Regulatory Reporting Analyst
$60 - $65 per hourPhaxis
22 hours ago Be among the first 25 applicants This range is provided by Phaxis. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $60.00/hr - $65.00/hr We are partnered with a leading global financial institution seeking a Regulatory Reporting Business Analyst (Technical) with strong AxiomSL experience to support both US and European regulatory reporting efforts. This role will focus on remediation, control implementation, and data process substantiation in collaboration with Finance and IT. Analyze, document, and enhance regulatory reporting workflows and control processes Develop and maintain AxiomSL v10 components: tables, aggregations, workflows, mappings, logic/rules, shorthands Define and document business requirements and data lineage Assist in remediation efforts for data quality and processing issues Design process flows for report attestation and certification Liaise with Technology for implementation, testing, and debugging of reporting updates Produce documentation in compliance with regulatory expectations Support training for US and EU regulatory reporting teams Required Experience & Skills 5–10+ years in financial services regulatory reporting Strong experience with AxiomSL (v10 preferred) Familiarity with US regulatory reports (e.g., FFIEC 041, FR2900, FR2644); European exposure a plus Advanced Excel and Word skills Strong documentation and process design skills Self-starter with the ability to work independently or cross-functionally Experience with AxiomSL ControllerView Background in regulatory remediation projects Proficiency in documenting workflows, lineage, and risk/control processes Seniority level Seniority level Mid-Senior level Employment type Employment type Contract Job function Job function Finance and Information Technology Industries Banking, Financial Services, and Capital Markets Referrals increase your chances of interviewing at Phaxis by 2x Sign in to set job alerts for “Business Analyst” roles. Greenwich, CT $160,000.00-$225,000.00 20 hours ago Greenwich, CT $90,000.00-$130,000.00 1 day ago Hawthorne, NY $88,500.00-$98,000.00 2 weeks ago Stamford, CT $73,200.00-$117,200.00 2 weeks ago Hawthorne, NY $88,500.00-$98,000.00 1 month ago Norwalk, CT $120,000.00-$125,000.00 6 days ago Stamford, CT $73,200.00-$117,200.00 1 week ago Stamford, CT $85,000.00-$100,000.00 5 days ago Dynamics Business Central Business Analyst - Hybrid Queens, NY $120,000.00-$140,000.00 1 day ago Stamford, CT $110,000.00-$130,000.00 2 weeks ago Englewood Cliffs, NJ $28.00-$30.00 1 week ago Business System Analyst or Technical Business Analyst (BSA or BA) Business Analyst With Workers Compensation Claims - Hybrid Business Analyst/Regulatory Reporting/AxiomSL Business Analyst – Software Applications (EHR Focus) Stamford, CT $86,000.00-$152,400.00 1 week ago Sr. Business Analyst, Strategic Projects Stamford, CT $85,000.00-$90,000.00 3 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr
- This is Hybrid role (4 days in office /1 day remote)We are seeking a highly motivated Regulatory Reporting Operations Analyst to join our Compliance team. This role is pivotal in ensuring the accuracy, completeness, and timeliness of all regulatory reporting obligations...SuggestedWork at officeRemote work
- ...Responsibilities:The Senior ComplianceData Analyst’s primary focus will be to:Support the... ...data maps for AML compliance reports and systemsDesign periodic and adhoc supervisory... ...compliance mattersAssist coordinate responses to regulatory inquiries from foreign and US...SuggestedTemporary workWork at officeRemote work
- ...under Rule 206(4)-7. The role collaborates with Compliance, advisors, and marketing to ensure client communications and disclosures meet SEC standards. Responsibilities include reviewing materials for regulatory compliance, maintaining tracking logs, #J-18808-Ljbffr...Suggested
NewEdge Capital Group
Stamford, CT3 days ago - ...Working for a global Financial Services firm, the Senior Analyst will work within a small team responsible for monthly, quarterly and year end investor reporting in coordination with controlling and the offshore team. Key Functions: Assist in the preparation and review...Suggested
Oakridge Staffing
Greenwich, CT1 day ago - ...issues adversely affecting trading compliance reportsPartner with, among other functions, Technology to implement automated controls, reports, and dashboards that improve visibility and reduce manual interventionTrack open technology issues and compliance projects to...Suggested
$110.7k - $218.3k
Position Summary Senior Consultant - Regulatory & Compliance - Enterprise Operations &... ...be responsible for: Support regulatory reporting remediation and transformation... ...Management Professional, or Chartered Financial Analyst designation The wage range for this role...Local areaVisa sponsorship$130k - $150k
...clients’ success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and... ...campaigns, downloads and cashflows during error period.Write reports with findings and remediations for senior and executive management...Full timeWork at officeLocal area$145k - $175k
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...development. Lead the preparation and review of complex tax/accounting regulatory and tax compliance with limited supervision. Perform research... ...of tax information statements, tax returns and related reporting Build effective long‑term relationships and manage workflow...Summer holidayFlexible hours$130k - $200k
DescriptionWe are seeking a highly skilled and motivated Quantitative Researcher to join our Volatility team. This role will be pivotal in helping to scale up a growing Volatility focused research group, and will work closely with our Head of Volatility to execute on our...Full timeCasual work$130k - $200k
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- ...trading operations and technology teams to develop and implement automated controls, reports, and dashboards Execute and manage trading-related compliance projects driven by regulatory change or internal initiatives from scoping through delivery Investigate trading exceptions...
Point72 Asset Management, L.P
Stamford, CT1 day ago - ...Atlas Search is seeking a Regulatory Reporting Associate to join our Regulatory and Compliance team in Greenwich, CT. You will work closely with leadership on regulatory filings and reporting activities across U.S. and international filings such as Form ADV, Form PF,...
Atlas Search
Greenwich, CT4 days ago - ...compliance department in our Stamford, CT office. This individual will report directly to the Chief Compliance Officer. JOB DESCRIPTION... ...compliance rules in Order Management System Assist with regulatory filings (Section 13, Form PF, Form ADV, etc.) Review/approve marketing...Work at office
Arga Investment Management
Stamford, CT2 days ago - A financial services firm in Old Greenwich is seeking a Senior Compliance Officer to provide compliance support and conduct reviews for their investment management activities. The successful candidate will have over 12 years of experience in compliance, ideally with a ...Full time
Millennium
Old Greenwich, CT1 day ago - ...iCapital is seeking a Regulatory Reporting Associate to join its Regulatory and Compliance team in Greenwich, CT. This role will collaborate with the VP of Regulatory Reporting and Co-Chief Compliance Officers on a range of filings and compliance matters. You will collect...
iCapital
Greenwich, CT4 days ago - ...RBC Global Asset Management seeks an Investment Policy Analyst to join the U.S. team, reporting to the Investment Policy Manager. You will help ensure investment activities comply with regulatory requirements and internal guidelines, focusing on portfolio adherence, front...
RBC
Stamford, CT16 hours ago - ...A Career with Point72's Regulatory Reporting Team The Regulatory Reporting team provides governance across all regulatory filings and related obligations globally. The team is responsible for report preparation, generating and coordinating responses for large cross...Work at office
Point72
Stamford, CT4 days ago $120k - $140k
...therapy industry, is seeking a motivated, self-starting Senior Data Analyst to join the Finance team. This position will play a key role in... ...and updating of dashboards, visualizations, and ad hoc reports that will expose key trends in the company’s business and highlight...Remote workWork from homeGrabJobs
Stamford, CT3 days ago- Field Representative - Flexible Schedules For College Students - No Experience Needed Flexible schedules, you can work within the assigned window anytime the store is open! Need to study for a final? You can move your schedule around to fit your needs! Dress is casual...Part timeCasual workFlexible hoursShift work
RetailData
Stamford, CT4 days ago $125k - $170k
...tape.”In this highly visible role, the Cybersecurity - Compliance Advisor will sit at the intersection of cybersecurity, risk, and regulatory compliance, helping ensure the integrity and security of a global financial technology environment. The successful candidate will...Worldwide$150k - $200k
At Trexquant, we believe exceptional research belongs in the real world. We’re a systematic hedge fund that applies cutting‑edge machine learning, statistics, and large‑scale data analysis to global financial markets. Every day, our researchers tackle complex, open‑ended...Casual workTrexquant Investment
Stamford, CT1 day ago$120.2k - $140k
...compliance posture of a suite of clinical and regulatory R&D platforms — including Axway Secure... ...data review workflows, listings/reports configuration, and integration touchpoints... .... Lead teams comprising consultants and analysts and drive delivery within the quality and...Permanent employmentLocal areaRemote workVisa sponsorship- ...compliance matters.Draft business requirements to create and improve surveillance and compliance tools.Assist coordinate responses to regulatory inquiries from foreign and US regulators.Draft and implement firm policies, controls and written supervisory procedures....Temporary workWork at officeRemote work
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...analysis, and coordinate resolution activities with project teams and client stakeholders.Contribute to project planning, status reporting, documentation, and client training to support successful deployment and operational readiness.A successful candidate would possess...Local areaVisa sponsorship
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