Director, Bank Regulatory Compliance — Wholesale
Dormont Manufacturing Co
Dormont Manufacturing Co is seeking a Compliance Officer in New York to enhance its regulatory compliance program. The ideal candidate will have 8-10 years of experience with a broker dealer and a strong understanding of regulatory requirements. This role requires delivering real-time guidance, drafting compliance documents, and working with various stakeholders to ensure compliance within the organization. #J-18808-Ljbffr Dormont Manufacturing Co
$180k - $225k
TD Bank is seeking a Director - Bank Regulatory Compliance Officer for its New York office. This role is pivotal in ensuring adherence to regulatory requirements and overseeing compliance initiatives. The ideal candidate will have extensive experience in bank regulatory...SuggestedWork at office$130k - $211.5k
...implementation and recommend enhancements to BNY’s Compliance frameworks, programs, and policies... ...Support with the development of the regulatory process to identify, implement and... ...at least those regulations relating to Bank Holding Company safety and soundness regulations...SuggestedTemporary workWork experience placement$180k - $225k
...Preferred Qualifications: This Compliance Officer is a key member... ...the TDS US Compliance Regulatory Initiatives Team and U.S. Wholesale Compliance Group. The... ...and enhance the bank regulatory compliance program... ...General Job Description The Director Compliance TDS oversees/...SuggestedWork experience placementLocal areaWork from homeFlexible hours$180k - $225k
...Director - Bank Regulatory Compliance Officer, TD Securities (US)Skip to main contentWe and selected third parties use technologies and tracking tools... ...TDS US Compliance Regulatory Initiatives Team and U.S. Wholesale Compliance Group. The Compliance Regulatory Initiatives...SuggestedWork experience placementLocal areaWork from homeFlexible hours$160k - $260k
...the opportunity? RBC is seeking a Director, Regulatory Advisor (Global Security) to serve as... ...obligations, and governance. You will own our compliance standing under NYDFS Part 500 and SEC... ...cyber/risk experience within a Tier 1 bank with deep knowledge of US Regulatory...SuggestedFull timeFlexible hours$120k - $145k
General Summary Within the US Compliance unit of a large global bank, the BSA/AML Compliance Manager will be responsible for supporting the Bank's BSA... ...are completed in accordance with internal procedures, regulatory requirements, and established service level agreements...Work at office$180k - $225k
...candidate must possess extensive compliance advisory experience... ...understanding of the unique regulatory and supervisory considerations... ...delivering integrated transaction banking solutions. In 2023, we... ...General Job Description:*The Director Compliance TDS oversees/leads...Work experience placement$255k - $316k
...experienced and commercially minded Head of Compliance, US to lead Sokin's compliance function in the US, with a particular focus on bank compliance and bank operational oversight... ..., ensuring the business meets its regulatory obligations in a banking environment, and...Remote workWorldwide- Bank of Montreal is looking for a Director of Equities Compliance in New York, NY. This role focuses on ensuring compliance for equity activities while providing advisory services to the business units. You will monitor developments, engage with traders, and manage compliance...
- ...stakeholders on day to day supervision, regulatory or business conduct matters requiring escalation... ..., working in close coordination with Compliance stakeholders* Perform Delegated... ...Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development...Work experience placementWork at officeLocal areaWork from homeFlexible hours
- ...Description:****Why Work with Us?**At TD Bank US Compliance, we're on a mission to build a more... ...strategic, operational, governance, and regulatory priorities across US Compliance and... ...presentations for regulators, the Board of Directors, and senior leadership, translating...Temporary workWork at office
- ...design and testing for an innovative global bank Responsibilities:... ...procedures through periodic reviews of regulatory filings and controls. Leading regulatory... ...quality assurance and/or regulatory reporting compliance work, which conforms to professional standards...Immediate start
- ...future team member for the role of Director to join our Markets Compliance team, covering Fixed Income and Buy... ...Dealer, NFA Introducing Broker, and Bank regulations. * Advise and... ...guidance on and remain up to date on regulatory developments and industry best practices...Full timeWorldwideFlexible hours
$130k - $160k
...As part of Key’s second line of defense Compliance Risk Management function, the Risk Evaluation... ...of Key’s operations and compliance with regulatory requirements. Individuals work both... ...risk professionals, a strong knowledge of banking operations and products, and be skilled...Temporary workFlexible hoursShift work- ...Deputy Chief Compliance Officer We are actively recruiting for an experienced banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates... ...Programs appropriately addresses the regulatory risks relative to the Division/Unit’s business...
$163.5k - $200.3k
...Senior Manager, Compliance Jersey City, NJ Bluevine is the largest small business banking platform in the U.S., redefining how entrepreneurs manage their money.... ...based annual BSA/AML testing plan aligned to regulatory expectations and internal risk assessments....Immediate startWork from homeFlexible hours- ...Deputy Chief Compliance Officer (CCO) About the Company Diversified financial institution... ..., and maintenance of BSA/AML and OFAC, regulatory compliance, and fraud programs. This... ...services industry. In-depth knowledge of the Bank Secrecy Act, Anti-Money Laundering...Work at office
$130k - $170k
...Overview We are looking for a seasoned compliance professional to own and operate Trovy's... ...helping Trovy move fast while managing regulatory risk with rigor across our lending and card... ...ensure accuracy and timeliness Investor & Bank Partner Reporting: Support compliance...Work from homeFlexible hours$125k - $165k
...innovation. About the Team & Role: As the Director/AML Compliance, you will lead a dedicated team... ...be crucial in ensuring compliance with regulatory requirements and safeguarding the integrity... ...program in accordance with the Bank Secrecy Act (BSA), USA PATRIOT Act, and...Work at officeLocal areaRemote work$246.33k - $304.29k
...Regulatory Affairs Remote – ID: 25R-27 – Full-Time/Regular This position is currently based... ...conditions. We are seeking a Senior Director, Regulatory Affairs to play a critical... ...planning and resource allocation. Labeling, Compliance & Lifecycle Management Contribute to...Full timeWork at officeRemote workRelocationFlexible hours$240k - $270k
...results, and individual growth that creates an inflection point in your career. About the role: We are looking for a Director of Compliance and Regulatory to join our team. Reporting to the General Counsel, you will play a leading role in the design and execution of...Remote workFlexible hoursShift work- ...established life sciences consultancy is seeking an experienced Director of Regulatory Affairs to provide strategic and operational leadership... ...plays a key role in guiding regulatory strategy, ensuring compliance, and supporting business growth across a diverse portfolio...Full timeRemote work
- ...Head Of Regulatory Affairs Merkle Science provides blockchain transaction monitoring and... ...The team has combined experience across Bank of America, Paypal, Luno, Thomson Reuters... ...regulatory strategies to ensure compliance with global, regional, and local regulatory...Local areaFlexible hours
$157.9k - $315.9k
...What you’ll do Set strategy and lead enterprise compliance. Lead the design, development, and implementation of an enterprise-wide program to monitor compliance with applicable legal and regulatory requirements, including services delivered by third parties. Provide strategic...Work experience placement- ...JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping... ...and today we are a leader in investment banking, consumer and small business banking, commercial... ...internal stakeholders on the impact of regulatory requirements and how to balance these...
$150k - $180k
Bank of America is seeking a professional to drive bank-wide liquidity strategies across various entities. This role involves analyzing and reporting liquidity positions, ensuring regulatory compliance, and leading teams on projects focused on liquidity risks. With over...$156.4k - $230k
DoorDash USA is hiring a Manager of Product Compliance for Money Products based in Seattle. This role involves supporting compliance strategy... ...cross-functionally with teams, and ensuring products meet regulatory obligations. Ideal candidates will have over 6 years in...- A leading investment firm based in New York is seeking a Director of Global Compliance to oversee regulatory compliance for broker-dealer functions. The role involves leading a compliance team, providing strategic guidance, and ensuring adherence to regulatory requirements...
$190k - $240k
...Crédit Agricole Group is seeking a Director for Compliance Coordination and Regulatory Affairs in New York. This senior role involves managing interactions with U.S. regulatory agencies, coordinating audits, and leading high-priority compliance projects. The ideal candidate...- ...Major investment bank who has operations in 75 countries and boasts more than 185,00... ...businesses in Asia-Pacific. Job Description The Regulatory Program seeks to help the Bank adjust to... ...independently Additional Information In compliance with federal law, all persons hired will...Work at office
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