGAs management to ensure compliance across U.S. and international operations...
$73.84k - $106.85k
...Material Handling North America will not pursue visa sponsorship for this position. Job Description Join our Team as a Trade Compliance Specialist ! The Role: We are seeking a passionate and dedicated Trade Compliance Specialist who brings energy and expertise to the...Temporary workWork at officeRemote workRelocationRelocation packageFlexible hours2 days per week- Overview Lutron is seeking a detail-oriented and driven Trade Compliance Specialist to join our Trade Compliance team at Lutron's Annex office location in Center Valley, PA. In this role, you will play a key part in supporting our global operations by ensuring adherence...Work at office
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