Regulatory Reporting Internal Auditor

A global financial institution is seeking an experienced Internal Audit professional to support the execution of a comprehensive audit program across banking, broker-dealer, and swap dealer operations. This role will participate in audit planning, fieldwork, reporting, issue validation, risk assessments, and continuous monitoring activities while partnering closely with audit leadership and business stakeholders. The position offers broad exposure to financial, managerial, and regulatory reporting environments within a complex banking organization. Responsibilities Support the execution of internal audits from planning through reporting and issue validation. Assist in the development and implementation of annual risk assessments, audit plans, and continuous monitoring programs. Lead or participate in audit fieldwork, testing, documentation, and reporting activities. Review and validate remediation efforts related to regulatory, internal audit, and third‑party findings. Assist with the preparation and presentation of audit management reporting and risk metrics. Identify control weaknesses, emerging risks, and opportunities for process improvements. Partner with audit leadership and business stakeholders to ensure timely remediation of audit issues. Participate in continuous monitoring activities and maintain off‑site monitoring programs. Communicate with global audit teams, senior management, regulators, and external auditors as needed. Support regulatory examinations, audit committee reporting, and other governance activities. Contribute to operational excellence initiatives and promote audit best practices. Requirements Bachelor’s degree in Accounting, Finance, Business, Economics, Computer Science, MIS, or related field. 7+ years of experience in internal audit, external audit, risk management, regulatory examinations, or related disciplines. Strong understanding of internal audit methodology, risk management, internal controls, and compliance frameworks. Experience within banking, broker‑dealer, capital markets, or financial services environments. Experience with financial, managerial, and regulatory reporting audits. Strong written and verbal communication skills. Ability to interact effectively with regulators, audit committees, and senior leadership. Professional certifications such as CPA, CIA, CISA, CFE, CA, or MBA preferred. Strong analytical, organizational, and relationship management skills. #J-18808-Ljbffr Madison-Davis, LLC