Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Compliance Specialist

TBG | The Bachrach Group

Regulatory Compliance: Identify and monitor relevant U.S. laws and regulations, staying up to date with any changes. Prepare and present comprehensive regulatory reports including an assessment of applicability, recommendations and action plans. Policies & Procedures: Draft and maintain company policies and procedures in accordance with regulatory requirements and business needs. Documentation and Record Keeping: Monitor and oversee company recordkeeping requirements in accordance with all applicable regulatory requirements. Compliance Training: Develop and maintain ongoing compliance training program, including day‑one training for new hires and ongoing regular training across the organization. Conflicts of Interest: Serve as the primary administrator on the company’s compliance management platform, reviewing and assessing real and potential conflicts of interest and providing timely responses to employee requests. Culture and Collaboration: Partner with key stakeholders across the company, contributing to a culture of trust and collaboration. Senior Management: Prepare presentations and memoranda for the senior management team; Exceptional time‑management skills and the ability to prioritize multiple projects while meeting deadlines. Proactive and able to anticipate needs before they arise, offering guidance and solutions. Appropriate responsiveness, understanding the appropriate urgency to address critical time‑sensitive issues. Excellent interpersonal, verbal, and written communication skills with the ability to communicate compliance and governance concepts to a broad range of technical and non‑technical staff. Discretion in handling confidential information, ensuring the security of sensitive business and personal data. Sound ethical judgment and integrity to navigate challenging situations and make decisions in the best interest of the organization. Ability to exercise independent and informed judgment while understanding when to ask for guidance. Experience mentoring and coaching junior team members. Experience with compliance systems such as Compliance Alpha, SAI360, World Check, among others. Proficiency in MS Office suite, Adobe Acrobat. #J-18808-Ljbffr TBG | The Bachrach Group

Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Compliance Specialist in New York, NY vacancy
  • $60k

     ...do. Join a workplace where success is a collective journey and leadership is a shared responsibility. Affordable Housing Compliance Specialist The Compliance Specialist is responsible for reviewing Affordable Housing applications and ensuring they are eligible and compliant... 
    Suggested
    Permanent employment
    Full time
    Remote work

    Asset Living

    New York, NY
    1 day ago
  • $89k - $105k

     ...its clients by delivering this unique financial planning service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance for a new investment advisory business activity at the pre-launch and... 
    Suggested
    Work at office
    Flexible hours
    Shift work
    3 days per week

    Robinhood Financial

    New York, NY
    2 days ago
  •  ...Regulatory Compliance Specialist The Regulatory Compliance Specialist (RCS) provides administrative, operational, and programmatic support for research compliance programs administered by the Office of Research Compliance and Training (RCT), with an approximate 70/3... 
    Suggested
    Work at office
    Local area

    Columbia University

    New York, NY
    4 days ago
  • $55 - $60 per hour

     ...Base pay range $55.00/hr - $60.00/hr Direct message the job poster from Confidential Position Overview Contract – Bank Regulatory Compliance Officer Department: Compliance – Bank Regulatory Compliance Location: New York Business Overview The Bank Regulatory Compliance... 
    Suggested
    Contract work
    Temporary work

    Confidential

    New York, NY
    2 days ago
  • $90k - $200k

     ...Kroll’s North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Senior Manager will develop and manage investigations and consulting cases, including... 
    Suggested
    Temporary work
    Flexible hours

    Kroll

    New York, NY
    2 days ago
  • $25 - $27 per hour

     ...The Customs Compliance Specialist supports QVC Group and ensures U.S. import compliance by adhering to trade regulations and collaborating with internal teams, external partners, and government agencies. Remote position. Candidates must reside in one of the following states... 
    Hourly pay
    Work at office
    Local area
    Remote work
    Relocation package

    QVC

    New York, NY
    1 day ago
  •  ...JAS Worldwide, Inc. is looking for a Customs Entry Specialist in New York. This full-time position entails preparing and processing customs entries, ensuring compliance with regulations, and managing interactions with U.S. Customs and Border Protection (CBP). Applicants... 
    Full time
    Work at office
    Worldwide

    JAS Worldwide

    New York, NY
    3 days ago
  • $24 - $29 per hour

     ...MOHR Talent is hiring a Customs Entry Specialist for a full-time in-person role in Queens, NY, offering $24–$29 per hour. You will clear goods through customs, coordinate delivery, and keep customers informed on shipment status. Qualifications include 1+ year in freight... 
    Hourly pay
    Full time

    Mohr Talent

    New York, NY
    5 days ago
  •  ...specializes in managing multi-family communities through outstanding on-site management and maintenance teams. POSITION SUMMARY: The Compliance Specialist provides support to affordable communities by ensuring they are in compliance with Federal and State rules and regulations.... 
    Apprenticeship
    Seasonal work
    Local area

    Elmington Living

    New York, NY
    2 days ago
  • $75k - $80k

     ...Related Management Company is seeking a Compliance Specialist (Contract) for the Willets Point New Development project in Corona, Queens. The role ensures federal, state, and local compliance across housing programs, reviews certifications, and maintains documentation... 
    Contract work
    Work at office
    Local area

    Related Company

    New York, NY
    4 days ago
  • $55k - $65k

     ...promote individual and collective growth within the community by redefining affordable housing. Description SMC is seeking a Compliance Specialist to join our compliance department. Under the supervision of the Manger and/or Director of Compliance, this candidate is... 
    Full time
    Part time
    Work at office
    Local area
    Flexible hours

    SHINDA MANAGEMENT CORPORATION

    New York, NY
    4 days ago
  • $30 - $32 per hour

     ...and experience — talk with your recruiter to learn more. Base pay range $30.00/hr - $32.00/hr Immediate need for a talented Compliance Specialist . This is a 06 months contract opportunity with long-term potential and is located in U.S(Remote). Please review the job description... 
    Contract work
    Work at office
    Local area
    Immediate start
    Remote work

    Pyramid Consulting

    New York, NY
    4 days ago
  •  ...Genuine Search Group in New York seeks a Rentals Compliance Specialist to manage LIHTC/HUD processes, calculate household income, and prepare lease documents in RealPage. You will generate and review subsidy packages, process move-ins via Yardi, coordinate with property... 

    Genuine Search Group

    New York, NY
    4 days ago
  • $55k - $65k

    ## Compliance SpecialistApplylocations: Hard Rock Hotel & Casino Atlantic Citytime type: Full timeposted on: Posted Todayjob requisition...  ...:**The Compliance Analyst position serves as a research specialist performing a wide range of functions related to compliance with... 
    Work at office

    Hard Rock Hotel Cancun

    New York, NY
    3 days ago
  •  ...At First Student , this role is a critical part of our safety, compliance, and operational infrastructure. The Driver Compliance Operations Specialist supports regulatory compliance, driver qualification standards, and location-level operations by maintaining compliance... 
    Flexible hours

    First Student

    New York, NY
    2 days ago
  • $73.84k - $106.85k

     ...Join our Team as a Trade Compliance Specialist ! The Role: We are seeking a passionate and dedicated Trade Compliance Specialist who brings energy and expertise to the table.The Trade Compliance Specialist supports the company’s business operations, domestically and internationally... 
    Temporary work
    Work at office
    Remote work
    Relocation
    Relocation package
    Flexible hours
    2 days per week

    Socket

    New York, NY
    11 hours ago
  •  ...C+C Apartment Management LLC is seeking a qualified individual for compliance roles in Brooklyn and East Harlem. The candidate will ensure regulatory compliance for Section 8 and LIHTC units and handle tenant recertifications. Experience in affordable housing and proficiency... 

    Ccmanagers

    New York, NY
    4 days ago
  • $66.3k - $70k

     ...management, and its tax-exempt affiliate, Phipps Neighborhoods, provides human services to its development communities. The Compliance Specialist will play a key role in the re-rental of vacant units across the Phipps Houses portfolio. Working as part of a small, collaborative... 
    Local area
    Work visa

    Phipps Co

    New York, NY
    1 day ago
  •  ...HRC International in Georgia seeks a Visa Support Specialist to oversee the J-1 Internship/Trainee program. The role involves reviewing applications, ensuring compliance with regulations, and supporting exchange visitors during their stay. The ideal candidate will have... 
    Traineeship
    Internship
    Visa sponsorship

    HRC International

    New York, NY
    4 days ago
  • $84.58k - $142.77k

     ...Twitter , YouTube and Instagram . Position Summary: We have an exciting opportunity to join our team as a Senior Compliance Specialist. The Senior Compliance Specialist (Hospital Billing Auditor) will support the Manager of Hospital Billing Compliance and... 
    Work at office
    Local area

    NYU Langone Health

    New York, NY
    4 days ago
  •  ...Responsibilities of the Compliance Specialist: Coordinate and monitor quality assurance activities to ensure and enhance the delivery of quality services, including monthly admission utilization reviews, quarterly ongoing utilization reviews, annual program operations... 
    Monday to Friday

    Capital Region Chamber

    New York, NY
    4 days ago
  • $55 - $60 per hour

     ...Senior Privacy Compliance Specialist (Hybrid) - Contract Pay: $55.00-$60.00 per hour Job Type: Contract (through end of year with potential extension) Schedule: Monday-Friday, 9:00 AM-5:00 PM (flexibility available) Work Location: Hybrid (3 days onsite, 2 days remote)... 
    Hourly pay
    Contract work
    Work at office
    Remote work
    Monday to Friday

    swipejobs

    New York, NY
    4 days ago
  •  ...Reporting to the Assistant Director of Compliance, the chief responsibility for the Compliance Specialist is to assist in achieving quality compliance with the requirements of the WSFSSH’s external funders and regulators, thereby safeguarding WSFSSH’s assets and income... 
    Work experience placement
    Work at office
    Flexible hours

    West Side Federation for Senior and Supportive Housing

    New York, NY
    4 days ago
  • Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Medasource Regulatory Compliance Specialist - EU Clinical Trials (Drug/Device Combo Products) Contract Duration: ~6 months (potential for extension or early completion) Start... 
    Full time
    Contract work
    Immediate start
    Remote work

    Medasource

    New York, NY
    3 days ago
  •  ...education and professional development. Summary Of The Role We are looking for an experienced and dynamic Permitting & Regulatory Compliance Specialist II to join our growing team. In this role you will independently manage a defined caseload of permitting and compliance... 
    Work at office
    Immediate start
    Remote work
    Flexible hours

    Core States Group

    New York, NY
    5 days ago
  •  ...Five Star Bank is seeking a Legal Processing Specialist to manage legal documents, regulatory requests, and escheatment processes. The role ensures compliance with garnishments, subpoenas, and related filings while maintaining meticulous records and coordinating with legal... 

    Five Star Bank

    New York, NY
    4 days ago
  • Herc Rentals is looking for a Safety Manager in New York, NY. This role focuses on providing effective safety management services for all employees, training personnel on safety procedures, evaluating safety programs, and maintaining relationships with regulatory agencies...

    Herc Rentals

    New York, NY
    5 days ago
  • $130k - $150k

     ...data, please see the privacy notice for applicants here. [ * As at 30 June 2026 Purpose of the role This role sits in the Compliance team based in NY and to work as part of the team under the direction of the Head of Compliance. The Compliance team provides a... 
    Full time
    Local area
    Flexible hours

    Man Group

    New York, NY
    1 day ago
  • $115k - $140k

     ...known Financial Services firm that is looking for an Associate of Compliance & Governance to join their team. The ideal candidate has 4+...  ...Paid paternity leave Get notified about new Compliance Specialist jobs in New York, NY . #J-18808-Ljbffr TBG | The Bachrach Group
    Full time
    Local area

    TBG | The Bachrach Group

    New York, NY
    5 days ago
  • $93k

    Compliance Specialist - Affordable Housing Location: New York City Compensation: Up to $93K + bonus Overview Our client is seeking a detail-oriented Compliance Specialist to support affordable housing operations and ensure compliance with applicable housing regulations... 
    Work at office

    Vaco by Highspring

    New York, NY
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Compliance Specialist. Be the first to apply!