Chief Compliance Officer Wealth Management Compliance Leader

Partain Consulting

Superior Planning, a wealth management firm in San Diego, seeks a Chief Compliance Officer to lead the compliance program, liaise with regulators, and advise on governance and contracts. The role is executive-level, requiring strong judgment, integrity, and collaboration with leadership to build a culture of compliance across the firm. The successful candidate will oversee regulatory filings, data privacy, and fiduciary duties, while guiding advisory teams and affiliated broker-dealers. #J-18808-Ljbffr

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Vacancy posted 2 days ago

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