Compliance Analyst — Supervision (FINRA/SEC Focus)
Trellis Group
Trellis Group is seeking a Compliance Specialist in Chattanooga, TN, who will ensure adherence to regulatory standards and compliance policies. Responsibilities include reviewing communications and logs for compliance, compiling inspection data, and serving as a resource for compliance-related projects. A Bachelor’s degree, 1 year of experience in financial services, and FINRA Series 7 and 24 licenses are required. We offer a competitive compensation package with unique benefits like Student Debt Forgiveness and Pet Insurance. #J-18808-Ljbffr Trellis Group
Vacancy posted 2 days ago
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