Supervisor - Risk Compliance Global Banks (AML/Audit)

AML/CFT/Sanctions Supervisor

RSM is currently seeking a strong AML/CFT/Sanctions professional to join a fast-growing team focused on giving our clients critical assistance in developing and maintaining compliance with Anti-Money Laundering (AML) / Countering the Financing of Terrorism (CFT) and Sanctions regulations.

As a Supervisor in RSM's Regulatory Compliance group, you will be a key participant in the following activities:

• Manage and deliver assessments and other services covering AML/CFT/Sanctions regulatory compliance for banks, broker dealers and other financial institutions
• Participate in the evaluation of the current state of the AML/CFT/Sanctions compliance program, identify any deficiencies to enhance controls, and leverage your knowledge to provide advice to strengthen the AML/CFT/Sanctions Program
• Participate in the development and implementation of AML policies and controls
• Participate in the independent testing or audits of all aspects of the client's AML/CFT/Sanctions Program and suggest strategies and improvements for governance, monitoring, training and testing.
• Participate in the response to enforcement actions focusing on developing and executing a corrective action plan that results in a compliance program that is sustainable and consistent with regulatory expectations and industry standard practices.
• Develop strong relationships with existing clients and prospective clients within banking and financial services industries, providing timely, high quality client service that meets or exceeds expectations
• Participate in engagements (including planning, execution, workpaper review, report preparation and final wrap up), conduct exit meetings, and assist in preparation of reporting and related risk assessment completion
• Communicate with clients on the review process, conclusions and potential improvements to the process.
• Stay abreast of changes in industry regulations, and develop own competency through continuing education and by obtaining additional professional certifications

Minimum Experience/Skills

• Five+ years of experience in AML compliance, internal audit or other control-related function in a national consulting firm or in the financial services industry
• Strong knowledge and expertise of AML/CFT/Sanctions risks, regulations, and typologies
• Experience in the design and implementation of AML programs
• Professional work experience in a regulatory body preferred
• Good verbal/written communication, leadership, analytical and client service skills with the ability to present to other team members
• Ability to exercise independence of judgement and autonomy
• High ethical standards
• Bachelor's degree in a related field
• Ability to travel
• Strong organizational and time management skills

Preferred Qualifications

• Prior experience working for a related regulator
• Diversified experience covering two or more of the areas listed above
• Staff management experience
• Strong organizational and time management skills with ability to manage multiple priorities and projects
• Experience in Compliance and/or Internal Audit at a financial institution
• Relevant compliance, AML or audit certifications (e.g. CAMS, ACFE, CIA, etc.) preferred