Compliance Associate — Regulatory & Client Services (Hybrid)
Quotient Wealth Partners, LLC
Quotient Wealth Partners in Dallas seeks a Compliance Associate to support regulatory compliance program with the CCO, ensuring adherence to SEC and state requirements in a hybrid role that also assists client service and account maintenance. You will monitor trading activity, review marketing materials, maintain records, prepare for examinations, and help with AML/KYC and onboarding while contributing to a collaborative team. #J-18808-Ljbffr Quotient Wealth Partners, LLC
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Compliance Associate — Regulatory & Client Services (Hybrid) in Dallas, TX vacancy
- GEICO is seeking a Sanctions Compliance Analyst to strengthen and advance its sanctions program... ...alignment. The position offers hybrid onsite work, collaboration across the compliance function, and interaction with regulatory stakeholders. A bachelor’s degree and 1+...Regulatory
- Vanguard is seeking a Senior Compliance Advisor to support VPIM, shaping... ...and business units to ensure regulatory integrity and operational... ...compliance, including 2+ in financial services, and strong communication. A... ...is expected, with a hybrid work arrangement available....Regulatory
$64.58k - $115.83k
...GEICO is seeking a Sanctions Compliance Analyst to help strengthen... ...interactions with OFAC and other regulatory stakeholders, as needed.... ...highly preferred. Location: HYBRID - The individual must work onsite... ...opportunity for all associates and job applicants regardless...RegulatoryHourly payWork experience placementLocal area3 days per week- ...Job Description Title: Compliance Associate Location: Dallas, TX... ...Company Description : Client X is a top-ranked global, independent... ...uniquely client-centric service and is the industry’s... ...risk & portfolio management, regulatory & compliance reporting, tax...RegulatoryWork at officeFlexible hours
The Rockridge Group
Dallas, TXa month ago - ...HR Administrator to join the Regional Center of Excellence in a hybrid role. Based in Garland, TX or nearby Broomfield, CO, you will ensure accurate HR data and handle inquiries with precision and regulatory awareness. You will support the employee lifecycle, master data...Regulatory
- Stellantis Financial Services, Inc. is seeking a Repossession Administrator to manage... ...repossession processes. You will ensure regulatory compliance and provide exceptional service to... ...documentation with strong attention to detail. Hybrid work may be required to support...Regulatory
- The Compliance Associate supports Quotient Wealth Partners’ regulatory compliance program, working closely with the Chief Compliance Officer (CCO... ...state regulatory requirements. This is a hybrid role that also supports client service functions, including account...RegulatoryWork experience placementLocal area
$134.23k - $254.78k
...compensation, and investment consulting services to our clients. We are seeking a highly skilled Compliance Consultant to join our team. You will provide strategic regulatory and compliance consulting... ...will be considered for our hybrid environment. Compensation...RegulatoryFull timeTemporary workWork experience placementWork at officeWorldwideFlexible hours- ...Act ACA-related regulations, compliance requirements, reporting, or administration... .... Work schedule: Hybrid / Full-time Days; 8 a.m.... ...compliance, evaluates changes in regulatory requirements and coordinates... ...for Medicare & Medicaid Services (CMS) and the Texas Department...RegulatoryFull timeWork at officeMonday to Friday
Parkland Health and Hospital System
Dallas, TX5 days ago - The Dallas Children’s Advocacy Center seeks a Compliance Coordinator to support operations, accreditation readiness, and quality assurance... ...metrics, while supporting accreditation site visits and regulatory reporting. #J-18808-Ljbffr Dallas Children's Advocacy CenterRegulatory
- Regulatory Affairs ConsultantLocation: Hybrid (Dallas, TX Preferred)Yrs of Exp: 3 yrs +Overview: We are seeking a highly skilled and detail-oriented Regulatory... ...navigating complex regulatory landscapes, ensuring compliance with global medical device regulations, and...RegulatoryFull time
Cedent Consulting
Dallas, TX6 days ago - Koya Medical, Inc is seeking a Customer Service Representative to handle inbound calls and... ..., and error triage in a fast-paced, hybrid Dallas, TX environment. Reporting to the... ...workloads while meeting department goals and regulatory standards. #J-18808-Ljbffr Koya Medical...RegulatoryFull time
- ...offers flexible work arrangements and may be hybrid or fully remote, with the ability to travel as... ...actionsParticipate in underwriting, compliance, and internal audits as neededIdentify and address economic, regulatory, and legal issues impacting underwriting resultsCollaborate...RegulatoryFull timeLocal areaRemote workHome officeFlexible hours
The Hanover Insurance Group
Dallas, TX7 days ago - ...software enables us to support clients such as Stash, Betterment,... ...seeking a seasoned Senior Compliance Analyst (Regulatory) to assist in the oversight... ...strategic work and client service.Resource Allocation:... ...benefits. At AFS, we offer a hybrid work schedule for most roles...RegulatoryFull timeWork at officeWork from home
Apex Fintech Solutions
Dallas, TX5 days ago - ...prevents, detects and mitigates compliance, regulatory and reputational risk... ...product platform that offers clients the advantages that come... ...expertise and dedicated client service to help them achieve their... ...is seeking a compliance Associate to join the US AM Sales and...Regulatory
Goldman Sachs
Dallas, TX5 days ago $96.8k
...REQUISITIONLegal, Risk & Compliance - Investigations &... ...Litigation, and Forensic Services team.What You Can... ...fraud, investigations, regulatory enforcement, e-discovery... ...communicate findings to client stakeholders and... ...experience preferred.Our Hybrid WorkplaceProtiviti practices...RegulatoryFull timeTemporary workLocal areaRemote workFlexible hoursProtiviti
Dallas, TX2 days ago- ...purchase agreements and government contracts. The role offers a hybrid work arrangement and a 9/80 schedule, enabling every other... ...contracts, provide strategic legal guidance, and ensure regulatory compliance across government #J-18808-Ljbffr Richard, Wayne & RobertsRegulatory
- ...and assigned attorneys, with hybrid work capabilities. The position... ...in investment funds, strong regulatory knowledge, and superb... ...will manage SEC/EDGAR filings, client materials, and coordination with... ...with foreign counsel to ensure compliance and timely closings. #J-1880...Regulatory
$82k - $117k
...Job Description The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer... ...positive and credible manner to regulators. This is a hybrid role based in Dallas, Texas. What will you do: Develop...RegulatoryFlexible hoursShift work- Capital Markets Regulatory Change - Consultant / Senior ConsultantLocation: Dallas, Texas (Hybrid) | Practice Area: Capital Markets | Type... ...transformation programs, helping clients meet regulatory requirements... ...Risk, Operations, Finance, Compliance)Knowledge of key products...Regulatory
Capco
Dallas, TX2 days ago $60 - $70 per hour
...Job Description Job Description Our client, an AMLaw 200 firm, is seeking a litigation... ...and fastest growing global legal services businesses, and as a ‘new law’ pioneer,... ...innovative software, combining deep legal and regulatory industry expertise and excellent client...RegulatoryHourly payFull timePart timePrivate practiceWork at officeLocal areaImmediate startRemote workLawyers On Demand, a Consilio Company
Dallas, TX13 days ago- ...seeking a Senior Corporate Counsel - Legal Transactions in a hybrid/remote-friendly role centered in the cloud-based CX software... ...and negotiate MSAs, DPAs, and SLAs, ensuring privacy and regulatory compliance while enabling high‑velocity SaaS transactions. Ideal candidates...RegulatoryRemote work
- ...coordination with strategic governance. This hybrid role will oversee U.S. infrastructure... ...management, audit readiness, and regulatory compliance. The role requires a decade of IT... ...ability to present data and executive-ready materials to #J-18808-Ljbffr Yoh Services LLCRegulatoryWork at office
$137.9k - $246.35k
..., IT, and Business leaders to translate regulatory, customer, and market needs into scalable... ...data science outcomes with business and compliance prioritiesBuild, mentor, and scale... ...accountabilityTravel/Work ModelMinimal/Up to 10%Hybrid Work Model - Minimum of eight days a...RegulatoryFull timeTemporary workWork at officeWolters Kluwer
Dallas, TX3 days ago- ...discussions. Interfaces with clients on all inquiries... ....Works with Compliance and Regional Security... ...to understand global regulatory requirements, develop... ...27002) and financial services industry cyber regulations... ...WorkVanguard has implemented a hybrid working model for the...RegulatoryFull timeWork experience placement
Vanguard
Dallas, TX2 days ago $75k - $90k
...Hybrid Legal Billing Specialist/ 401K / Hybrid/ Great Work Environment /Great Benefit... ...respected law firm with a strong focus on client service, collaboration, and operational... ...invoice rejections, billing discrepancies, compliance issues, and other obstacles to timely invoice...Local areaRemote work2 days per week- ...Commercial Operations Specialist in Dallas, TX, to support compliance and customer engagement initiatives in the... ...years of relevant experience and be familiar with regulatory standards and ERP systems. Offering a hybrid work model, this position requires strong...RegulatoryContract work
- Hippo is seeking a Data Privacy, Cybersecurity & AI Compliance Manager to join our hybrid team in Austin/Dallas/Morristown. You will own Hippo's privacy program, manage consumer rights, and ensure regulatory alignment across privacy, security, and AI governance. You will...Regulatory
$197.8k - $215k
...Austin, TX Work Mode: Hybrid (3+ days/week in-office or at client site) Compensation: $... ...lead multiple client service teams, driving high-value... ...succession planning. Regulatory Defense: Research complex... ...years of progressive tax compliance and/or consulting...RegulatoryWork at office3 days per weekFox Point Recruitment
Dallas, TX23 hours ago- ...Department: Retirement Plan Services The... ...employer retirement plan clients — delivering strategic... ...design, investments, and compliance with strong client-... ...education, plan reviews, regulatory & legislative updates,... ...opportunities ~ Hybrid work ~ Charitable...RegulatoryWork at officeLocal areaNight shift
Marsh
Dallas, TX3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Associate — Regulatory & Client Services (Hybrid). Be the first to apply!
Related searches
- trade compliance specialist Dallas, TX
- legal compliance analyst Dallas, TX
- compliance officer Dallas, TX
- coding compliance specialist Dallas, TX
- research compliance officer Dallas, TX
- compliance analyst Dallas, TX
- legal compliance officer Dallas, TX
- regulatory specialist Dallas, TX
- healthcare compliance officer Dallas, TX
- regulatory compliance specialist Dallas, TX