Senior WM Compliance Examiner - Branch Risk Oversight
$70k - $125kMorgan Stanley
Morgan Stanley is seeking a Branch Examiner in WM Compliance to perform independent oversight of risk-based branch examinations across retail locations. This director-level position involves evaluating compliance, testing sales practices, and ensuring the Firm’s regulatory integrity. The ideal candidate will have a strong knowledge of the Financial Services Industry and experience in examinations. You will collaborate with branch management and travel approximately 30-40% domestically. A competitive salary range of $70,000 to $125,000 per year is offered. #J-18808-Ljbffr Morgan Stanley
$172.1k - $238.3k
Upstart is seeking a Senior Manager in Vendor Management to lead the vendor oversight function for secured lending. The role demands... ...experience in third-party risk management and vendor oversight... ...collaboration with Operations, Compliance, and Legal teams to ensure regulatory...SeniorRiskRemote job$100.8k - $168k
...addresses. About the role As the Senior Fraud Strategy Data Analyst, you will play... ...'s integrity by analyzing fraud risk across the platform and supporting the development... ...data science, security, product, and compliance teams to strengthen our fraud prevention...SeniorRiskWork at office3 days per week$65k - $83k
...Branch Examiner Oppenheimer & Co. Inc. is seeking a Branch Examiner to join our Compliance team who will report to the Branch Examiner Manager. The Branch Examiner is responsible for conducting onsite branch examinations of Private Client Group branch offices throughout...SuggestedFlexible hours$84k - $105k
...decisioning logic from both internally and externally developed fraud risk models and applications with the associated outcomes as it... ...and drug screen Preferred Qualifications Certified Fraud Examiner (CFE) certification or similar credential is a plus Ability...SeniorRiskHourly payWork at officeImmediate startVisa sponsorshipWork visaFlexible hours$216k - $240k
...sits within the broader Finance Risk Management (FRM) organization... ...Finance, Finance Systems, Compliance, and business operators to ensure... ...risk governance, systems oversight, and ongoing process improvement... ...the Role We're seeking a Senior Manager, Financial Risk Management...SeniorRiskWork at officeRelocation package- ...Senior Event Center & Operations Lead Must be based in the Bay... ...readiness Navigate permitting, compliance, city coordination, and... ...Track timelines, action items, risks, and follow-ups to ensure... ...work independently with minimal oversight while maintaining excellent stakeholder...SeniorRiskWork at office
$37.5 - $67.31 per hour
..., people-focused leaders interested in a Branch Manager career within the National Branch... ...growth objectives with strong operational risk management to protect customers,... ...banking laws and regulations, including compliance controls, operational risk management, and...RiskWork experience placementInterim role- ...operate in. This role sits within the Risk & Compliance function and reports to the Director of... ...four jurisdictions, while providing oversight of regulatory compliance across the broader... ...Commercial teams. This is a hands-on senior role. We expect the work to be...SeniorRiskTemporary workRelocationFlexible hours
$159k
...Category: Business Operations / Strategy Job Level: Senior Manager Business Unit: Strategy & Growth... ...Yuba City Department Overview: The Electric Risk & Compliance organization provides governance, oversight, and strategic direction on risk and compliance matters...SeniorRiskContract workWork experience placementWork at officeFlexible hours2 days per week3 days per week$200k - $280k
...what’s next. About The Team The Legal, Risk & Compliance (LRC) team at Airwallex is a... ...Compliance and other control functions. As a Senior Regulatory Counsel, you will serve as a... ...transmitter licensing (MTL) requirements and oversight by federal prudential regulators, with...SeniorRiskPrivate practiceLocal areaWorldwide- ...of interest reports, drafting engagement letters, and ensuring compliance with ethical standards. Ideal candidates will have bar licensure... .... The position offers an opportunity to play a key role in risk management and compliance efforts within the firm. #J-18808-Ljbffr...SeniorRisk
$100k - $155k
...About The Team The Legal, Risk & Compliance (LRC) team at Airwallex is... ...providing an advisory and oversight role. Our team culture is collaborative... .... What You’ll Do As Senior Associate, Regulatory... ...end management of regulatory examinations, and interfacing with US regulators...SeniorRiskWork at officeWorldwide$124k - $280k
...across the entire lifecycle. As a Senior Manager specializing in Blockchain, you... ...including strategy design, architecture oversight, and delivery leadership across... ...stablecoins, DAOs) and their regulatory, risk, and compliance implications Experience building business...SeniorRiskFull timeContract workH1b- ...Workforce Governance And Employment Compliance Practitioner Crusoe is on a mission to accelerate... ..., employment compliance, and regulatory risk programs across the people organization.... ...governance, compliance, and control oversight across these areas rather than directly...SeniorRiskTemporary workFor contractorsFixed term contractLocal area
$105k
Requisition ID # 172624 Job Category: Compliance / Risk / Quality Assurance Job Level: Individual... ...organization provides governance, oversight, and strategic direction on risk and compliance... ...Electric NERC Compliance Consultant, Senior core function is to assist/monitor the...SeniorRiskFlexible hours2 days per week3 days per week- ...THE ROLE We’re looking for a Senior Manager, People Operations to... ...class foundation across systems, compliance, and employee lifecycle... ...expertise in compliance and risk management, strong experience... ...international compliance and EOR oversight Payroll and benefits...SeniorRiskWork at officeFlexible hours3 days per week
- ...Property Risk Consultant We are seeking a talented individual to join our team at Marsh as a qualified Property Risk Consultant for... ...recommend plans to monitor and mitigate their risk exposure. A Senior Risk Consulting Engagement Lead is a recognized subject matter expert...SeniorRisk
- ...About this role: Wells Fargo is seeking a Branch Operations Coordinator for our National... ...operational activities while minimizing risks under established policies Perform routine... ...recruiting Knowledge and understanding of retail compliance controls, risk management, and loss...RiskFull timeWork experience placement
- ...Senior Product Marketing Manager, Analyst Relations Flagright... ...operating system for financial crime compliance used globally by Fortune 500... ...Flagright enables real-time risk detection, automated... ...applications independently with minimal oversight Coordinate proof points,...SeniorRiskWork at officeVisa sponsorship
$123.6k - $185.4k
Stripe is seeking a Program Manager for Third Party Risk in San Francisco, CA. In this role, you will oversee the Global Third Party... ...program. Candidates should have 4+ years of experience in risk/compliance, excellent communication skills, and experience with tools like...SeniorRisk- DocuSign, Inc. is seeking a Senior Director, Security Governance, Risk, and Compliance (GRC) to lead their global GRC team. This role requires over 15 years of experience in security leadership, focusing on innovative risk management strategies. The ideal candidate will...SeniorRisk
- Morrison- is hiring a Senior Conflicts Resolution Analyst for our Conflicts/New Business team, based in San Francisco or New York. The analyst will support our attorneys by resolving conflicts of interest and ensuring high levels of client satisfaction. Candidates should...SeniorRisk
- JPMorgan Chase & Co. is looking for an Asset Wealth Management Credit Risk Senior Associate in San Francisco. You will support high net worth clients by assessing creditworthiness, structuring loan solutions, and managing portfolio risk. The role involves collaboration...SeniorRisk
$216k - $240k
OpenAI is seeking a Senior Manager, Financial Risk Management in San Francisco to lead risk and controls across finance-critical domains. This role requires 10+ years of experience in financial risk management, operational risk, or internal controls, with a focus on designing...SeniorRisk- Singularbuilders, located in San Francisco, is seeking a Compliance Manager to oversee risk management, regulatory compliance, and contract administration within their thriving construction firm. This key role supports the company's operational integrity and oversees HR...SeniorRiskContract workWork at office
$193.8k - $228k
A leading technology company in San Francisco seeks a Senior GRC Analyst II. In this role, you will manage the Governance, Risk, and Compliance program, ensuring it aligns with security strategies. Candidates should have a strong knowledge of information security frameworks...SeniorRisk$101.9k - $140.14k
...is seeking an Environmental Health and Safety (EHS) Manager to oversee safety and risk programs at our San Diego facility. The role involves developing EHS programs, ensuring compliance with all safety regulations, and promoting a proactive safety culture within the organization...SeniorRisk- A professional sports team is seeking a Risk Manager to oversee enterprise-wide risk, litigation management, and insurance procurement. The ideal candidate will have a Juris Doctor and 8-10 years of relevant experience, exceptional communication and project management...SeniorRisk
$95k - $100k
Senior Operations and Facilities Manager FLSA Status: Exempt, Full... ..., multi‑site operational oversight. Position Summary The Senior... ...staffing support, and safety compliance. Provide direct operational... ...onboarding. Safety, Compliance & Risk Management Ensure compliance...SeniorRiskFull timeFor contractorsMonday to FridayWeekend workAfternoon shift$85k - $100k
BDO is looking for a Senior Associate in Risk Advisory Services based in San Francisco, California. In this role, you will provide risk consulting to clients, focusing on compliance, audit processes, and fraud investigations, among other responsibilities. The ideal candidate...SeniorRisk
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