Senior WM Compliance Examiner - Branch Risk Oversight
$70k - $125kMorgan Stanley
Morgan Stanley is seeking a Branch Examiner in WM Compliance to perform independent oversight of risk-based branch examinations across retail locations. This director-level position involves evaluating compliance, testing sales practices, and ensuring the Firm’s regulatory integrity. The ideal candidate will have a strong knowledge of the Financial Services Industry and experience in examinations. You will collaborate with branch management and travel approximately 30-40% domestically. A competitive salary range of $70,000 to $125,000 per year is offered. #J-18808-Ljbffr Morgan Stanley
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Senior WM Compliance Examiner - Branch Risk Oversight in San Francisco, CA vacancy
- SoFi Technologies, Inc. is seeking a Senior Staff Credit Risk Analyst to join our dynamic team. The incumbent will contribute to the second-line oversight of credit risk across all SoFi’s Small Business lending products by performing advanced analytics and improving risk...SeniorRisk
$147k - $236k
...for all. We’re searching for a Assistant Risk Manager. Reporting to the Sr. Director,... ...Focus) is responsible for the strategic oversight and tactical execution of Aurora’s corporate... ...ensure favorable settlements.Corporate Compliance & Governance: Develop, maintain, and...SeniorRiskWork at officeLocal area3 days per week$142k - $215k
...build what’s next.About the teamThe Legal, Risk & Compliance (LRC) team at Airwallex is a... ...Compliance and other control functions.As a Senior Regulatory Counsel, you will serve as a... ...transmitter licensing (MTL) requirements and oversight by federal prudential regulators, with...SeniorRiskTemporary workPrivate practiceLocal areaWorldwide$112.5k - $147.5k
...Circle is looking for an experienced Senior Analyst, IT Internal Controls & SOX Compliance to join the Internal Controls and... ..., including annual planning, risk assessment, control documentation... ...recommend appropriate controls and oversight mechanisms.Strong analytical,...SeniorRiskFlexible hours$100k - $155k
...next.About the teamThe Legal, Risk & Compliance (LRC) team at Airwallex is... ...providing an advisory and oversight role. Our team culture is... ...Americas.What you'll doAs Senior Associate, Regulatory Compliance... ...management of regulatory examinations, and interfacing with US...SeniorRiskTemporary workWork at officeLocal areaWorldwide$200k - $300k
...next.About the teamThe Global Risk team at Airwallex plays a... ...decision-making, and provide oversight of key risks as Airwallex expands... ...Commercial, Financial Crime Compliance, Regulatory Compliance, and Legal... ...-term scale.What you'll doAs Senior Director, Enterprise Risk...SeniorRiskTemporary workLocal areaWorldwide$170k - $190k
...helping the business navigate risk while enabling growth and... ...technology, finance, operations, and compliance.About the RoleTechnology is... ...and cybersecurity. As Senior Manager, Technology Risk - Audit... ...Assurance program, including oversight of our global IT SOX program...SeniorRiskH1bWork at officeLocal areaRemote workHome officeRelocation packageMonday to Thursday$172.5k - $222.5k
...Circle is looking for a Senior Manager to join the... ...developing a best in class compliance management system,... ...responsible for compliance risk management through a... ..., assessment, and oversight of key compliance programs... ...external regulatory examinations by preparing necessary...SeniorRiskFlexible hours$159k
...Category: Business Operations / Strategy Job Level: Senior Manager Business Unit: Strategy & Growth... ...Yuba City Department Overview: The Electric Risk & Compliance organization provides governance, oversight, and strategic direction on risk and compliance matters...SeniorRiskContract workWork experience placementWork at officeFlexible hours2 days per week3 days per weekPG&E Corporation
Daly City, CA2 days ago$190.2k - $372k
...sector. The health care strategy practice is looking for a senior manager to be a part of this incredible team. The work... ...engagement planning, budgeting, delivery oversight, quality management, and risk management across client workContributing to practice growth...SeniorRiskLocal areaVisa sponsorship$100k - $165k
The Senior Property Underwriter will manage a property renewal book... ...achieving growth for the assigned branch, region, and territory. They... ...employment opportunity and compliance with all laws and regulations... ...with the underwriting process, risk analysis, and work effectively...SeniorRiskWork at officeLocal area- ...bank in Kansas City. Risk Team at Lead The Risk... ...the business. They own oversight of our strategic third... ...federal and state bank examiners, which is key to... ..., Program Management, Compliance, Financial Crimes, Legal... ...portfolio trends for senior leadership and risk committees...SeniorRiskFlexible hours
- ...sits within the broader Finance Risk Management (FRM) organization... ...Finance, Finance Systems, Compliance, and business operators to ensure... ...risk governance, systems oversight, and ongoing process improvement... ...the Role We’re seeking a Senior Manager, Financial Risk Management...SeniorRiskWork at officeRelocation package
$198.7k - $391.6k
...you’ll do The Health Care Marketing Strategy Senior Manager is a client-facing consulting leader responsible for balancing oversight and expert guidance across multiple high-... ...strong outcomes while managing scope, timelines, risks, dependencies, and client needs across...SeniorRiskLocal areaFlexible hours$101k
...the roleWe are hiring a Senior Associate to join our Product Compliance team to support Chime’s... ...sustainable compliance risk management solutions.The... ...documentation development, audits, examinations, and issue management.... ...solutions with minimal oversight.Proven ability to...SeniorRiskFull timeFixed term contractWork at officeLocal areaRemote work- ...SoFi Technologies Inc. is seeking a skilled and experienced Senior Staff Credit Risk Analyst to join our dynamic team. As a key contributor,... ...second‑line function across Credit Risk. The Credit Risk Oversight (2LOD) Senior Staff Credit Risk Analyst role is critical to...SeniorRiskRemote work
- ...of interest reports, drafting engagement letters, and ensuring compliance with ethical standards. Ideal candidates will have bar licensure... .... The position offers an opportunity to play a key role in risk management and compliance efforts within the firm. #J-18808-Ljbffr...SeniorRisk
$138k - $163.2k
...Investigations and Mitigate Risks: Investigate fraud and abuse... ...diverse sources, partnering with senior teammates on complex cases.... ...effectively with internal Legal, Compliance, Comms and other risk... ...certifications (e.g., CFE/fraud examination background).Exposure to production...RiskWork experience placementLocal area$240k
...Overview Seasoned Senior Project Manager with extensive experience leading large-scale construction projects... ...consultants, and subcontractors to align objectives Oversee risk management, quality assurance, and compliance with safety standards Provide executive‑level...SeniorRiskFor contractorsFor subcontractorEighty6 Group
San Francisco, CA2 days ago$105.6k
...REQUISITIONTechnology Audit & Advisory Senior ConsultantLOCATIONLOS... .... You’ll identify areas of risk and opportunities to increase... ...Resilience IT Sarbanes-Oxley Compliance Emerging Technologies 2nd Line... ...teams including mentoring, oversight and review of work, coordination...SeniorRiskFull timeTemporary workWork at officeLocal areaRemote workFlexible hours- Perplexity is seeking a Governance, Risk & Compliance Analyst to shape our compliance and risk management program. You will lead efforts across SOC2, ISO 27001 and HIPAA, ensure GDPR/CCPA/CPRA readiness, and design scalable audit processes to support growth. You will also...SeniorRisk
- Senior Vice President, Legal Services & Compliance About the Company Esteemed healthcare organization advancing the health of women & infants Industry... ...'s legal, compliance, governance, privacy, and risk management functions. This role requires a Juris Doctor...SeniorRiskContract work
Confidential
San Francisco, CA3 days ago - ...Senior Actuary San Francisco, California, United States Or refer someone Job Openings... ...Actuaries) ~ CERA (Chartered Enterprise Risk Analyst) ~ MAAA (Member of the American... ...products, ensuring profitability and regulatory compliance. Analyze complex datasets to forecast...SeniorRisk
Boardroom Appointments
San Francisco, CA2 days ago - A leading technology company is seeking a GRC Manager to build and scale their governance, risk, and compliance programs. This role will focus on developing a comprehensive GRC framework, ensuring compliance with regulations, and enabling business growth. The ideal candidate...SeniorRisk
$150k - $205k
BDO USA in San Francisco seeks an Assurance Senior Manager for Technology Risk Assurance. In this role, you will lead audit teams, ensuring adherence to established standards and regulations while providing recommendations for improving client controls. The ideal candidate...SeniorRisk- Slope in San Francisco is seeking a Senior Manager for Financial Risk Management to shape and scale its risk and controls framework across critical business domains. This hybrid position focuses on assessing operational and financial risks, leading controls support, and...SeniorRisk
- EngineersOfAI is seeking a Director, Product Risk and Compliance to lead their global product compliance function. This senior leadership role involves overseeing compliance across privacy, safety, and security, ensuring effective risk management. Responsibilities include...SeniorRisk
$120k - $175k
...COMPENSATION: $120,000-$175,000 Senior Paralegal| Global Law Firm |... ...coordination, and quality oversight. The Senior Paralegal will also... ..., regulatory response, and risk mitigation. The Senior Paralegal... ...matter resource to ensure compliance with court rules and internal...SeniorRiskWork at officeWork from home1 day per weekEsquire Recruiting
San Francisco, CA4 days ago$253k - $380k
...us! GoFundMe is seeking a Senior Director, Compliance to serve as the company's... ...across its most critical risk domains - FinCrime, Payments... ...evidence, escalation paths, oversight, and regulatory exam... ...management, remediation, and examination-readiness processes for AML...SeniorRiskFull timeWork at officeLocal areaRemote workFlexible hours- Hinge Health is looking for a Technology Risk Manager based in San Francisco. This hybrid role involves overseeing technology risk across security and IT, ensuring compliance with regulations like SOX and HIPAA. You will work closely with various teams to evaluate risks...SeniorRisk
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior WM Compliance Examiner - Branch Risk Oversight. Be the first to apply!
Related searches
- senior operations associate San Francisco, CA
- senior safety specialist San Francisco, CA
- senior technology project manager San Francisco, CA
- remote senior business analyst San Francisco, CA
- senior director fp&a San Francisco, CA
- senior manager clinical operations San Francisco, CA
- senior merchandise planner San Francisco, CA
- senior supervisor San Francisco, CA
- senior researcher San Francisco, CA
- senior leadership San Francisco, CA