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Regulatory Reporting Analyst

Q1 Technologies

Role Name - Regulatory Reporting Analyst
Stamford, CT/Remote

ROLE_DESCRIPTION -

Experience in Capital Management at top-tier financial institutions (CAT-2/CAT-3 organizations) FR Y-15 - European Risk Assets and US Risk Assets. Experience in collecting and reporting data.

Experience in Evaluation and enhancement of data governance and regulatory reporting practices (2052A/6G), strengthening operational quality standards and compliance readiness Experience in manual FP&A Reg Reporting Experience preference in axiom , MUFG, Financial Planning and Analysis platform You'll play a key role in ensuring regulatory compliance by performing detailed data analysis, trend reviews, and reconciliations between regulatory reports and underlying ledgers Partnering closely with Finance, Risk, Treasury, and Front Office teams, you'll help aggregate data and strengthen end-to-end reporting processes You'll also contribute to the development of robust data quality and control frameworks while monitoring internal and external regulatory thresholds To manage the financial operations of the organization, ensuring the accuracy, integrity, and reliability of financial reporting Management of the preparation and presentation of accurate and timely financial statements, and other accounting records in accordance with the relevant accounting standards, rules and regulations Support in identification, assessment, and mitigation of financial risks, and report on these financial risks to senior colleagues Development and maintenance of a robust system of internal controls to safeguard assets, ensure that there is no fraudulent misreporting, and ensure the accuracy of financial data, including regular assessment of the effectiveness of internal controls addressing any weaknesses or gaps.

Development and implementation of up-to-date financial policies and procedures to ensure consistent and effective financial practices across the organization Management of the selection, implementation, and maintenance of financial systems and software applications, including collaboration with IT colleagues to integrate financial systems with other enterprise systems Preparation and submission of statutory and regulatory reports to authorities, and provision of support to other departments in their preparation and review of regulatory reports
Vacancy posted 2 days ago
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