Senior WM Compliance Examiner - Branch Risk Oversight
$70k - $125kMorgan Stanley
Morgan Stanley is seeking a Branch Examiner in WM Compliance to perform independent oversight of risk-based branch examinations across retail locations. This director-level position involves evaluating compliance, testing sales practices, and ensuring the Firm’s regulatory integrity. The ideal candidate will have a strong knowledge of the Financial Services Industry and experience in examinations. You will collaborate with branch management and travel approximately 30-40% domestically. A competitive salary range of $70,000 to $125,000 per year is offered. #J-18808-Ljbffr Morgan Stanley
$185k - $300k
...Wells Fargo is seeking a Senior Lead Treasury... ...understanding of FX and risk associated with international... ...basesPartner with Canadian and UK Branch teams to refer clients... ...organizationProvide oversight on the pricing of... ...0% of the timeSpecific compliance policies may apply regarding...SeniorRiskFull timeWork experience placementWork at officeRemote work$105k - $145k
About the roleAs a Senior Business Analyst, TPRM, you... ...and ongoing oversight of third party relationships... ...throughout the third party risk management lifecycle.... ...Security, Privacy, Compliance, Enterprise Risk Management... ...audits, regulatory examinations, bank partner...SeniorRiskFull timeWork at officeLocal areaRemote work$138k - $276k
The Senior Manager of Enterprise Risk Management will mature and integrate a scalable risk framework that... ...to the Head of Audit, Risk & Compliance.What You’ll Do:Evolve the Risk Framework... ...management frameworks, governance models, oversight programs, and deep expertise in...SeniorRisk$154.2k - $192.8k
...financial stack for startups, and Risk is how we protect our... ...ll work with Risk Operations, Compliance, Risk Product, Engineering, Risk... ...rules, and the standards examiners apply) into clear, sequenced... ...SLAs, performance and quality oversight, escalations, and regular business...SeniorRiskImmediate start$147k - $236k
...accessible for all. We’re searching for a Senior Insurance Risk Manager. Reporting to the Sr.... ...Focus) is responsible for the strategic oversight and tactical execution of Aurora’s corporate... ...favorable settlements.Corporate Compliance & Governance: Develop, maintain, and...SeniorRiskWork at officeLocal area3 days per week$163k - $203.8k
....At Mercury, we believe compliance is the infrastructure of... ...fluently in the language of risk and regulation.We’re hiring a Senior Compliance Risk Manager,... ...driving high-quality oversight across regulated... ...regulatory investigations and examinations, licensing, surveillance...SeniorRisk$180k - $240k
...build what’s next.About the teamThe Legal, Risk & Compliance (LRC) team at Airwallex is a... ...Compliance and other control functions.As a Senior Regulatory Counsel, you will serve as a... ...transmitter licensing (MTL) requirements and oversight by federal prudential regulators, with...SeniorRiskTemporary workPrivate practiceLocal areaWorldwide$110.7k - $218.3k
Position Summary Senior Consultant - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk &... ...Federal Financial Institutions Examination Council 031, Federal Reserve... ..., including execution or oversight processes, risk assessments,...SeniorRiskLocal areaVisa sponsorship$170k - $190k
...helping the business navigate risk while enabling growth and... ...technology, finance, operations, and compliance.About the RoleTechnology is... ...and cybersecurity. As Senior Manager, Technology Risk - Audit... ...Assurance program, including oversight of our global IT SOX program...SeniorRiskH1bWork at officeLocal areaRemote workHome officeRelocation packageMonday to Thursday- ...financial lives. At Mercury, compliance is a strategic... ...trust. We're hiring a Senior Manager, Compliance Governance... ...System: compliance risk assessment, enterprise... ...reporting, along with oversight of compliance issues.... ...through regulatory examinations. Mercury has obtained...SeniorRiskFull time
$105k
About the role As a Senior Business Analyst, TPRM,... ...assessment and ongoing oversight of third party relationships... ...the third party risk management lifecycle.... ...Information Security, Privacy, Compliance, Enterprise Risk... ...audits, regulatory examinations, bank partner oversight...SeniorRiskFull time- JOB DESCRIPTION the Contracts and Compliance Senior Manager leads the full lifecycle management... ...terms, escalating legal questions, legal risk determinations, and requests for legal... ...specialized duties such as GSA contract oversight, SAM.gov registration management, and...SeniorRiskContract workWork at officeLocal area
$196k - $242k
...and commercial transactions. We ensure compliance with an increasingly complex and dynamic... ...work schedule and reports to the Head of Risk and Insurance You will: Drive End... ...framing through to impact with minimal oversight. Advance Pricing & Reserving Models:...SeniorRiskFull timeRemote work$167.28k - $196.8k
...hiring an Analytics Engineer to join the Compliance Technology team within the Platform... ..., case, alert, entity, transaction, and risk features) that power compliance controls... ...generative AI responsibly, maintaining human oversight to deliver business-ready outputs and...SeniorRiskLocal area$260k - $365k
...exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. This position can be filled in any... ..., bank partnership models, third-party risk management and oversight issues is critical. Knowledge of key financial...SeniorRiskFull timeTemporary workWork at officeFlexible hours- Happen Bank’s Second Line Compliance Department is seeking... ...compliance advisory oversight across Happen Bank’s... ...and manage compliance risk across the full product... ...strategies Partner with senior management on... ...supporting regulatory examinations and compliance audits,...SeniorRiskHourly payWork at officeLocal areaWork from homeFlexible hoursShift work
$100k - $165k
The Senior Property Underwriter will manage a property renewal book... ...achieving growth for the assigned branch, region, and territory. They... ...employment opportunity and compliance with all laws and regulations... ...with the underwriting process, risk analysis, and work effectively...SeniorRiskWork at officeLocal area$288.1k - $325.7k
...Senior Director, Head of Pharmacovigilance Operations Build and lead the pharmacovigilance... ...ICSR model, safety systems, vendor oversight, and inspection readiness, with the... ...Provide PVO updates and escalate risks, issues, and compliance trends to PV and executive leadership...SeniorRiskFull timeTemporary workLocal areaRemote work$216k - $324k
...RoleHinge Health is seeking a Senior Privacy and AI Counsel to... ...role in ensuring the company’s compliance with privacy and AI laws and... ...regulations. You will assess privacy risks and develop AI governance... ...and AI related inquiries and oversight.Collaborate with the security...SeniorRiskLocal areaShift work$89.17k - $112.94k
...Senior Fraud Investigations Analyst Gusto is seeking a Senior... ...identify root causes, assess risk, and document investigative findings... ...(UARs) for Financial Crime Compliance partners when appropriate;... ...~ Certified Fraud Examiner (CFE), CAMS, or other relevant...Risk$198.7k - $391.6k
...measurable business outcomes.The Commerce Strategy Senior Manager is a client-facing consulting leader responsible for balancing oversight and expert guidance across multiple high-... ...outcomes while managing scope, timelines, risks, dependencies, and client needs across...SeniorRiskLocal areaShift work- ...Senior Demand Generation ManagerEnvoy protects the places the world... ...unifies visitor management, risk assessment, mailroom... ...across access control, identity, compliance screening, and collaboration... ...Paid Social — not just strategy oversight. You know how to structure campaigns...SeniorRiskLocal areaImmediate start
$101k - $140k
About the role We are hiring for a Senior Associate on Chime’s Compliance Assurance & Testing team. You will... ...products and services to identify risks and control gaps. This will involve... ...or to support bank partner testing oversight. Play a key role in creating and designing...SeniorRiskFull timeWork experience placementWork at officeLocal areaRemote work- Perplexity is seeking a Governance, Risk & Compliance Analyst to shape our compliance and risk management program. You will lead efforts across SOC2, ISO 27001 and HIPAA, ensure GDPR/CCPA/CPRA readiness, and design scalable audit processes to support growth. You will also...SeniorRisk
- ...Summary of Position: The Senior Attorney – Family Law... ..., and strategic oversight to Associates and support... ...product. Ensure compliance with litigation deadlines... ...rights, strategy, risk assessment, and likely... ...motions, present evidence, examine and cross-examine...SeniorRiskLocal areaRemote work
$260k - $285k
...s beyond. ABOUT THE ROLE The Senior Director, Commercial Manufacturing... ...build (including at-risk manufacturing and packaging decisions... ...business and operational oversight of commercial DS and DP manufacturing... ...monthly reconciliation, FEFO compliance and batch traceability....SeniorRiskFlexible hours$100k - $165k
...Senior Property Underwriter The Senior Property Underwriter will... ...achieving growth for the assigned branch, region, and territory. They... ...the underwriting process, risk analysis, and work effectively... ...underwriting technical issues, compliance, coverage, products, pricing &...SeniorRiskWork at officeLocal area$112.5k - $147.5k
...Circle is looking for an experienced Senior Analyst, IT Internal Controls & SOX Compliance to join the Internal Controls and... ..., including annual planning, risk assessment, control documentation... ...recommend appropriate controls and oversight mechanisms. Strong analytical,...SeniorRiskFlexible hours- ...Senior Actuary San Francisco, California, United States About the Job Senior Actuary... ...) ~ CERA (Chartered Enterprise Risk Analyst) ~ MAAA (Member of the American... ...products, ensuring profitability and regulatory compliance. Analyze complex datasets to forecast...SeniorRisk
$199.9k - $249.9k
...while upholding the highest standards of compliance and safety.In this role, you will own... ...-day operation of Mercury's Operational Risk program. You will report to the Head of... ...teams execute against.Support regulatory examinations, audits, and charter readiness reviewsThere...SeniorRisk
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior WM Compliance Examiner - Branch Risk Oversight. Be the first to apply!
- examiner San Francisco, CA
- driving examiner San Francisco, CA
- compliance examiner San Francisco, CA
- senior living San Francisco, CA
- senior associate vice president San Francisco, CA
- senior php developer remote San Francisco, CA
- senior app developer San Francisco, CA
- senior manufacturing engineer San Francisco, CA
- senior ml engineer San Francisco, CA
- senior data analyst San Francisco, CA




