Trading Risk & Controls Lead (Pre-Trade)
Socket.dev
DV Trading, headquartered in Chicago, seeks an Operational Risk Manager to oversee market access, pre-trade risk controls, and incident management, collaborating with Traders and Technology. The role develops risk policies and supports new trading initiatives. Ideal candidates have 5–10 years in operational or trading risk, with experience in electronic trading, broker-dealers, or prop trading environments, and strong communication skills. #J-18808-Ljbffr Socket.dev
- ...Estimating Section Manager will lead the section in a dynamic... ..., cost estimating, risk assessment and management and... ...environmental compliance, project controls, and public/community... ...all subs/vendors and other trade partners including pre-qualification of potential...RiskFor subcontractorWork at office
- Edgehog Trading, Chicago-based proprietary trading firm, seeks a skilled trader to manage pricing and positioning across options market... ...improve strategy performance while proactively managing real-time risk across a diversified options portfolio. #J-18808-Ljbffr Edgehog...Risk
- ...role supports an institutional fixed income trading desk, overseeing operations and daily... ...with SEC and FINRA regulations and managing risk. The Senior Vice President, Supervising... ...movements, reconciles financials, and maintains supervisory controls #J-18808-Ljbffr MesirowRisk
- ...Established in 1986, today we are a leading liquidity provider, with close... ...pricing, execution and risk management. By providing liquidity... ...own capital, at our own risk, trading a wide range of products:... ...Ability to influence without direct control across engineering teams.A...RiskWork at officeLocal areaVisa sponsorshipRelocation package
- ...President, Supervising Principal for its institutional fixed income trading desk in Chicago. The role oversees daily trading activities, ensures SEC/FINRA compliance, and manages supervisory controls across traders and support staff. Ideal candidates hold FINRA Series...Risk
$223k - $335k
Strategic Intelligence is a team within FINRA's Risk & Intelligence organization that... ...intelligence concepts, practices, and approaches.Lead or participate in conference panels,... ...they maintain, and those in which they control trading or have a financial interest (including...RiskFull timeTemporary workFor contractorsFor subcontractorWork at officeLocal areaImmediate start$100k - $130k
...working on a institutional fixed income trading desk overseeing operations and supervision... ...with SEC and FINRA regulations and managing risk. Daily responsibilities include reviewing... ...and traders and maintaining supervisory controls.Key Responsibilities Monitor in real-time...RiskFull timeFlexible hours- ...a business of Smiths Group, seeks a Trade Compliance Manager to lead and enhance trade compliance across North... ...America. The role focuses on export controls, sanctions, and customs while driving... ...cross-functional programs to reduce risk and enable business growth. #J-18808...Risk
- ...Jobzerohash is looking for a Senior Settlement & Trading Operations Engineer to help drive the... ...to keep operations steady when the team lead is out.If you like the combination of... ...assets with built-in compliance, risk controls, and reporting. By abstracting away technical...RiskFull timeImmediate start
$85k - $110k
...MISSION TO BECOME THE #1 RETAIL TRADING PLATFORM IN THE WORLD Welcome... ...NinjaTrader! As an industry-leading trading platform and futures broker... ...re empowering traders to take control of their financial destiny.... ..., reduce operational risk, and improve reporting speed and...RiskFull timeWork at officeWorldwideMonday to FridayFlexible hours$110k - $130k
...Your Future Team Hightower's Fixed Income Trading team is responsible for executing and... ...Director of FI Trading, you will lead key trading initiatives and help oversee... ...execution and settlement, while adhering to pre-established risk management and compliance guidelines...RiskPermanent employmentWork at officeLocal areaWork from homeMonday to Thursday$95.6k - $162.4k
...financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. Senior Lead, Technology Risk & Controls - SOX / SOC Programs Summary: You will join Northern Trust’s Technology Risk and Control team...RiskFull timeH1bWorldwideFlexible hours$95.6k - $162.4k
...financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. Sr. Lead, IT Risk and Controls - KRI Development, Metrics & AutomationContinue to learn, grow and evolveNo matter what greater...RiskFull timeH1bWorldwideFlexible hours$175k - $225k
...Operational Risk ManagerChicagoFounded 20 years ago and headquartered... ...brokerage firm in 2016, DV Trading has rapidly scaled as an... ...business, understands how trading controls operate in practice, and is comfortable... ...focuses on market access and pre-trade risk controls, trading...RiskWorldwide- ...Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal... ...is responsible for one or more functions within Quantitative Risk Management (QRM) to develop and maintain risk models for margin,...RiskFull timeWork at officeRemote work2 days per week
- Northern Trust's Global Family Office is seeking an Embedded Practice Control Officer to own the operational control environment for the practice, implementing control frameworks, running risk assessments, and supporting risk-based testing and audit remediation. The role...RiskWork at office
- ...the department, and monitor and control all established quality... ...participate in the application or pre-hiring process, please call 84... ...career, through our industry-leading Continuing Education program.... ...accidents. Report all safety risks, or issues, and illegal...RiskFull timePart timeSeasonal workLocal areaFlexible hours
- BMO Financial Group is seeking a senior compliance risk leader to oversee regulatory and operational risk for the North American Retail... ...environment. You will design, implement and coordinate risk controls, governance structures and evidence-based programs across multiple...Risk
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...Geneva Trading is seeking a dynamic on-site Risk Analyst to monitor real-time trading activity, particularly within futures markets. The role involves working closely with cross-functional teams to identify risk exposures and interpret trading behavior. The ideal candidate...Risk$78.2k - $136.3k
...learn, grow, and make an impact. Join us!The Controls Mapping Governance team is seeking an... ...experience in information security, cybersecurity risk, technology risk, controls governance,... ...benefits eligible. We provide industry-leading benefits, access to paid time off,...RiskFull timeWork at officeFlexible hoursDay shift$114.7k - $194.9k
...world’s most sophisticated clients using leading technology and exceptional service. The Strategy... ...Reporting Lead is a seasoned Internal Controls professional, preferably within Financial... ...”). Acts as a subject matter expert in risk and controls across the various programs...RiskFull timeFor contractorsH1bWork at officeWork from homeWorldwideFlexible hours- Role Overview You will join Northern Trust's Technology Risk and Control team as a leader responsible for overseeing the Technology SOX and SOC... ...Be a Fit You will drive enterprise-wide control excellence, lead interactions with external auditors, oversee complex remediation...Risk
$70k - $125k
...highly motivated and detail-oriented individual to join our Trading & Risk Solutions team. This role is ideal for someone with an interest... ...the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management...RiskFull timeTemporary workPart time$130k - $145k
...TO BECOME THE #1 RETAIL TRADING PLATFORM IN THE... ...NinjaTrader! As an industry-leading trading platform and futures... ...traders to take control of their financial destiny... ...understand and prioritize risk.This role is ideal for... ...a public company or pre-IPO environmentExperience...RiskWork at officeWorldwideMonday to FridayFlexible hours- ...infrastructure for crypto trading, stablecoin payments,... ..., fiduciary controls, and organizational performance... ...pivotal role in completing pre-opening requirements... ...Officer will serve as the lead Fiduciary Officer of... ...operational incidents, and risk metrics.Support the...RiskFull timeWork at officeImmediate startRemote work
- Keyrock is seeking a Head of Engineering / Engineering Lead with deep experience in systematic options trading to lead our Options Engineering team and shape the... ...improvement across automated quoting, execution, risk controls, and production reliability while partnering with...RiskRemote job
- ...Ashley RezinJob ID: REQ8338We are seeking a Trading Platform Engineer to join our Systematic... ...behavior analysis, and operational control. They will work closely with trading, Quantitative... ...supportability and reduce operational risk.Perform root cause analysis on production...Risk
- Dyson Institute seeks an Associate Manager, Customs & Trade Compliance to support the Americas region, including the United States, Canada... ...include tariff classification reviews, data validation, risk monitoring, audits, and documentation maintenance, with focus on...Risk
- Northern Trust is seeking a Strategy and Reporting Lead to join its Global Financial Controls (GFC) group. The role focuses on SOX, SOC, and CCAR-related risk and control programs across the enterprise, balancing high-level strategy with hands-on execution. The position...RiskWork at officeRemote work
$123.3k - $167.9k
...for use cases to arrive, the AI Solutions Lead embeds with assigned business functions to... ...solution. Communicate roadmap, performance, and trade-offs to business stakeholders and... ...reviews with current status, outcome data, and risk flags for assigned use cases. Technical...RiskImmediate startRemote work2 days per week
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