Registered Client Associate
$49.5k - $77kRBC Capital Markets, LLC
Embrace RBC Wealth Management's core values and inclusive culture as an integral part of our branch serving financial advisors and our clients. As a Registered Client Associate, you will become a trusted resource to clients, advisors, and the branch. Use your administrative and operational skills to help advisors manage and grow their business. You will demonstrate a client‑first approach as you meet compliance standards, research and resolve problems, onboard new accounts, process and maintain account records, implement technology changes, and prepare correspondence in a fast‑paced, professional and collaborative environment. What will you do? Build and maintain professional relationships with clients by assisting them and answering account questions. Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate. Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicating with clients about items needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHs in a timely manner. Maintain confidentiality in accordance with RBC's Code of Conduct. What do you need to succeed? Bachelor's degree or job‑related experience. Strong soft skills, including verbal and written communication, people, organizational, and client service skills. Attention to detail coupled with a mindset of how you can make advisors more efficient and effective. Series 7 and 66 (or 63/65) licenses. Ability to adapt to a rapidly changing business and technology environment. What's in it for you? A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable. Leaders who support your development through coaching and managing opportunities. Ability to make a difference and lasting impact. Work in a dynamic, collaborative, progressive, and high‑performing team. Flexible work/life balance options. Opportunities to do challenging work. Opportunities to take on progressively greater accountabilities. Access to a variety of job opportunities across business. Job Skills Customer Service Data Entry Data Gathering Analysis Desktop Tools Group Problem Solving Interpersonal Relationships Knowledge Organization Teamwork Time Management Word Processing Software The good‑faith expected salary range for this position is $49,500 – $77,000, depending on factors including but not limited to the candidate's experience, skills, registration status, market conditions, and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company‑matching contributions; health, dental, vision, life and disability insurance; and paid time‑off plan. RBC's Compensation Philosophy Drives RBC's high performance culture Enables collective achievement of our strategic goals Generates sustainable shareholder returns and above‑market shareholder value #J-18808-Ljbffr RBC Capital Markets, LLC
- ...Senior Registered Client Service Associates Senior Registered Client Service Associates (CSAs) help shape the future of service by modernizing the client experience through an elevated standard of care. The Senior Registered CSA assists with the development and growth...SuggestedWork at officeLocal area
$30.77 - $45.67 per hour
...About this role: Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career areas and business divisions at wellsfargojobs.com ( . In this role you will: Assist Financial...SuggestedOngoing contractWork experience placementWork at officeImmediate start- ...Registered Private Wealth Client Associate Los Angeles, California;Los Angeles, California To proceed with your application, you must be at least 18 years of age. Acknowledge ( Bank of America employees are required to meet all posting eligibility requirements...SuggestedSeasonal workWork at officeWork from homeShift workDay shift
- ...oriented? Please share an example of how you deliver exceptional client service. 2-How do you ensure accuracy and attention to... ...in a client-focused environment? We're looking for a Registered Client Associate to: Keep management systems up to date with accurate...SuggestedWork at officeFlexible hours
$49.5k - $77k
...Management’s core values and inclusive culture as an integral part of our branch serving financial advisors and our clients. As a Client Associate/Registered Client Associate, become a trusted resource to our clients, advisors and branch. Use your administrative and...SuggestedFull timeFlexible hours$45k - $85k
...Registered Client Service Associate Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented...Work experience placementWork at office- ...history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to join our growing team. This essential role helps...Work experience placementWork at office
$34.32k - $90k
POSITION SUMMARY Senior Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs), Private Wealth Advisor(s) (PWAs) and teams on a daily basis. Through regular interactions with clients, individuals in this role...Temporary workWork at officeLocal area$55k - $65k
...investment advisory and asset management services. Job Description Oppenheimer & Co. Inc.’s Private Client Division is currently seeking a Registered Client Service Associate for their Newport Beach or Los Angeles branch office in California. The RCSA’s primary...Local area$70k - $80k
...keep management systems up-to-date with client information educate clients on account... ...specifically designed for them. As a Client Associate, you’ll play an important role in client... ...series 7 and 66 licenses (for registered CSAs only) ideally 3-5 years of experience...Full timeWork at office$45k - $85k
...history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to join our growing team. This essential role helps...Work experience placementWork at office$55k - $85k
...Registered Client Service Associate Supports Financial Advisors and their prospective and existing clients and other branch staff team members. Demonstrates effective communication skills across multiple platforms (phone, email, in-person, virtual), as well as the ability...Work at office$50k - $80k
...Management’s core values and inclusive culture as an integral part of our branch serving financial advisors and our clients. As a Registered Client Associate, become a trusted resource to our clients, advisors and branch. Use your administrative and operational skills to...Full timeFlexible hours- RBC Capital Markets, LLC in El Segundo, California is seeking a Registered Client Associate to serve financial advisors and clients. You will utilize your administrative skills to assist in account management, demonstrate a client-first approach, and adhere to compliance...
- Bachelors Degree and Min 2 years + experience! Assist Financial Advisors by providing day to day client support and operational service on all Investment Advisory Program and client-directed accounts, to affluent individuals and their families within the Bank's Personal...
$34.32k - $90k
...Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interactions with clients, individuals in this role build trusted relationships...Full timeTemporary workWork at officeLocal area- ...Description At J.P. Morgan Chase, we have an enthusiasm for helping our clients, taking care of our employees, building relationships, and... ...or must be obtained within 60 days of employment. If registered after October 1, 2018, you must also possess a valid and active...
- Private Client Investment Associate At J.P. Morgan Chase, we have an enthusiasm for helping our clients, taking care of our employees, building... ...within a 60 day condition of employment If you were registered after October 1, 2018 you must also have a valid and active...
- Chase is seeking a Private Client Investment Associate in Manhattan Beach, California. The role involves providing client service, operational marketing, and administrative support to Private Client Advisors within Wealth Management. Successful candidates will manage operational...
- RBC in Beverly Hills is seeking a Client Associate/Registered Client Associate to support financial advisors and clients. The role involves facilitating account management, ensuring compliance, and building client relationships. Candidates should have strong communication...Flexible hours
$55k - $88k
...Job Description What is the opportunity? Join RBC and help clients thrive and communities prosper. You will embrace RBC Wealth Management’s core values and culture as an integral part of our branch serving financial advisors, clients and the team. The Branch Service...Full timeWork at officeFlexible hours- ...qualified candidates to join Beacon Pointe Advisors as a Client Service Associate (CSA) in the Los Angeles area. The Client Service Associate... ...educational achievement and an interest in pursuing a career in the Registered Investment Advisor industry as a wealth advisor. The ideal...Work at office
- Beacon Pointe in Los Angeles is seeking a Client Service Associate to join a dynamic team of wealth management professionals. The role involves... ...for individuals looking to develop a career in the Registered Investment Advisor industry. #J-18808-Ljbffr Beacon PointeWork at office
$100k - $120k
Senior Client Service Associate An established, nationally recognized wealth management firm providing comprehensive investment, financial planning... ...with offices across the United States, we operate as a registered investment advisor (RIA). Responsibilities Coordinate...Permanent employmentWork at officeLocal area$55k - $65k
A leading investment bank in California is looking for a Registered Client Service Associate to support Financial Advisors in their daily operations. The ideal candidate will have over 3 years of experience in a brokerage environment, strong MS Office skills, and the ability...- PowerToFly is seeking a Senior Registered Client Service Associate in Beverly Hills, California. This role involves providing exceptional service to clients and supporting Financial Advisors in enhancing client relationships and executing transactions. The ideal candidate...Work at office
- HUB International is seeking a Client Service Associate in Culver City, California. The role involves high-volume administrative duties supporting the Account Management Team, including managing the Broker Management System and providing outstanding customer service. Ideal...
$20 - $26.44 per hour
Position Summary Client Service Associate - Support the Account Management Team with high-volume administrative duties, including managing the Broker Management System, processing enrollments and changes, requesting renewals, and providing customer service. Responsibilities...Hourly payFull timeWork at officeRemote work$23 per hour
...Job Description Job Description Why You’ll Love this Part-Time Retail Sales / Client Experience Associate Job! Are you energized by a fast‑paced, boutique, and guest‑focused environment? If you’re highly organized, detail‑oriented, and excellent at time management...Part timeFlexible hoursShift workWeekend workDay shiftAfternoon shift$45k - $85k
A leading financial services firm in Los Angeles is seeking a Registered Client Service Associate to join their dynamic team. This role involves providing high-quality administrative support to financial advisors and clients. The ideal candidate will have excellent communication...
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