Deputy Chief Compliance Officer: Lead Regulatory & Risk
Advisor Talent Solutions
Madison Avenue Securities is seeking a Deputy Chief Compliance Officer in San Diego, CA, to guide broker-dealer and registered investment adviser compliance programs. You will report to the Chief Compliance Officer and lead regulatory expertise, training, and cross-team collaboration to uphold a strong culture of compliance. The role requires 5+ years in investment advisory compliance, active FINRA Series 7 and Series 24 licenses, and experience handling regulatory examinations with regulators. #J-18808-Ljbffr
Vacancy posted 3 days ago
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