Remote SEC Broker-Dealer Regulatory Reporting SME (1-Year Contract)
Atlas Search
- Remote job
Atlas Search seeks a SEC Broker-Dealer Regulatory Reporting SME to support its UK-based entity’s U.S. security-based swap dealer reporting requirements. This is a one-year contract role that can sit in New York City or performed remotely. The role requires deep knowledge of SEC rules (FOCUS, NLA, 15c3-1, 15c3-3) and CFTC requirements, plus experience in policy interpretation and governance, with exposure to IFRS, Workiva, and Axiom. #J-18808-Ljbffr Atlas Search
$120k - $130k
...innovative solutions for SEC reporting, regulatory compliance, and EDGAR... ...role is considered remote, which means you’ll be... ...time Participate in contract negotiations Represent... ...At least 5 years of experience preferred... ...apply for this role is 1/15/27. #LI-CS2 We...Contract workRemote workRegulatoryFull timeLocal areaHome officeNight shift$170k - $210k
...searching for a Director of SEC Reporting and Technical... ...accounting advice as contracts and other transactions... ..., or related field10+ years’ experience in accounting... ...requirements:Oklo requires remote employees to travel to... ...to the U.S. Nuclear Regulatory Commission. Oklo is...Contract workRemote workRegulatoryFlexible hours$60 - $70 per hour
...Project Manager - NERC CIP (1-Year Contract) Location: Hammond, IN... ...Model: Hybrid, onsite Tue-Thu, remote Mon & Fri (possible travel to... ...Project Manager to support regulatory compliance and operational readiness... ...facilitation, and executive reporting skills, along with the...Contract workRemote workRegulatoryVisa sponsorshipMonday to Friday$91 - $96 per hour
...in Juno Beach, FL. You can work remotely for this position. This is a 1 year. contract assignment.(W-2) You will be responsible... ...execution. You will report to the onsite Manager. Your Day... ...goals. * Support Legal in any regulatory filings, depositions and hearings...Contract workRemote jobRegulatory$35 - $40 per hour
...ConsultNet Technology Services and Solutions is seeking a Business Analyst – Reporting & Analytics for a 1-year contract position with remote MST hours. The role pays $35.00–$40.00 per hour and focuses on strategic analytics for omni-channel contact center operations....Contract workRemote workHourly pay- ...our Legal team on a 12-month contract as a Legal Investigations... ...shaping how legal risk and regulatory reporting are handled, and helping to... ...Qualified lawyer with 5-8 years of experience Law firm... ...salary and company benefits Remote-first, work-from-home arrangement...Contract workRemote workRegulatoryWork from home
$130k - $160k
...Technical Accounting & SEC Reporting to join their Manhattan... ...external auditors and regulatory stakeholdersIdentify opportunities... ...5-8 years of technical accounting... ...industry requiredMinimum of 1 year of management experienceSEC... ...as: Hybrid Remote/OfficeDate Posted:Posted...Remote workRegulatoryWork at office$1,000 per day
...Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on... ...should have over 7 years of relevant... ...hands-on regulatory reporting and management of compliance... ...initial 12-month contract with a competitive pay rate of up to $1,000 per day,...Contract workRegulatoryWork at office- ...and a fixed term(full time) contract of 1 year as a maternity replacement.... ...between direct integrations and broker-based approaches. Trust... ...into the Trust Platform. Regulatory Leadership: Stay ahead of... ...unlimited licences. We make your remote work comfy: we provide...Contract workRemote workRegulatoryFull timeFixed term contractLocal areaFlexible hours
- ...Managing Director of Broker-Dealer Supervision. This senior... ...ideal candidate will report to one of the following... ..., FL. However, remote candidates are encouraged... ...with Firm WSPs, current regulatory requirements and actual... ...Qualifications ~10+ years of broker-dealer supervision...Remote workRegulatory
$125k - $165k
...twoSECregistered broker-dealers alongside a cryptocurrencybrokerage... ...Inc.: An SEC registered FINRA... ...exceptions, and regulatory operations.... ...perpetual contracts ("perps") and/or... ...data gathering, reporting support, and responses... ...field Experience: 8+ years of experience in...Contract workRegulatory- ...Description: Location: Remote (United States) /... ...: Part-Time / Contract-Based (Up to 1,264 Hours... ...Subject Matter Expert (SME) to provide... ...accounting, financial reporting, and strategic... ...Minimum of 15 years of federal experience... ...controls, and regulatory compliance. Advanced...Contract workRemote workRegulatoryPart timeWork at office1 day per week
- ...Companies, Fortune 1,000 Enterprises... ...Matter Expert (SME) [DNE007]... ...Area or Telework (Remote) As Authorized to... ...management.This as a Contract Contingent or... ...with DOE to assess reports and... ...’ compliance to regulatory criteria of the... ...preferred).Minimum of 5 years of experience in...Contract workRemote workRegulatoryFull timeFor contractorsH1bWork at officeFlexible hours
$70 - $80 per hour
...0.00/hr - $80.00/hr Contract Length: Through late... ...late April Location: Remote; MST or EST Job... ...experienced Financial Reporting Analysts to support our year-end financial reporting... ...experience Regulatory reporting expertise... ...accounts Exposure to SEC filings Experience with...Contract workRemote workRegulatoryWork visa$167k - $215k
...About The Role Reporting to the VP Corporate... ...You Will Do: SEC Reporting and IPO Readiness... ..., Lender, and Regulatory Reporting Own... ...crosswalk between contract definitions - tangible... ...You: ~8+ years across Big 4 public... ..., and ideally an S-1 or been through an...Contract workRegulatoryWork at officeLocal areaShift work3 days per week$100k - $110k
...at a growing U.S. broker-dealer subsidiary of a global... ...results Regulatory Responsibilities:... ...preparation of FINRA FOCUS Reports including the form... ...Report (OBS) and SEC 17H reports... ...preparation of 15c3-1 Daily Net Capital... ...Must Have ~3+ Years of accounting experience...RegulatoryExtra incomeWork at office- ...Our team of over 1,200... ...Need For over 25 years, IJM has pioneered... ...Accounting, Statutory Reporting to provide... ...Washington, DC area or remote for non-local... ...readiness, regulatory compliance, and... ...require under SEC. 2000e-1 [Section... .../or employment contract. #J-18808-...Contract workRemote workRegulatoryWork at officeLocal areaWorldwideFlexible hours
- ...Insurance Agent (W2) – Remote Full-Time | Remote |... ...company, carrier, and regulatory compliance standards... ...required Resume and NIPR report (PDB report) — required Must have 2+ years of Medicare sales... ...in hand and be able to contract with UHC Strong communication...Contract workRemote workRegulatoryBase plus commissionHourly payFull time
$7,000 per month
...preparation and submission of contract documents, which... ...evaluations; develop and review reports; prepare work orders... ...compliant, comply with regulatory requirements, and... ...future date (within one year of permanent... ...a Landscape Architect 1 and eligible for transfer...Contract workRemote workRegulatoryPermanent employmentFull timeWork experience placementWork at office$180k - $220k
...financial control and regulatory reporting, safeguarding capital... ...particular focus on their U.S. broker-dealer. The ideal candidate... ...Requirements: ~6-10 years of experience within... ...Net Capital Rule 15c3-1. ~ Proven... ...of reporting for FINRA/SEC organisations. Benefits...RegulatoryLocal area$43 - $52 per hour
...Corporate Paralegal (Contract-to-Hire Preferred)... ...days in-office, 2 remote) A highly... ...experience in insurance regulatory filings and/or securities filings (SEC filings for a... ...and public company reporting obligations Draft... ...~5-7+ years of corporate paralegal...Contract workRemote workRegulatoryHourly payTemporary workWork at officeLocal area$110k - $140k
...monthly financial and management reports for the fundsCollaborate with... ...of quarterly/annual investor/regulatory reportingCollaborate with the... ...dataRequirements2-5 years of fund accounting experienceHedge... ...plusJob ID:#47429Tagged as: Hybrid Remote/OfficeDate Posted:Posted on...Remote workRegulatoryWork at office- ...and cost estimate reports. \tLeads integration... ...business and regulatory agency requirements... ...Experience): \t1 or more years' experience in a... ..., Second, Third): 1 \tStart/End Time:... ...the SCA – Service Contract Act? If unsure, are... ...tShifts: 1st \tOnsite/remote/hybrid: onsite \...Contract workRemote workRegulatoryFor contractorsWork experience placementImmediate start
- ...Lending Compliance SME / Senior Consultant... ...Work Arrangement: Remote with occasional travel... ...: 12-Month Contract Experience Range: 15-20 years Our client is seeking... ...challenge, and regulatory expertise across AML... ...Suspicious Activity Reports (SARs) , including...Contract workRemote workRegulatory
- ...Brothers Capital, LLC, a self-clearing broker-dealer in US equities, headquartered in New... ...under the CFO, ensure timely financial reporting, regulatory compliance and strong internal controls... ...27 license (or willing to obtain), 6+ years in broker-dealer #J-18808-Ljbffr Hold...Remote jobRegulatory
$169k - $233k
...Civil Engineer SME within our Advanced... ...permitting and regulatory strategy on... ...programs of 50-1,000+ acres, including... ...plans, drainage reports, SWPPP documents... ...15 or more years of civil engineering... ...on a DB or EPCM contract, with experience... ...offices/projects and remote locations...Contract workRemote workRegulatoryFull timeWork at officeLocal area$140k - $180k
...and public company reporting requirements Assist... ...in drafting Form S‑1, including... ...disclosures Build scalable SEC reporting processes... ...5-8+ years of experience in accounting... ...into an employment contract with you; (iv) complying... ...with our legal, regulatory and corporate governance...Contract workRegulatoryLocal area$125k - $140k
Business Domain Expert, Dealer Participation PCMI... ...F&I, and service contract administration.... ...knowledge, regulatory insight, and business... ...examination, and reporting requirements that... ...work experience. 12+ years of progressive experience... ...role is open to remote candidates, PCMI...Contract workRemote workRegulatoryTemporary workWork experience placementWork at officeImmediate startWorldwideFlexible hours2 days per week- ...from an AECOM office, remote location or at a... ...through procurement and contract closeout. This position... ...assessments, and regulatory compliance reports.Collaborate with business... ...discipline + 8 years of relevant experience... ...that had revenue of $16.1 billion in fiscal year...Contract workRemote workRegulatoryWork at officeLocal areaFlexible hours
$175k - $225k
...businesses. These include 1) World Financial... ...methodology and reporting capabilities. The... ...), aligning to regulatory expectations and... ...relevant field12 years of experience in operational... ...-office, hybrid, remote) and operational... ...is not a contract of employment nor...Contract workRemote workRegulatoryFull timeWork at officeWorldwideRelocation package
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