Broker-Dealer Entity Controller: Sage Intacct Expert
GTS
GTS seeks an experienced Entity Controller/Financial and Operations Principal to own financial reporting, regulatory compliance, and audit management for broker-dealer entities. The role sits at the intersection of technical accounting, financial systems, and regulatory reporting. The ideal candidate has deep broker-dealer accounting expertise, hands-on Sage Intacct experience, and credibility to face auditors, examiners, and senior stakeholders, while collaborating with Finance, Product #J-18808-Ljbffr GTS
- ...Trading Systems seeks an experienced Entity Controller/Financial and Operations Principal to... ...compliance, and audit management for broker-dealer entities. You will lead the close, partner... ...broker-dealer expertise, hands-on Sage Intacct experience, and credibility to engage...Suggested
- A technology consulting firm is looking for an experienced Sage Intacct Designer to enhance business operations through customization, implementation, and reporting in Sage Intacct. The ideal candidate will possess strong analytical skills and a solid understanding of...SuggestedRemote jobFull timeFlexible hours
- Green Key Resources is seeking a Legal Entity Controller for a high-growth investment bank in New York. You will oversee accounting, financial reporting, and regulatory compliance for multiple legal entities, serving as liaison across Accounting, Treasury, Tax, and external...Suggested
- Hold Brothers Capital, LLC, a self-clearing broker-dealer in US equities, headquartered in New York, seeks a Deputy CFO to manage day-to... ...financial reporting, regulatory compliance and strong internal controls. Key duties include payroll administration, monthly close,...SuggestedRemote job
$98.78k - $121k
...philosophy . About the Role: The Broker-Dealer Operations Associate will be a vital member... ...required for our broker-dealer entity. This role requires meticulous attention... ...designing, implementing, and monitoring the controls and processes that meet the evolving demands...SuggestedDaily paidFull timeWork at officeLocal area2 days per week3 days per week- ...Reporting SME to support a UK-based entity finance team on U.S. security-based swap dealer reporting. You'll own the... ...reconciliations and strengthen financial controls Partner with Compliance, Legal,... ...You have: 5+ years in U.S. broker-dealer regulatory reporting Hands...
$120.8k - $137.9k
...Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking a highly analytical and investigative... .... Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for...Full timePart timeLocal area- Confidential in New York City seeks a seasoned Shared Services Controller to lead financial reporting, close management, and governance for the shared services entity. This senior role partners with Finance leadership, IT, and auditors to ensure accurate, timely, and compliant...
- Makeup by Mario, a fast-growing prestige beauty brand, is seeking a senior Controller to lead financial reporting, close processes, and internal controls across the company's global entities. You will own NetSuite, partner with FP&A and commercial finance, and build scalable...
- Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, seeks an EVP of Finance & Operations to oversee self-clearing brokerage operations and affiliated entities. This executive will implement and manage finance and accounting processes, external...
- Webull is seeking a results-driven accountant with broker-dealer experience to join our Finance team in New York. You... ...monthly close, ensure GAAP compliance, and drive internal controls across multiple affiliated entities. The role offers visibility and potential for...
$97.9k - $146.8k
Mutual of America Financial Group Lead Compliance, Broker / Dealer Location Boca Raton, FL (hybrid) or New York, NY (hybrid) Who We Are... ...services also to for-profit companies, as well as to governmental entities, Tribal enterprises, institutional investors, and individuals...Work at office- ...the Head of Pershing Treasury, lead ALM matters relating to the broker‑dealer balance sheet monitoring and explaining changes and related... ...to support the funding, capital and liquidity position of the entity Ensure compliance with all limits, escalating and remediating...Flexible hours
$200k - $250k
...you cannot be considered for this role. Broker-Dealer Chief Compliance Officer Position... ...program, including policies, procedures, controls, testing, monitoring, and employee training... ...operates multiple broker-dealer entities. The role became available following the...Work at officeRemote workRelocation package$90k - $155k
...experienced professional to join our team as a Director in the Legal Entity Controller Group. The Legal Entity Controller group is responsible for... ...mindset.- Familiarity with FOCUS reporting and broker-dealer financial and operational requirements.- Ability to manage...Temporary workWork experience placement- Gusto is hiring a Founding Operations Leader for its broker-dealer entity in a hybrid Denver setting. You will architect and scale the in-house... ...with engineering, product, legal, and finance to design control environments, reconciliations, and reporting while leveraging...
- Join a high-impact team responsible for legal entity forecasting, management and regulatory reporting, resolution & recovery oversight... ...multiple lines of business and stakeholders. As a Legal Entity Controller - Vice President within the Bank P&A & Governance function, you...Work experience placementWork at office
- ...an experienced Compliance Manager to support the broker-dealer and registered investment adviser entities of a growing financial services organization.... ...Act. Hands-on experience conducting supervisory control testing and advertising reviews across broker-dealer...Permanent employmentContract workTemporary work
$100 per hour
...Deloitte, J.P. Morgan, Bloomberg, Sage, Xero and Intuit. And some of... ...- join early. As our Controller, you'll own and drive... ...~ Deep expertise in multi-entity accounting, consolidations, and... ...ERP implementation (NetSuite, Intacct, or similar) ~ High agency...Work at officeImmediate startShift work$160k - $170k
...Controller Controller at Solen Software Group, you will own the treasury function, monthly... ...manage consolidation across multiple entities and currencies, ensuring that internal... ...remains the priority. ~ Expertise in Sage Intacct, including multi-entity and multi-...Permanent employmentLocal area$70.6k - $139.8k
...re looking for Audit Senior Associates with experience in the Broker Dealer industry vertical. As an Audit Senior Associate , you will... ...industry expertise to provide audit services to public and private entities while also helping clients reach their goals with tax,...Local areaWorldwideHome office- ...Compliance Manager, Broker-Dealer & Investment Adviser The Compliance Manager, Broker-Dealer... ...management across both the RIA and BD entities. In this role, you would assist in... ...Bank Secrecy Act ~ Running supervisory control testing and advertising review across...
$175k - $210k
...diversified financial and real estate company. They seek a VP, Legal Entity Controller & Regulatory Reporting (swaps team) to join their Manhattan... ...controllership and financial reporting activities for broker-dealer and swap dealer entities in accordance with U.S....Work at officeRemote work- JPMorganChase in Bengaluru seeks an Entity Controller (LEC) within CIB GF&BM to oversee accounting for legal entities and ensure accurate financial results. You will drive month-end close processes, regulatory reporting, and collaboration with auditors across regions. The...
- Socket.dev is seeking an entry- to mid-level Domestic Entity Controller in New Jersey to lead monthly closings, intercompany reconciliation, and accurate financial reporting in alignment with US GAAP for a regulated financial institution. You will collaborate with Market...
- ...values-led environment. About the Role: As Controller, you will lead the day-to-day... ...accounting experience in a complex or multi-entity environment. Proven experience managing... ...environment. Hands-on experience with Sage Intacct or a comparable cloud-based ERP (e.g.,...
$220k - $250k
...their money so they can live better. As Product Leader for our Broker-Dealer division (Custody, Trading, and Market Data), you'll own the... ...environment. You’ll also collaborate with our team of Investing experts to develop cutting edge portfolio management capabilities....Temporary workSummer holidayWork at officeLocal areaFlexible hours- EqualAccess seeks an experienced Assistant Controller to lead day-to-day accounting across a multi-entity, multi-property portfolio in Queens, NY. The role closes books, maintains strong controls, and partners with property and asset management teams. It requires drive...
- Webull Financial in New York, NY seeks a seasoned Controller to lead broker-dealer accounting and the close process across multiple entities. The role drives monthly, quarterly, and annual reporting in compliance with U.S. GAAP, guiding internal controls and working with...Work at office
$159.4k - $181.9k
Trade Surveillance Manager (Broker-Dealer & Swap Dealer) - Capital One About the Role We are... ...surveillance operations, maintain robust controls around the monitoring of trading... ...Financial is made up of several different entities. Please note that any position posted in...Full timePart timeLocal area
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