Head of Governance & Conduct Compliance Officer
$190k - $230kMadison-Davis, LLC
Head of Governance & Conduct Compliance Officer This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $190,000.00/yr - $230,000.00/yr International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". This position follows a hybrid work model (3 days in-office per week). Key Responsibilities Supervise the Compliance governance framework Serve as the secretary for Committees managed by US Compliance and be responsible for the scheduling, charter, presentation decks, minutes, and action follow-up of committee meetings Act as Compliance point of contact and respond requests/queries for all other Committees Enhance awareness and adoption of the compliance standards across the Bank Steer design, development, and management of periodic and ad-hoc Compliance reports/dashboards Manage the Bank’s Conduct program Identify opportunities to enhance the above framework Seniority level Mid-Senior level Employment type Full-time Job function Finance, Analyst, and Other Industries Financial Services, Banking, and Investment Banking #J-18808-Ljbffr Madison-Davis, LLC
$120k - $130k
...position supports the US CIB Corporate Compliance team in governance, compliance monitoring, regulatory... ...regarding inquiries related to the Code of Conduct. Monitor findings arising from... ...respect to this position in our New York Office, the expected base salary ranges from...SuggestedWork at officeLocal area$62.35k - $125k
...JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping... ...in-class. As a Regulatory Strategy Officer within the Governance and Business Management team, you... ...to team and broader Compliance, Conduct and Operational Risk (CCOR) related...SuggestedFull timeWork at office- ...solutions provider of institutional governance, administration, risk and compliance services to financial... ...Reporting to Global Chief Revenue Officer, the Global Head of Cross‑Sell is responsible for... ...'s sales performance. Ethical Conduct: Upholding high ethical standards...Suggested
$250k - $310k
...Conversations with Responsible AI Abridge is seeking a Head of Privacy to lead and scale its privacy and data governance program at the intersection of artificial... ...guiding privacy strategy, ensuring regulatory compliance, and enabling responsible innovation as Abridge...SuggestedFull time$130k - $160k
...You will report to the Local Head of Regulatory and Corporate Compliance within the New York Branch Compliance... ...training completion, and conducting testing for compliance with various... ...empowered. The Chief Compliance Officer Governance Area oversees compliance with...SuggestedLocal area$155k - $240k
Role Title: Director, Head of Equity Ownership & GovernanceWe’re seeking a future team... ...of Director, Head of Equity Ownership & Governance to join our People, Engagement & Impact... ...governance frameworks ensuring accuracy, compliance, and audit readiness across all equity...Temporary workWorldwideFlexible hours- ...actually operate. This is a chance to move beyond incremental improvements and have a direct hand in redesigning claims workflows, governance, quality standards, fraud controls, litigation handling and customer outcomes at scale. What you'll be doing: Owning claims...
$180k - $225k
...Lazard is seeking an exceptional Head of Treasury to lead the firm's worldwide treasury... ...and short‑term investments, and a key governance partner on $2B in corporate indebtedness... ...revolving credit agreements), ensuring covenant compliance and coordination with banking partners...Temporary workLocal areaWorldwideFlexible hours$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance... ..., audits, and service provider oversightSupport corporate governance activities, including entity maintenance, renewals,...Work at office$200k - $275k
Summary The Head of Valuation owns the strategy, governance, and execution of the valuation function across the firm’s private equity, real estate, infrastructure... .... The firm is headquartered in Chicago, with offices in New York, Toronto, London, Frankfurt, Tokyo, Hong...Temporary workFlexible hours- ...digital human rights, upgrading economies and governance systems, safe AI, and neurotech. About... ...Network — equivalent in scope to the Head of Platform role at a top-tier venture firm... ..., retreats, fellowships, residencies, office hours, and capital programs that bring the...Work at office
$275k - $325k
...with global oversight) Reports to: Global Head of Claims Direct Reports: 10+ (with... ...Global Reinsurance. Key Responsibilities: Governance & Oversight: Lead and enhance global claims... .... Ensure regulatory and jurisdictional compliance across the U.S., U.K., Bermuda, and...Full timeRemote work$120k - $150k
...Purpose of Position: The Head of Vendor Management & Governance is a newly created... ...monitored, and evaluated in compliance with Company policy.... ...appropriate stakeholders # Conduct periodic vendor performance... ...18, 2025, employees in office-based positions will be working...Contract workWork experience placementWork at officeRemote workVisa sponsorshipWork visa$60k - $70k
...Investigation Diligence & Compliance (Specialist) - Associate Kroll... ...proposals and workplans, conduct financial analysis, liaise closely... ...to our clients’ most complex governance and risk challenges. You’ll... ...improvement. Proficient in MS Office, Excel and PowerPoint...Full time- ...seeks an experienced Corporate Governance and Regulatory Advisor to... ...advisory matters, corporate compliance, risk oversight, and regulatory... ...regulatory requirements. Conduct governance gap analyses and... ...secretaries, and chief compliance officers. What We Are Looking For...Part timeRemote workFlexible hours
- ...institution that has recently established a new Compliance Regulatory Initiatives team within its U.S.... ...build-out, they are looking to add a Compliance Officer to support firmwide policy, procedure, and regulatory governance initiatives. This is a highly collaborative...
$214.8k - $252.7k
...Executive to serve as Head of FICC Technology. This... ...across front-office, middle-office, and enterprise... ...and cross-functional governance forums.Establish strong... ...business, risk, compliance, legal, and audit functions... ...employment. U.S. Bank conducts background checks consistent...Full timeWork experience placementLocal area$250k
...OverviewThe MD Global Head of Hardware & Complex... ...Technology Vendor Management Office (VMO) and is... ...vendor performance is governed rigorously, and commercial... ...negotiated, contractual compliance, risk reduction, and... ...suitability for a role, are conducted, checked, and decided...Full timeContract workWork at office- ...Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We're looking for experienced GRC professionals to help evaluate and improve AI systems being trained on real-world security, compliance, and risk scenarios. Your practitioner knowledge will...Hourly payOngoing contractContract workFreelanceRemote workFlexible hours
- Do you thrive on strengthening governance, driving compliance, and making a real impact across multiple entities... ...on the need. You report to the Head of Internal Control and Compliance.... ...alternatively in Europe where Seco has an office. Occasional travel within the region...Work at officeRemote workFlexible hours
$189k - $236k
...Addepar supports clients worldwide with offices in New York City, Salt Lake City, London,... ...and São Paulo. The RoleWe are seeking a Head of Demand Generation to own our full revenue... ...are creating misleading email accounts, conducting remote “interviews,” and making fake job...H1bRemote workWorldwideVisa sponsorshipWork visa- Regulatory Strategy and Data Governance Analyst Program - 2027 New York, NY - USA Job Description & Program Overview Global Corporate... ...speaker events and mentorship opportunities. Responsibilities Conducting comprehensive and in-depth company and industry research...Work experience placementSummer workBank staffInternship
$153.4k - $191.8k
...mistake. More often, they stem from gaps in governance, risk management, operational discipline... ...mature Mercury’s security, risk, and compliance programs. This is not a traditional... ...2, PCI DSS, NIST, CIS, and ISO 27001. Conduct gap assessments against security and compliance...$122.85k - $163.81k
Governance, Risk and Compliance (GRC) Specialist, North America About the Role: We have a current opening... ...Responsibilities: Perform risk identification and conduct GRC assessments including interviews,... ...projects requested by North America Head of Finance About You: Bachelor's...Work experience placement$170k - $230k
...unmet medical needs. Biomanufacturing, reinvented. Medicine, democratized. Role Summary We are looking for an exceptional Head of Biologics to lead the selection and development of therapeutic proteins produced using Neion Bio’s egg-based biomanufacturing platform...$130k - $150k
...DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance... ..., provides risk assessments guidelines, conducts reviews, and ensures compliance with... ..., and internal policies.The Compliance Officer will play a critical role in supporting...Full timeWork at officeLocal area$145k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support... ...firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to...Work experience placement$175k
Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt... ...and ensure adherence to market conduct, conflicts clearance and information barrier... ...and remediation, ensuring appropriate governance and documentation.Deliver management...Full timeWork at officeRemote work$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity... ...of activity that may be indicative of unusual conduct, trading patterns, potential gaps in supervision, or possible...Temporary workWork experience placement$150k - $200k
...candidate will support the firm's compliance program across registered... ...Act requirements, fund governing documents, and internal policies... ...requirements.Experience conducting compliance monitoring, testing... ...schedule in one of our following offices 3 days/week.Boston, New York...Full timeLocal area3 days per week
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