Director, Broker-Dealer Finance & Close Leadership
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Webull is seeking a results-driven accountant with broker-dealer experience to join our Finance team in New York. You will own the monthly close, ensure GAAP compliance, and drive internal controls across multiple affiliated entities. The role offers visibility and potential for leadership in a growing fintech environment. You will lead journal entry reviews, bank reconciliations, and intercompany allocations, while coordinating with auditors and tax teams. #J-18808-Ljbffr Jobless
- Webull Financial in New York, NY seeks a seasoned Controller to lead broker-dealer accounting and the close process across multiple entities. The role drives monthly, quarterly, and annual reporting in compliance with U.S. GAAP, guiding internal controls and working with...SuggestedWork at office
$180k - $260k
...Frec operates two regulated entities: a broker-dealer and a registered investment advisor.... ...CCO retains the other. You'll work in close partnership with them to divide responsibilities... ...decisions as a member of the senior leadership team. What You Bring Active FINRA...SuggestedRemote workFlexible hours- ...looking for a highly motivated staff accountant to join their finance department in New York. This pivotal role involves preparing... ...financial reviews, and ensuring compliance with regulations for broker-dealers. The ideal candidate will hold a Bachelor's degree in...Suggested
- ...and fast-growing New York Self Clearing Broker-Dealer seeks an experienced Chief Risk Officer... ...and CCO, and the rest of the brokerage leadership team to develop and drive to completion... ...effectively. This means working closely with Product, Product Ops, and the Engineering...SuggestedRemote work
$220k - $250k
...live better. As Product Leader for our Broker-Dealer division (Custody, Trading, and Market... ...executives across the company, and partner closely with Legal, Compliance, Operations and... ...impact. Partner with Operations leadership to ensure staff have the proper tools to...SuggestedTemporary workSummer holidayWork at officeLocal areaFlexible hours$86.36k - $101.6k
...One.Job DescriptionPosition SummaryAs a Closed-End Fund Senior Administrator, you will... ...requires strong technical expertise, project leadership, and the ability to manage multiple... ...Qualifications:Bachelor's degree in accounting or finance, or equivalent work experienceEight or...Full timeWork at officeLocal areaRemote workFlexible hours3 days per week- ...Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to manage the accounting and... ...vendor management, and tax filings, with Series 27 required and close collaboration across teams. The candidate will produce consolidated...
- ...highly motivated and analytical staff accountant within the Finance department of U.S. broker-dealer. This role is vital for enhancing our broker-dealer accounting processes including monthly and quarterly closing, account reconciliation and certification, preparation of...Permanent employment
- BBVA, a global financial services company, is seeking a Broker-Dealer Accounting Senior Analyst in New York. The role involves maintaining... ...broker-dealer, reconciliations, and assisting with month-end close and quarterly board materials. You will handle journal entries...
- ...Verticals Strategy & Operations - Merchant Finance About the Team New Verticals is building... ..., taxes, and payouts, and partnering closely with finance and tax teams. You can structure... ...influencing multiple teams and senior leadership through complex, highly‑cross‑functional...Hourly payWork at officeLocal areaFlexible hours
$105.4k - $155k
...our merchants by partnering with product, finance, tax, operations, sales, and support. We... ..., taxes, and payouts, and partnering closely with finance and tax teams. Ability to structure... ...influencing multiple teams and senior leadership through complex, highly cross‑functional...Local area- Hold Brothers Capital, LLC, a self-clearing broker-dealer in US equities, headquartered in New York, seeks a Deputy CFO to manage day-to-day... ...controls. Key duties include payroll administration, monthly close, treasury, audits, tax support and management reporting;...Remote job
$70.6k - $139.8k
...to opportunities for career growth and leadership. Over our 80-year history, delivering excellent... ...Associates with experience in the Broker Dealer industry vertical. As an Audit Senior... ...credit hours) Masters in Accounting, Finance, or related focus is preferred. CPA strongly...Local areaWorldwideHome office$91.4k - $186.9k
...to opportunities for career growth and leadership. Over our 80-year history, delivering excellent... ...’s or master’s degree in accounting, finance, or business administration or other... ...external audit experience working with Broker Dealer clients.Must have CPA certification...Local areaWorldwideHome office$120.9k - $254.9k
...has equitable access to opportunities for career growth and leadership. Over our 80-year history, delivering excellent service through... ...’re looking for Audit Senior Managers with experience in the Broker Dealer industry vertical. As an Audit Senior Manager, you will...Local areaWorldwideHome office- ...salary Dental insurance Paid time off Wellness resources Higher Ground Integrated Human Services (IHS), Inc. Position Title Agency Broker / Self-Direction Broker Location Albany, NY & Surrounding Capital Region Areas Hybrid/Community-Based Position Employment Type Full...Full timePart timeWork at officeFlexible hours
- ...seeking a future team member for the role of Director to join our Pershing Treasury team.... ..., lead ALM matters relating to the broker‑dealer balance sheet monitoring and explaining... ...or equivalent qualification. Degree in finance or economics, with proficiency in math,...Flexible hours
- ...an experienced audit leader to oversee a team of auditors for broker-dealer clients and drive high-quality, compliant engagement delivery... ...strategies, monitor budgets, and present findings to senior leadership. Travel to client sites is required, with opportunities for career...
$150k - $180k
.../ Frec / Senior Operations Associate — Broker-Dealer & RIA Senior Operations Associate — Broker... ...initiatives. Assist with month-end closing and financial reporting (e.g., FOCUS reports... ...work cross-functionally across compliance, finance, product, and engineering Comfort with...Permanent employmentRemote workFlexible hours$175k - $200k
Director / VP Head of Merchant Underwriting Base pay range $175,000.00/yr - $200,000.00/yr... ...over-time solutions. From point-of-sale financing to “Buy Now, Pay Later” programs and... ...functionally with Commercial, Legal, and Credit leadership to structure deals that balance...Work at office$99.4k - $142k
...independence, and opportunity for all — bridging traditional finance with the emerging cryptoeconomy in a way that is more open, fair... ...: Finance The Role: Senior Associate, Trading Operations (Broker Dealer) This role is required to be in person twice a week at our New...Work at officeRemote workFlexible hours$97.9k - $146.8k
...America Financial Group Lead Compliance, Broker / Dealer Location Boca Raton, FL (hybrid) or... ...and will have the opportunity to work closely with the management of the broker/dealer... ...compliance requests, and elevate to department leadership, as necessary Continually evaluate...Work at office$122.2k - $244.4k
...Overview Guy Carpenter, a Marsh business, is seeking a Director, Content & Thought Leadership to lead editorial strategy and produce high-impact content... ..., this role manages a small content team, partner closely with analytics, client insight, PR/media, brand, events...Minimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week$290k - $335k
...Marex and regulatory bodies. Role Summary The Head of Broker Dealer Compliance is an expert in Broker Dealer regulation that leads... ...regulatory organizations, and applicable exchanges ~ Proven leadership experience with the ability to build, develop, and motivate...Full timeWorldwide- ...Senior Vice President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial... ...Consulting & Professional Services Brokerage Finance Investment Banking San Diego Employee Advisor Financial...
$140k - $160k
...Accountant to join our team in New York. In this role, you will handle broker-dealer accounting, maintain the general ledger, and prepare financial... ...solutions, with a competitive salary range of $140,000 to $160,000. Join us as we revolutionize finance! #J-18808-Ljbffr Ripple- ...Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to oversee day-to-day accounting, regulatory reporting and FINOP responsibilities. Reporting to the CEO, you will drive financial controls, tax filings, payroll, reconciliations...
- Hold Brothers Capital, LLC is seeking a CFO/FINOP to oversee accounting and regulatory filing functions for a self-clearing broker‑dealer. The role reports to the CEO and entails hands‑on day‑to‑day accounting, financial reporting, payroll, reconciliations, tax filings,...
$200k - $300k
...CitiCitigroup’s Non-Agency Residential Financing & Securitization Group (“Resi... ...skilled and experienced Director of Structuring to its... ...near prime loans, HELOC and closed end second mortgages, mortgage... ...the structural outputs Team Leadership: Manage and mentor junior colleagues...Full timeShift work$139.75k - $209.62k
...nd Street -Full-Time DaysThe Director of Revenue Engagement acts as... ...This position requires strong leadership, analytical acumen, and deep... ...increase collections.• Collaborate closely with operational leadership... ...Performance, Managed Care, Finance, and clinical departments.•...Full timeTraineeshipWork at officeLocal area
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