Chief Compliance Officer (CCO)
Virtual Vocations Inc
To establish Infra One's US operating platform, the remote Chief Compliance Officer (CCO) will design and manage the regulatory operating system, oversee SEC registration, and ensure compliance across multiple fund vehicles while directly influencing strategic decisions. Key Responsibilities Lead the SEC registration process and manage ongoing compliance for private fund advisers Design and implement compliance policies, conduct annual reviews, and respond to SEC inquiries Advise on fund structuring, GP selection, and maintain compliance monitoring across Infra One's portfolio of funds Required Qualifications 7-12 years of compliance experience at a registered investment adviser, private fund platform, hedge fund, or PE firm Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards Hands-on experience with multi-fund governance and conflicts of interest management Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards Prior experience with SEC registration and Form ADV filings
- ...Futures trading platform located in Chicago looking to bring on a new “Chief Compliance Officer” to join their team. This role is in a hybrid schedule (3 days per week).Responsibilities:• Monitoring and interpreting regulatory requirements from relevant authorities such...Suggested3 days per week
$215.2k
...UCI HealthContact Email: ****@*****.*** Health invites an accomplished, forward thinking compliance leader to serve as its next Chief Compliance Officer (CCO). This is a distinctive opportunity to guide the compliance vision of Orange County’s only academic...SuggestedWork at office$176.97k - $303.37k
...remote work and will work in the Bethesda, MDoffice four days per week. Responsibilities Reporting to the Chief Risk Officer, the Chief Compliance Officer is a senior leadership position responsible for leading EagleBank's (the "Bank") enterprise-wide compliance...SuggestedFull timeWork at officeRemote workFlexible hours- ...Type AnnuallyIndustry Broker DealerSelling Points Lead compliance strategy at a dynamic broker-dealer organization.... ...hybrid work environment.Job DescriptionChief Compliance Officer OverviewThe Chief Compliance Officer (CCO) ensures broker-dealer compliance with SEC, FINRA,...Suggested
- ...allocation. Position Summary: Grayscale Investments is seeking a Chief Compliance Officer to lead and own the compliance program across its Registered... ...and on-chain. Reporting to the Chief Legal Officer, the CCO is the firm’s senior compliance authority, responsible for...SuggestedWork experience placement
- Job Title:Chief Compliance OfficerLocation:CityScapeWhat you'll do:As the Chief Compliance Officer (CCO) you'll oversee and manage the regulatory compliance framework of Western Alliance Bank and all affiliated entities. This role ensures that the bank adheres to all applicable...Full time
$200k
...wittkieffer.comHawaii Medical Services Association (HMSA), located in Honolulu, Hawaii, seeks an accomplished and forward-thinking Chief Compliance Officer to provide enterprise leadership for the organization's compliance program while helping shape the future of governance...- UAB Medicine is seeking a transformational Chief Compliance Officer (CCO) to build and lead a truly integrated, enterprise-wide compliance function within one of the nation’s largest and most complex academic health systems. This is a rare opportunity to shape the compliance...
- Purpose:As a key senior leader of a growing and innovative financial institution, the Chief Compliance Officer (CCO) oversees all regulatory compliance and ethics functions for Five Star Bank and its investment affiliate, Courier Capital. The CCO is responsible for maintaining...Temporary workInterim role
- ...About the Job zerohash is seeking a Chief Compliance Officer for Europe and the UK, who will help shape and lead the compliance program for the UK and manage the Compliance team in the region. This broad role will be responsible for leading zerohash's compliance, regulatory...Immediate startRemote workWork from home
- ...in all 50 states. About the Role OpenLoop builds the platform behind virtual care and modern care delivery. As Chief Compliance Officer (CCO) , you will define and own our enterprise compliance strategy and operating model. You'll design and scale a risk-based...Fixed term contractRemote workFlexible hours
- ...New England Fund Chief Compliance Officer Develop/review/update compliance policies and procedures for the Funds, ensuring that they meet the... ...periodically with Fund management; Prepare quarterly and annual CCO reports for the Funds' Board and attend Board meetings (in-...
- ...Strategic, Hands-On Chief Compliance Officer Compound Planning is a high-growth digital family office with over $4B in AUM added since 2022. We serve entrepreneurs, professionals, and retirees through a powerful combination of personalized financial advisory and a...Work at officeRemote workShift work
- ...Chief Compliance Officer FCM; Energy and Commodities Location: Houston In Office Cantor Fitzgerald, with over 16,000 employees, has been a leading... ...requirements for FCMS and Introducing Brokers. Support the CCO in developing the annual compliance plan, maintaining policies...Temporary workWork at office
- ...insurance brokerage and consulting firms in the US, is adding a Chief Compliance Officer to their team at Advus Financial Partners in the Orlando Metro Region. Job Summary: The Chief Compliance Officer ("CCO") is responsible for the design, implementation, administration...Work at office
- ...the client is seeking a transformational Chief Compliance Officer (CCO) to build and lead an integrated, enterprise-wide compliance function across a complex academic health system. The CCO will shape and oversee enterprise compliance strategy and program design, spanning...
$160k
...leader who’s ready to take ownership of a compliance program and make a lasting impact on... ...and executive-level influence. The CCO will earn $160,000/year and up based on... ...Savings, FSB (Grand.bank®) is looking for a Chief Compliance Officer to lead their team in Wilmington, DE....Work from homeMonday to Friday- ...Planters Bank & Trust Company is seeking a Compliance Manager to lead the Compliance Department and oversee the bank's compliance management... ..., monitored, and reported. This role supports the Compliance Officer, coordinates staff training and regulatory change, and...Flexible hours
- ...Job Description Chief Compliance Officer We are Lennar. Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating... ...in the United States. The Chief Compliance Officer (CCO) is responsible for leading and continuously enhancing Lennar...Live inLocal area
$273.4k - $325.55k
...ROLE OF THE ASSOCIATE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER Reporting directly to the Executive Vice President for Finance and Operations, the CCO leads the Office of Institutional Compliance and serves in an advisory role to senior leadership and the Board of Regents...Work at officeFlexible hours- ...Drake & Associates is seeking an experienced Chief Compliance Officer (CCO) to lead and manage the firm's compliance program. As our primary compliance professional and a member of the Leadership Team, the CCO will serve as both a hands-on compliance expert and strategic...
- ...Overview We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while...
$185k
...Fractional Chief Compliance Officer Camino Health Center is engaging an experienced compliance consultant to serve as Fractional Chief Compliance... ...Prior experience providing fractional or consulting CCO/compliance director services to FQHCs or community health centers...Contract workFor contractors$180k - $220k
...Chief Compliance Officer Compensation Range- $180,000 - $220,000 Due to business requirements, only candidates who currently reside in Minnesota... .... Position Summary The Chief Compliance Officer (CCO) provides strategic leadership and oversight of the organization...For contractorsWork at officeLocal area- ...Chief Compliance Officer Tampa General Hospital Tampa General Hospital is seeking a transformational Chief Compliance Officer to lead and unify compliance, privacy, and research compliance across one of the nation's fastest-growing academic health systems. This...
$120k - $155k
...Chief Compliance Officer The Chief Compliance Officer (CCO) serves as the organization's senior authority on all regulatory and operational compliance matters, ensuring alignment with applicable federal and state laws, industry standards, and internal policies. This...Contract workTemporary workLocal areaRemote workFlexible hours$225k - $275k
...Lead enterprise-wide compliance, audit, regulatory, payer, and risk oversight for a fast-growing, multi-state healthcare services platform in a highly visible executive seat driving quality, accountability, and scalable infrastructure company-wide. Salary: $225,000 -...$184k - $230k
...countries, enabling seamless onboarding, rapid integration, and compliance – independent of geography. The company is co-headquartered... ...serving as - or working closely with - an MLRO, BSA Officer, Chief Compliance Officer, or country compliance leader. ~ Demonstrated...Work at officeLocal areaFlexible hours3 days per week- ...Chief Compliance Officer Position Title: Chief Compliance Officer Reporting To: CEO Location: Dallas, Texas (in-person strongly preferred) Company: TDP Confidential Portfolio Company Private Equity Firm Overview Tyree & D'Angelo Partners ("TDP") is a...
- ...Job Description Chief Compliance Officer Onsite Work in Miami, FL 215-225k total comp. Talentry is looking for a Chief... ...adjustments, appeals, outcome documentation etc. This CCO will also handle internal audits, prepare compliance reports...
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