VP, Legal Entity Controller & Regulatory Reporting (Swaps)
Abacus Group, LLC
Abacus Group, LLC is seeking a VP, Legal Entity Controller & Regulatory Reporting for their Manhattan, NY office. The successful candidate will oversee legal entity controllership and U.S. GAAP financial reporting for broker-dealer and SBSD entities and collaborate with multiple departments. The position requires 10-15 years of experience, strong knowledge of derivatives, SEC Rule 15c3-1, and experience in fast-paced environments. Big 4 experience is a plus. The company offers a dynamic work environment and growth opportunities. #J-18808-Ljbffr Abacus Group, LLC
- ...International in New York is seeking a Vice President - Legal Entity Controller to oversee financial analysis, reporting, and capital monitoring for legal entities. You'... ...with various stakeholders to ensure effective regulatory compliance and reporting. The ideal candidate...LegalRegulatory
- Join a high-impact team responsible for legal entity forecasting, management and regulatory reporting, resolution & recovery oversight and ongoing capital monitoring... ...of business and stakeholders. As a Legal Entity Controller - Vice President within the Bank P&A & Governance...LegalRegulatoryWork at office
- ...Financial Reporting Asset Class Controller, Associate Step into a dynamic role here... ...appropriate corporate and regulatory requirements. You will... ...reporting & governance, inter-entity control and governance,... ...technology, operations and legal entity controllers Partner...LegalRegulatory
- ...foreign investment bank seeking a Vice President of Liquidity Regulatory Reporting to join their Finance function. This is a high‑visibility... ...2a Analyze liquidity positions and cash flow data across legal entities to support daily and monthly reporting processes...LegalRegulatoryWork at office
$90k - $155k
...for an experienced professional to join our team as a Director in the Legal Entity Controller Group. The Legal Entity Controller group is responsible for overseeing the financial reporting and regulatory adherence of our legal entities, ensuring accurate and timely...LegalRegulatoryTemporary workWork experience placement- ...and providing the overall financial control and reporting functions. Whether assessing the creditworthiness... ..., or offering analytical and regulatory compliance support, our work... ...interfaces with global product controllers, Legal Entity Controllers (LECs), Accounting Policy...LegalRegulatoryWork experience placement
- ...highly experienced and strategic VP, Controller to join our leadership team.... ..., based in New York City. Reporting to CBRE’s Controller -... ...controls. Oversee statutory and regulatory compliance, and support CBRE... ..., including M&A, legal matters, and geographic expansion...LegalRegulatory
- ...Controller and Vice President, Real Estate Fund Accounting and Reporting About the Company Accomplished real estate investment... ...and ensuring compliance with regulatory requirements. Applicants must... ...teams, working in multi-entity environments, and possess strong...Regulatory
$122.55k - $211k
...we manage credit risk at the legal entity level across a dynamic... ...will also play a key role in regulatory and audit readiness, responses... ...influence portfolio resilience and control effectiveness. Job summary... ...sustainable controls, and report progress against commitments...LegalRegulatoryLocal area$85k - $140k
Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution... ..., and reporting of various regulatory and internal capital metrics... ...as Corporate Treasury, Risk, Legal, and Technology Desired...LegalRegulatoryFull timeTemporary workPart time- International External Reporting (Vice President)... ...compliance with local GAAP and regulatory requirements. The role... ...maintaining robust controls, supporting external... ...Ensure compliance with all legal and regulatory filing... ...coordination of multi-entity and multi-jurisdiction...LegalRegulatoryFull timeLocal area
- ...best practices in financial reporting. JPMorgan Chase’s CIB Wholesale... ...Firmwide External Reporting Controllers team is looking for a... ...data frameworks that support regulatory and external financial reporting... ...Technology, and Accounting/Legal Policy in a dynamic, world‑class...LegalRegulatoryWork at office
$85k - $140k
Controllers, Capital Analysis, Planning & Reporting, Associate, New York New York, NY, United States Job Description... ...forecasting, and reporting of various regulatory and internal capital metrics... ...well as Corporate Treasury; Risk; Legal; and Technology Desired Experience...LegalRegulatoryFull timeTemporary workPart timeWork at office- ...clients globally. Product Control function is primarily... ...Controller External Reporting team owns the... ...new developments in the regulatory space, such as GSIB, FRTB... ...standards. Co‑ordinate with Legal Entity Controllers centrally... ..., and interest rate swaps. Knowledge of capital...LegalRegulatoryVisa sponsorship
- ...United States Job Description Controllers ensure that the firm meets... ...the financial control and reporting obligations of a global, regulated... ..., and reporting of various regulatory and internal capital metrics... ...Corporate Treasury; Risk; Legal; and Technology Desired...LegalRegulatoryFull timeTemporary workWork at office
- Join the External Reporting Controller team. As a Vice President External Reporting Controller in FR Y‑14Q Reporting, you will be accountable... ...outlier detection) leveraging Tableau and Excel. Translate regulatory changes into requirements; drive platform/process...RegulatoryWork at office
- Job Overview This role sits within the U.S. Regulatory Capital and CCAR Reporting team of the Firmwide Regulatory Reporting & Analysis (FRRA) group, supporting... ..., implementation, execution oversight, analysis, and control and governance. The group determines investments in...RegulatoryWork at office
$200k - $250k
...better performance and control for advertisers. Scope... .... About The Role Reporting to the CFO, the Controller... ...investors, auditors, and regulatory bodies Manage the... ...Partner closely with FP&A, Legal, and Operations teams... ...consolidating legal entities across multiple jurisdictions...LegalRegulatoryFull timeLocal areaRemote work$180k - $200k
...- $200,000 plus bonus Reports to: SVP, Corporate Finance... ...an experienced Controller to lead the Company's... ...Construction, Asset Operations, Legal, and external... ...procedures across all legal entities. Evaluate and document... ...standards and regulatory requirements and assess...LegalRegulatoryLocal area- ...Controller Job Category: Accounting Requisition... ...& Financial Reporting Lead the full... ...operations across multiple entities, including general... ...alignment with regulatory and investor... ...entities, including legal entity setup,... ...both the CFO and VP of Finance to establish...LegalRegulatoryFull time
- ...capital, which means we control the full stack:... ...accounting, financial reporting, and internal controls... ...and its consolidated entities, and statutory financial... ...statutory reporting and regulatory filings: NAIC Schedules... ...functions across multiple legal entities and lines of...LegalRegulatoryLocal areaFlexible hours
$220k - $258k
...Position Overview The Controller is the senior... ...integrity of financial reporting to the DataCT... ...market‑infrastructure entity. DataCT operates... ...coordination with Legal and external audit... ...structuring and regulatory tax positions. Controls... ...Controller, VP Finance, or CFO‑track...LegalRegulatoryFor subcontractorInterim roleLocal area$135k - $192k
Technology Risk Management Control Officer will serve as a Technology... ...and coordinates with Compliance, Legal, Risk, and other corporate groups to ensure regulatory compliance. Responsibilities... ...environment. Issue Management lifecycle reporting. Collaborate with businesses...LegalRegulatoryLocal areaRemote work- ...Vice President, Legal & Compliance About... ...Officer for both the Swap Dealer and CPO/CTA entities, with a primary... ...operations, ensuring that regulatory risks are... ...identified, managed, and controlled across applicable frameworks... ...support regulatory reporting obligations....LegalRegulatory
$175k - $210k
...seeking a Vice President to join the Legal team to lead the firm’s Legal Entity Management function. This is an... ...GEMS and in compliance with global regulatory requirements. The successful... .... Design, implement, and maintain controlled, auditable workflows across the entity...LegalRegulatoryWork at office$225k - $265k
...exchange activities. Manage regulatory examinations, inquiries,... ...development of WSPs, supervisory controls, and FINRA‑required... ...recordkeeping. Work closely with legal counsel on broker‑dealer... ...and FCM financial condition reporting. Cross‑Entity & Leadership Responsibilities...LegalRegulatoryWork at office$225k - $280k
...service. RESPONSIBILITIES Reporting to the CIO, this... ...growth, acquisitions, regulatory compliance, and data‑driven... ...with the CIO, CFO, Controller, and FP&A leadership... ...across Finance, HR, and Legal stakeholders Support... ...onboarding of acquired entities into Workday...LegalRegulatoryContract workLocal areaRemote work$120k - $205k
...The Finance Division globally reports to the Chief Financial... ...Liquidity, Investments, and Funding Control Group (LIFC) within the... ...consolidated firm, segment and legal entities financial statements. The... ...International GAAP and the global regulatory regimes. Responsibilities...LegalRegulatoryFull timeTemporary workWork at officeWorldwide$75k - $100k
Role Overview The Controllers division is dedicated to managing the firm's financial and regulatory obligations, ensuring accurate financial... ...financial analysis and reporting to support strategic decision... ...to guide decision‑making. Legal Entity Controllers (LEC) - oversee...LegalRegulatoryWork experience placementLocal area$135k - $190k
## VP - Employee Compliance, Central Compliance... ...with applicable regulatory requirements and... ...enhancement of controls related to... ...works closely with Legal, Compliance, Human... ...Knowledge of CFTC Swap AP and SEC SBS AP... ...Prepare management reporting, metrics, and governance...LegalRegulatoryHourly payFull timeContract workWork experience placementShift work
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