Vice President, Regulatory Relations

Vice President, Regulatory Relations

About the Company

Highly regulated financial services organization managing regulatory examinations and supervisory relationships

Industry
Financial Services

Type
Privately Held

About the Role

The Company is seeking a Vice President of Regulatory Relations to manage relationships with U.S. financial regulators and coordinate examinations, ongoing supervision, remediation, and regulatory reporting. Responsibilities include preparing for and managing supervisory reviews, meetings, and workshops; coordinating responses to regulatory findings; and supporting required filings and submissions. The role will partner with legal, compliance, risk, audit, and business teams, while developing executive and board-level reporting, KPIs, and governance materials. The successful candidate will also contribute to risk assessments and control testing and provide practical guidance on regulatory expectations. Candidates should have at least seven years of financial services experience in regulatory relations, regulatory affairs, compliance, risk, or legal, including direct interaction with regulators and coordination of examinations or supervisory matters. Strong knowledge of financial services regulation and regulatory processes is required; familiarity with Federal Reserve supervision and the three-lines-of-defense framework is preferred. Excellent communication, organization, attention to detail, judgment, and discretion are essential, along with the ability to manage complex workstreams independently and collaboratively. A bachelor’s degree is required; a J.D. or other relevant advanced degree is a plus.

Functions

• Legal