Net Capital Regulatory Reporting Director
Larson Maddox
Larson Maddox is seeking a Regulatory Reporting Director in New York to lead the broker-dealer's regulatory capital and financial reporting, interfacing with executive teams to ensure accurate, timely filings and robust controls. The role requires deep SEC Rule 15c3-1 expertise and leadership experience across regulatory reporting initiatives. The candidate will drive capital forecasting, regulatory examinations, and process improvements, collaborating with Finance, Treasury, Risk, and #J-18808-Ljbffr Larson Maddox
$82k - $133k
Trade Transaction Reporting Operations (TTRO) within Operations Risk and Regulatory Control (ORRC) has the responsibility for ensuring that Morgan Stanley fulfils its... ...At Morgan Stanley, we raise, manage and allocate capital for our clients - helping them reach their goals....SuggestedTemporary workWork experience placementBank staffShift work$113k - $190k
...Description:The FAR team is seeking a Director to lead regional and local ad‑hoc financial... ...Deliver timely, accurate financial reporting on a monthly and quarterly basis in... ...of regional balance sheet performance, net working capital, cash flow, and cash conversion metrics....netFull timeWork at officeLocal areaRemote workFlexible hours2 days per week3 days per week$170k - $300k
...Category: Finance, ExecutiveCompany: CitiJOB DESCRIPTION:The Capital Calculations and Reporting (CCR) role is a senior management position that will... ...of the proposed changes to the current U.S. Basel regulatory requirements (the “Basel III and GSIB NPR”) in preparation...SuggestedFull time$115k - $184.5k
...unitsDevelops risk management analyses, reports, and approval procedures and... ...with managing the Company’s capital, liquidity and interest rate... ...of SEC / FINRA broker dealer net capital rules and... ...related initiatives, including regulatory changeEnhance the Risk landscape....netFull timeWork at officeFlexible hoursDay shift- ...dynamic, growth-focused environment.Job DescriptionSenior Analyst, Capital Markets OverviewThe Senior Analyst, Capital Markets will support... ...financing activities.Contribute to the global transition to net-zero through impactful renewable energy projects.Benefit from a....netFlexible hours
- ...Job Details: Financial Reporting Manager Job Description - Wall Street Financial... ...reporting, and ensuring compliance with regulatory requirements. Key Responsibilities... ...Reports and supporting schedules (e.g., Net Capital, Customer Protection Rule 15c3-3 computations....net
- PRI Technology is seeking a regulatory reporting specialist in New York to support daily and monthly Net Capital calculations, customer reserve reviews, and regulatory filings in a fast-paced financial services environment. The role involves preparing FOCUS reports, SIS....net
$105k - $125k
...alternative investment firm in New York seeks an entry-level accounting professional. Responsibilities include monitoring compliance with net capital levels, preparing financial statements, and assisting with audits. Candidates should have a Bachelor's degree and 2-4 years of....net$260k - $290k
...own written policies and supervisory procedures, Code of Ethics, registration and licensing, regulatory filings, marketing and advertising review, best execution, net capital, books and records, and the annual compliance review. You'll monitor the effectiveness of established....netWork at office$170k - $230k
...strategic leader to serve as the Head of Regulatory Reporting. This individual will oversee all... ...Formula Computations (SEC Rule 15c3-3) Net Capital Computations (SEC Rule 15c3-1) Maintain... ...regulators. Seniority level Seniority level Director Employment type Employment type Full-....netFull time- SMBC Group is seeking a Vice President or Director for its Capital Solutions Group in New York. This role involves structuring and executing transactions, engaging with private credit clients, and collaborating across teams. The ideal candidate will possess a Bachelor’...Work at officeRemote work
- NewEdge Capital Group is seeking a results‑driven VP FP&A to lead the delivery of detailed financial analysis and strategic planning.... ...combines hands-on analytics with executive communication, board reporting, and lender relations to shape the company’s #J-18808-Ljbffr NewEdge...Work at office
- ...rated note feeders (RNFs), collateralized fund obligations (CFOs), liquidity solutions or net-asset-value (NAV) transactions, private ABS geared to insurance solutions, capital call financings, and management company/GP financings. The role is cross-disciplinary, involving....net
$150k - $200k
...internal stakeholders, advising on regulatory risk, transaction execution,... ...regulatory challenges and capitalize on market opportunities.How... ...Restricted List surveillance reports to identify any suspicious or... ...potential regulatory issues and net new rule requirements;....netFull time$260k - $390k
...within: Startup and emerging company representation Venture capital financings (company- and investor-side) General corporate... ...their expertise, values, and long-term career goals. Apply confidentially by sending your resume to ****@*****.***.net....netWork at officeFlexible hours$235k - $250k
...finance, lender finance, equipment leasing, structured products, net lease, cash-flow streams (e.g., royalties, licensing, management... ...-focused investments. As of March 31, 2026 (and inclusive of Q2 capital raises), Ares Alternative Credit managed approximately $57.3....netFull timeTemporary workWork experience placementImmediate startFlexible hours- ...helping accelerate the global transition to net zero. Come Join Us At Brookfield... ...Brookfield is recruiting for an Analyst, Capital Markets in our New York office. The role... ...to join a growing and dynamic team. Reporting to the Vice President, Capital Markets &....netWork at officeFlexible hours
$89.25k - $150.25k
...role is part of the Treasury Capital Planning & Management team... ...evidence collection, exception reporting, and data quality validation... ..., balance sheet strategy, regulatory compliance, and executive decision... ..., ALCO, and the Board of Directors. QualificationsBachelor's...- ...a team of Client Development Directors responsible for protecting, deepening... ...across the largest Private Capital Markets and Investment Banks.... ...impact on revenue retention, net revenue retention, and long-... ..., navigate strict regulatory requirements, and manage sensitive....netLocal areaWorldwideFlexible hours
- Head of Financial & Regulatory Reporting Teams Location: Lincoln, NE or New York City, NY Travel:... ...management, the Audit Committee, Board of Directors, rating agencies, and other... ...external advisors and consultants on tax, capital management, and financial reporting initiatives...
$160k - $225k
...About the Company Leading national ultra-high-net-worth wealth advisory firm is looking to add a Director of Financial Reporting and Accounting Policy to their growing team.... ...transactions, including acquisitions, capital structuring, and other strategic initiatives...Full time- HUMAN CAPITAL MANAGEMENT Our division recruits, develops and rewards the people of Goldman... ...including greenfield platform builds and net-new feature development. Establish target... ...with firm-wide rewards philosophy and regulatory requirements. Lead executive-level stakeholder....netContract work
$185k - $250k
...reimagine its contribution to the world's net-zero goals. Origis Energy puts... ...Origis Energy is seeking an experienced Director Capital Markets who will play a pivotal leadership... ...financing and tax equity investments. Reporting directly to the Senior Vice President Capital....netFull timeWork experience placement$221.41k - $280.07k
...sales hunter role focused on originating net-new opportunities, building pipeline, and... ...Microsoft and direct engagement with Banking & Capital Markets clients. You will be a market-... ...management transformation, risk and regulatory compliance, and enterprise modernization.....netWork experience placementSummer holidayFlexible hours$140k - $170k
...Description Job Description Hold Brothers Capital, LLC is a leading direct access... ...offers comprehensive summary reporting and superior technology and service.... ...Actively ensuring the firm is in regulatory compliance with net capital requirements Has the ability....netWork from home- ...founders — owning how we plan, how we allocate capital, how we price and grow revenue, and how... ...investment Produce board-grade financial reporting, analysis, and hygiene Revenue Strategy &... ...per delivery, gross margin, CAC:LTV, net revenue retention, and burn multiple Partner....netFor contractorsRemote work
$172k - $220k
...close procedures, forecasting, and reporting processes; identify automation... ..., revenue, margin, working capital analysis, cash flow forecasting, and tangible net worth calculations.· Prepare executive... ...Standards (IFRS), and regulatory frameworksExperience developing....netPermanent employmentTemporary work- A leading global investment firm in New York seeks a Vice President for its Treasury Capital Markets team. This role involves leading the structuring and negotiation of complex financing solutions, managing credit facilities, and collaborating with various business lines...
- A leading real estate firm in New York City is looking for a Capital Improvements Project Manager to oversee high-impact projects. The ideal candidate will have 5-7 years of mechanical engineering design experience and a bachelor's degree in a relevant field. Responsibilities...For contractors
- C++/Python Quantitative Developer - Cross Asset XVA and Capital Analytics (Vice President) Job Req Id: 26982156 Location(s): London, England... ...acceleration, advanced calculus, C++ including STL, C#, .NET, Java, object oriented software design, Python, kdb, Structured....netFull time
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