Senior WM Compliance Examiner - Branch Risk Oversight
$70k - $125kMorgan Stanley
Morgan Stanley is seeking a Branch Examiner in WM Compliance to perform independent oversight of risk-based branch examinations across retail locations. This director-level position involves evaluating compliance, testing sales practices, and ensuring the Firm’s regulatory integrity. The ideal candidate will have a strong knowledge of the Financial Services Industry and experience in examinations. You will collaborate with branch management and travel approximately 30-40% domestically. A competitive salary range of $70,000 to $125,000 per year is offered. #J-18808-Ljbffr Morgan Stanley
- ...consumers and customers. As a Senior Fraud and Abuse Operations... ...Investigations and Mitigate Risks: Conduct thorough investigations... ...effectively with internal Legal, Compliance, Comms and other risk... ...certifications (e.g., CFE/fraud examination background). Exposure to production...SeniorRiskWork experience placementLocal area
$84k - $105k
...decisioning logic from both internally and externally developed fraud risk models and applications with the associated outcomes as it... ...Background and drug screen. Preferred Qualifications Certified Fraud Examiner (CFE) certification or similar credential is a plus. Ability to...SeniorRiskWork at officeVisa sponsorshipWork visa$100k - $155k
...About The Team The Legal, Risk & Compliance (LRC) team at Airwallex is... ...providing an advisory and oversight role. Our team culture is collaborative... .... What You’ll Do As Senior Associate, Regulatory... ...end management of regulatory examinations, and interfacing with US regulators...SeniorRiskWork at officeWorldwide- ...strategic, and execution-oriented Senior Event Center & Operations... .... Navigate permitting, compliance, city coordination, and external... ...Track timelines, action items, risks, and follow-ups to ensure... ...work independently with minimal oversight while maintaining excellent stakeholder...SeniorRiskWork at office
$216k - $240k
Senior Manager, Financial Risk Management Finance - San Francisco About the Team The Internal Controls... ...Strategic Finance, Finance Systems, Compliance, and business operators to ensure processes... ...risk governance, systems oversight, and ongoing process improvement across...SeniorRiskWork at officeRelocation package- ..., you will identify root causes, assess risk, and document investigative findings.... ...and partners with Risk, Financial Crime Compliance, Product, and Engineering teams to identify... ...investigative standards ~ Certified Fraud Examiner (CFE), CAMS, or other relevant financial...Risk
$200k - $280k
...what’s next. About The Team The Legal, Risk & Compliance (LRC) team at Airwallex is a... ...Compliance and other control functions. As a Senior Regulatory Counsel, you will serve as a... ...transmitter licensing (MTL) requirements and oversight by federal prudential regulators, with...SeniorRiskPrivate practiceLocal areaWorldwide- ...of interest reports, drafting engagement letters, and ensuring compliance with ethical standards. Ideal candidates will have bar licensure... .... The position offers an opportunity to play a key role in risk management and compliance efforts within the firm. #J-18808-Ljbffr...SeniorRisk
- ...A professional sports team is seeking a Risk Manager to oversee enterprise-wide risk, litigation management, and insurance procurement. The ideal candidate will have a Juris Doctor and 8-10 years of relevant experience, exceptional communication and project management...SeniorRisk
$107.16k - $226.32k
...KPMG is currently seeking a Manager or Senior Manager to join our Tax practice. Responsibilities: Provide tax compliance and advisory services to corporations and operating... ...quality tax service and advice Manage risk and financial performance of engagements...SeniorRiskFull timeLocal area$150k - $205k
BDO USA in San Francisco seeks an Assurance Senior Manager for Technology Risk Assurance. In this role, you will lead audit teams, ensuring adherence to established standards and regulations while providing recommendations for improving client controls. The ideal candidate...SeniorRisk$100k - $165k
...Senior Property Underwriter The Senior Property Underwriter will... ...achieving growth for the assigned branch, region, and territory. They... ...the underwriting process, risk analysis, and work effectively... ...underwriting technical issues, compliance, coverage, products, pricing &...SeniorRiskWork at officeLocal area- Slope in San Francisco is seeking a Senior Manager for Financial Risk Management to shape and scale its risk and controls framework across critical business domains. This hybrid position focuses on assessing operational and financial risks, leading controls support, and...SeniorRisk
$123.6k - $185.4k
Stripe is seeking a Program Manager for Third Party Risk in San Francisco, CA. In this role, you will oversee the Global Third Party... ...program. Candidates should have 4+ years of experience in risk/compliance, excellent communication skills, and experience with tools like...SeniorRisk- We are hiring a Senior Associate to join our Product Compliance team to support Chime’s products... ...sustainable compliance risk management solutions Demonstrate... ...development, audits, examinations, and issue management... ...solutions with minimal oversight Demonstrated knowledge...SeniorRiskFixed term contract
- Hinge Health is looking for a Technology Risk Manager based in San Francisco. This hybrid role involves overseeing technology risk across security and IT, ensuring compliance with regulations like SOX and HIPAA. You will work closely with various teams to evaluate risks...SeniorRisk
- DocuSign, Inc. is seeking a Senior Director, Security Governance, Risk, and Compliance (GRC) to lead their global GRC team. This role requires over 15 years of experience in security leadership, focusing on innovative risk management strategies. The ideal candidate will...SeniorRisk
- Morrison- is hiring a Senior Conflicts Resolution Analyst for our Conflicts/New Business team, based in San Francisco or New York. The analyst will support our attorneys by resolving conflicts of interest and ensuring high levels of client satisfaction. Candidates should...SeniorRisk
$120k - $175k
...COMPENSATION: $120,000-$175,000 Senior Paralegal| Global Law Firm |... ...coordination, and quality oversight. The Senior Paralegal will also... ..., regulatory response, and risk mitigation. The Senior Paralegal... ...matter resource to ensure compliance with court rules and internal...SeniorRiskWork at officeWork from home1 day per week- ...transformative decision-making infrastructure. This role requires over 12 years of leadership experience in fintech, focusing on collaborative risk management and innovative technology solutions. The ideal candidate will drive business impact, ensuring high-quality execution of...SeniorRisk
$216k - $240k
OpenAI is seeking a Senior Manager, Financial Risk Management in San Francisco to lead risk and controls across finance-critical domains. This role requires 10+ years of experience in financial risk management, operational risk, or internal controls, with a focus on designing...SeniorRisk- Singularbuilders, located in San Francisco, is seeking a Compliance Manager to oversee risk management, regulatory compliance, and contract administration within their thriving construction firm. This key role supports the company's operational integrity and oversees HR...SeniorRiskContract workWork at office
- MissionHires is seeking a Director of Enterprise Risk & Insurance to lead the risk and insurance strategy from our San Francisco headquarters. The role includes designing insurance programs, managing broker relationships, and driving loss prevention initiatives. The ideal...SeniorRisk
- Asana is seeking a Security Risk Manager to own its internal security risk management program. This senior role requires building automated risk monitoring systems and developing quantitative risk frameworks to make informed decisions. Additionally, the role involves partnering...SeniorRisk
$23 - $30.25 per hour
...Branch Operations Coordinator Are you looking for more? Find it here. At Wells Fargo,... ...operational activities while minimizing risks under established policies Perform routine... ...Knowledge and understanding of retail compliance controls, risk management, and loss prevention...RiskWork experience placement$193.8k - $228k
A leading technology company in San Francisco seeks a Senior GRC Analyst II. In this role, you will manage the Governance, Risk, and Compliance program, ensuring it aligns with security strategies. Candidates should have a strong knowledge of information security frameworks...SeniorRisk$101.9k - $140.14k
...is seeking an Environmental Health and Safety (EHS) Manager to oversee safety and risk programs at our San Diego facility. The role involves developing EHS programs, ensuring compliance with all safety regulations, and promoting a proactive safety culture within the organization...SeniorRisk$85k - $100k
BDO is looking for a Senior Associate in Risk Advisory Services based in San Francisco, California. In this role, you will provide risk consulting to clients, focusing on compliance, audit processes, and fraud investigations, among other responsibilities. The ideal candidate...SeniorRisk- ...Manager-level Risk consultants work closely with management of Fortune 500, mid-cap and... ..., business process improvement projects, compliance and other assessments. Principal duties and... ...policies and procedures. Advises senior management regarding matters, such as effective...SeniorRisk
$85k - $100k
BDO USA, LLP is seeking a Senior, Risk Advisory Services professional to provide risk consulting to clients in areas such as compliance, internal audit, and fraud investigations. Responsibilities include engaging with clients, performing risk assessments, and supervising...SeniorRisk
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