Client Regulatory Sr. Associate
HedgeServ
This role will be hybrid in either our Dallas, TX or Raleigh, NC office. Visa sponsorship will not be offered at this time. Role Responsibilities Operational Review & prepare accurate and complete Regulatory Reporting filings and ensure all filings are filed within the prescribed deadlines Liaise with other operations teams within HedgeServ including Middle Office, Fund Accounting and Investor Services Resolve issues and take on special projects or tasks as assigned Supporting the research of new regulatory requirements and educating HedgeServ client service teams on the requirements and how they impact HedgeServ’s clients Technology Assist with the firm’s implementation of its regulatory service offerings, including systems integration with a third party provider Be responsible for ensuring any software development is scheduled, tested and deployed as it relates to the regulatory compliance service offering Work with other operating and technology teams to incorporate new workflows into the firm’s overall technology strategy Client Management Assist in client communications alerting clients of any updates or changes to regulations or any new regulatory service offerings Ensure that client requests for service changes or enhancements are managed appropriately Pre‑Requisite Knowledge, Skills, and Experience 2 to 4 years of experience in audit or tax in the alternative investments space at a national accounting firm Computer skills including high degree of Microsoft Excel experience regarding data management, efficiencies and controls Financial Product experience (understanding of financial theory and operations for a variety of cash and derivative instruments) Organization skills/ ability to manage multiple assignments and competing priorities Notable oral and written communication skills System Testing experience and documentation of system process (i.e., flowcharts) #J-18808-Ljbffr HedgeServ
$102.79k - $217.81k
.... KPMG is currently seeking a Senior Associate, M&A IT Due Diligence Strategy to join our... ...analysis, and recommendations for clients Support sign-to-close and post-close... ...modernization, outsourcing of IT operations, or regulatory technology implementation Bachelor's...SeniorRegulatoryFull timeH1bWork at officeLocal area$77k - $202k
...The Opportunity As a SAP Business Process & IT Controls Sr Associate, you will engage with clients to optimize operational efficiency through business... ...strategic objectives while maintaining compliance with regulatory standards. Responsibilities Analyzing client requirements...SeniorRegulatoryFull timeH1b- Sr. Associate Broker - Wholesale Insurance Brokerage - Casualty Position Summary The SAB primarily... ...and meeting day-to-day needs of retail clients; all in accordance with established... .... Ensure all transactions comply with regulatory requirements and company policies,...SeniorRegulatoryWork at office
- ## Tax Sr. AssociateApplylocations: Dallas, TX: Raleigh, NCposted... ...process automation, gives clients real-time insights and... ...Fund Expertise, Reporting, and Regulatory Expertise.**Job Description**... ...of the Tax Team, the Senior Associate will be involved with the tax...SeniorRegulatoryTemporary workWork at officeRemote work
$73.5k - $131.25k
...STS Compensation & Benefits Senior Associate A STS Compensation & Benefits Senior Associate... ...models Tax Compliance Ensures clients comply with applicable authorities while... ...shareholders' interests Monitors tax and other regulatory actions regarding executive compensation...SeniorRegulatoryTemporary workWork experience placementWork at office$100k - $110k
...teams, coordinating procedures and responding to accounting and client questions. Assist with annual budget preparation, compiling key... ...internal controls to ensure adherence to company policies and regulatory requirements; participate in external audits and coordinate auditor...SeniorRegulatorySummer work- Purpose Assists in the onboarding of new client relationships, working with the business lines and clients. Includes US KYC / AML, FINRA... ...concerns to appropriate teams. What You'll Do Facilitate the regulatory onboarding of US Global Banking and Markets clients in an...RegulatoryWork at officeLocal areaFlexible hours
$39.5k - $49.4k
...Sr Associate, Client Operations At Cotality, we are driven by a single missionto make the property industry faster, smarter, and more people-centric. Cotality is the trusted source for property intelligence, with unmatched precision, depth, breadth, and insights across...SeniorWork at officeLocal areaRemote workMonday to FridayFlexible hours$75k
...Associate Client Advocate The Associate Client Advocate (ACA) is responsible for supporting the client relationship and the strategy... ...renewal to clients Ensures Group policy requirements (legal, regulatory & compliance) are met Other duties as identified and...RegulatoryFull timeTemporary workWork at officeLocal areaRemote workFlexible hours$72k - $100k
...end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ... ...different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of...SeniorRegulatoryLocal areaWorldwideFlexible hours- ...who are passionate about helping their clients and our teammates achieve more. If you’re... ...Role Farther is seeking a Senior Trading Associate to support and scale the firm's trading... ...settlement—while maintaining strict adherence to regulatory, custodial, and operational controls....SeniorRegulatory
$77k - $202k
...throughout the organization. Our team helps clients reduce costs and cycle times while... ...platform for growth and increased regulatory requirements through the implementation... ..., now and in the future. As a Senior Associate, you'll work as part of a team of problem...SeniorRegulatoryFull timeH1b$80k - $110k
...hands-on approach to solving our clients' problems and assisting them... ...AI technologies and evolving regulatory landscape, demand for AI-... ...assessing, and mitigating risks associated with AI system deployment,... ...(automated decision-making), SR 11-7 model risk management •...SeniorRegulatoryPart timeFlexible hours$77.7k - $146.9k
...confidence in a world of change, empowering our clients and people to realize their full... ...there’s nowhere like RSM. As a senior associate in RSM’s growing Healthcare Risk and Controls... ..., Financial, Operational, IT and Regulatory risk domains. Key Responsibilities...SeniorRegulatoryWork experience placementInternshipLocal areaRemote work$250k - $280k
WTW is seeking a Senior Client Advocate in Dallas to provide strategic relationship management, focusing on Builders Risk and Property... ...management, designing insurance solutions, and ensuring regulatory compliance. A competitive salary ranging from $250,000 to $280,...SeniorRegulatory- ...Description International Trade Senior Associate Attorney or Counsel Direct Counsel is... ...matters. Key Responsibilities Advise clients on a broad range of U.S. customs and... ...international trade compliance strategies and regulatory risk management. Collaborate with...SeniorRegulatoryWork at office
- ...industry knowledge and a proactive, communicative approach, we help clients navigate complex reporting requirements. What You Will Do Lead... ...GAAP) to ensure accurate financial reporting, compliance with regulatory standards, and the identification of discrepancies or risks....SeniorRegulatoryWork at officeFlexible hoursNight shift
- ...consider a career in Advisory. KPMG is currently seeking a Senior Associate, SailPoint Identity Governance Engineer to join our Advisory... ...of IAM and governance concepts, security controls, and regulatory requirements related to access governance (for example: SOX, NIST...SeniorRegulatoryFull timeH1bLocal area
- ...oriented culture that fosters connection and collaboration with our clients. We are an independent, predominantly employee‑owned company,... ...and track signed documentation, KYC records, and other regulatory documents to ensure timely and compliant completion. Coordinate...Regulatory
- ...development of essential, building infrastructure capabilities to meet client needs and implementing data standards and governance. Pay and... ...to potential incidents, and serves as the main interface for Regulatory and Client reviews that focus on IT Risk and Information...SeniorRegulatoryRemote workFlexible hours
$130k - $152.5k
...of forensic professionals to assist our clients in gaining deeper insights and greater value... ...investigation services. As a Senior Associate Privacy Specialist, you will help... ...objectives. You will contribute technical and regulatory expertise across consulting engagements,...SeniorRegulatoryWork at officeWork from home3 days per week- ...week in the office. The Rewards Senior Associate is part of Mercer’s Career practice, a team... ...and executive rewards programs to help clients attract and retain talent. In this role... ...aligned to business strategy, monitor regulatory and market trends, and develop client-facing...SeniorRegulatoryWork at officeLocal areaImmediate startRemote workFlexible hours3 days per week1 day per week
$49.5k - $118.99k
Baker Tilly US is searching for a Senior Associate in Dallas, Texas. This hybrid position involves providing accounting services such as... ...years of accounting experience, preferably in a CPA firm. Strong client service and attention to detail are essential. A comprehensive...Senior$89k - $147.5k
...Senior Associate Of Employee Relations FTI Consulting's corporate functions provide support to our client service professionals, so they are able meet and exceed the needs of our... ...pay data reporting, and Federal Regulatory Reporting Requirements (EEO1, VETS 4212...SeniorRegulatoryFull timeWork at officeRemote workVisa sponsorshipWork visa- Goldman Sachs is seeking a Senior Associate for Client Services - Operations in Dallas, Texas. This role involves mentoring the operations team, supporting Client Service functions globally, and developing efficient payment processing solutions. The ideal candidate will...Senior
- ...capabilities, then consider a career in Advisory. KPMG is currently seeking a Sr. Associate in Procurement & Supply Chain for our Consulting practice. Responsibilities : Support client engagements and work streams related to supply chain, procurement and...SeniorFull timeContract workH1bLocal area
- ...know what area makes sense for you? If you answered YES, then you should probably read on! — We are partnered with a leading Single Client Advisory firm looking for External Auditors who want to gain exposure to a wide range of industries and accounting/finance...SeniorSummer work
$85.1k - $161.7k
...confidence in a world of change, empowering our clients and people to realize their full... ...Technology Consulting Services team. The Senior Associate will operate across multiple Epic... ...align with Epic Systems best practices, regulatory expectations, and long-term...SeniorRegulatoryFull timeWork experience placementInternshipWork at officeLocal areaImmediate start$130.32k - $224.4k
...McKinstry We are seeking a skilled Senior Associate Electrical Engineer to join our... ...other renewable energy solutions for key clients and industry sectors. Collaborate with... ...proactively addressing any technical or regulatory challenges. Engage in strategic initiatives...SeniorRegulatoryWork experience placementWork at officeRemote workVisa sponsorship- Job Duties Senior Associate, Client Services - Operations with Goldman Sachs Bank USA in Dallas, Texas. Mentor the global operations team to deliver excellent service as the business aims to build, launch, deliver, and evolve a suite of new team products for our corporate...Senior
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