Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Registered Funds Senior Counsel

Vanguard

Vanguard’s Office of the General Counsel (OGC) is a trusted partner in advancing the firm’s mission to give investors the best chance for investment success. In this role, you will provide the organization with legal advice and representation on matters related to the Investment Company Act of 1940. You will advise on fund formation, governance, regulatory compliance, and strategic initiatives. You will partner with business leaders to help shape new and existing products and collaborate on high-impact initiatives focused on driving value for investors.Responsibilities:Advise on the Investment Company Act of 1940 and related rules and regulations impacting Vanguard’s registered funds, business activities, investment product development, transactions, and regulatory matters. Ensure that business activities, policies, practices, and transactions comply with all relevant laws and regulations.Draft and negotiate legal documents such as registration statements, shareholder notifications, regulatory filings, advisory agreements, and other fund-related documents.Monitor, analyze, and respond to legislative and regulatory developments related to Vanguard's business activities and investment products to assess the impact, analyze any changes required, and implement updates as necessary.Represent Vanguard’s interests with third parties, including government agencies such as the SEC.Direct and manage outside counsel on complex fund-related matters.Maintain deep expertise in registered funds, regulatory law, Vanguard’s business and products, and industry best practices. Stay current on SEC guidance, rulemaking, and enforcement trends.Mentor junior attorneys and legal staff and contribute to a collaborative team environment.Participate in special projects and perform other duties as assigned.Qualifications:Minimum four years related legal work experience with a focus on the Investment Company Act of 1940.Undergraduate degree or equivalent combination of training and experience. Law degree (JD) required; admission to practice in relevant jurisdiction.Strong working knowledge of SEC regulations, fund governance, disclosure obligations, and investment adviser compliance. Familiarity with BDCs, closed-end funds (tender offer and interval funds) preferred.Excellent drafting, negotiation, and analytical skills. Ability to communicate complex regulatory concepts clearly to business partners.Special FactorsSponsorshipVanguard is not offering visa sponsorship for this position.About VanguardAt Vanguard, we don't just have a mission—we're on a mission.To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.How We WorkVanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.SummaryLocation: Malvern, PA; Charlotte, NC; Washington DC; Scottsdale, AZType: Full time

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Registered Funds Senior Counsel in Scottsdale, AZ vacancy
  •  ...IAT Insurance Group seeks a Senior Surety Claims Counsel who can report to any IAT office location. Hybrid schedule from any IAT Office Monday through Wednesday, with remote option on Thursday and Friday. Fully remote arrangements may be considered for the ideal candidate... 
    Senior
    Work at office
    Remote work

    IAT Insurance Group

    Scottsdale, AZ
    3 days ago
  • $176.5k - $262.35k

     ...as the ability to transfer and withdraw funds. We enable consumers to exchange funds more...  ...frameworks.Escalate complex issues to senior legal leadership where appropriate.Minimum...  ...such as: sales, privacy, product, regional counsel, risk, and regulatoryAbility to spot... 
    Senior
    Full time
    Work at office
    Local area
    Immediate start
    Flexible hours

    PayPal

    Scottsdale, AZ
    2 days ago
  • $200k - $230k

     ...The Senior Counsel for Procurement, EPC, and O&M will provide legal advice and counsel to management and project teams as Clearway positions itself to capture emerging opportunities in the Utility-Scale Wind, Solar, and Battery Energy Storage segments of the energy industry... 
    Senior
    H1b
    Work at office
    Visa sponsorship

    Clearway Energy Group

    Scottsdale, AZ
    3 days ago
  •  ...Statement of Faith to ensure we’re a fit for you. Location: Dallas, TX; Scottsdale, AZ Team Overview We are seeking an experienced Senior Counsel to join our Office of the General Counsel with specialized experience in employment law and data privacy and protection. This... 
    Senior
    Work at office
    Night shift

    Alliance Defending Freedom

    Scottsdale, AZ
    1 day ago
  • $195k - $230k

     ...Senior Counsel Make a difference with us! At Alliance Defending Freedom, we believe God has brought you here for His purpose—to stand for truth and defend the God-given right to live and speak it. Together, we protect religious freedom, free speech, the sanctity of... 
    Senior
    Work at office
    Immediate start

    Alliance Defending Freedom

    Scottsdale, AZ
    3 days ago
  • $135k - $190k

     ...the standard for results‑driven representation across the country. As we continue our nationwide growth, we’re seeking accomplished senior attorneys who bring courtroom confidence, leadership, and a passion for strategy. If you’re ready to make a lasting impact on... 
    Senior
    Full time
    Remote work
    Flexible hours

    Tyson & Mendes

    Scottsdale, AZ
    3 days ago
  • $200k - $240k

     ...Cardone Ventures, LLC is seeking an Assistant General Counsel in Scottsdale, AZ. This role involves managing transactions, providing legal guidance on contracts and intellectual property, while collaborating with cross-functional teams. Ideal candidates will have a... 
    Senior

    Jobleads-US

    Scottsdale, AZ
    11 hours ago
  •  ...Job Description Job Description Direct Counsel is seeking a Senior Counsel to support our Scottsdale Office’s Litigation Practice Group . The ideal candidate will possess 8+ years of recent business litigation experience from a law firm . Candidates should also... 
    Senior
    Work at office

    Direct Counsel

    Scottsdale, AZ
    12 days ago
  • $218k - $323.95k

     ...ability to transfer and withdraw funds. We enable consumers to...  ...legal advice and support to senior management, influencing business...  ...What You'll Do Serve as lead counsel and thought leader on debt and...  ...in connection with registered and exempt offerings, including... 
    Work at office
    Local area
    Immediate start
    Flexible hours

    PayPal

    Scottsdale, AZ
    1 day ago
  • Tyson & Mendes LLP in Scottsdale, AZ seeks an experienced Arizona insurance defense attorney with 8+ years of litigation to take ownership of complex matters. The role offers autonomy, mentorship, and the resources of a national firm with remote work opportunities. Ideal...
    Senior
    Remote job
    Flexible hours

    Tyson & Mendes LLP

    Scottsdale, AZ
    1 day ago
  • $200k - $230k

    A leading energy firm is looking for a Senior Counsel for Procurement, EPC, and O&M. This role involves providing legal advice primarily concerning renewable energy projects in a hybrid work environment. Candidates should possess a JD, a minimum of 7 years of relevant... 
    Senior

    Clearway Energy Group

    Scottsdale, AZ
    4 days ago
  • Early Warning Services, LLC in Scottsdale, AZ, seeks an experienced Senior Product Counsel to advise on cutting-edge payments and digital asset solutions. You will partner with Product, Compliance, Risk, Strategy and banks to navigate complex regulatory matters across... 
    Senior

    Early Warning Services LLC

    Scottsdale, AZ
    3 days ago
  • Early Warning is seeking an experienced Sr. Product Counsel to provide legal guidance on innovative payment solutions. This role involves advising the product team on complex legal matters, ensuring compliance with financial regulations, and supporting the launch of first... 
    Senior

    Early Warning

    Scottsdale, AZ
    4 days ago
  • Early Warning is seeking a Legal professional in Scottsdale to manage and negotiate commercial contracts across diverse business units. The ideal candidate will be responsible for drafting and reviewing contracts, collaborating with internal teams, and providing legal guidance...
    Senior

    Early Warning

    Scottsdale, AZ
    2 days ago
  • Early Warning Services is seeking a Sr. Counsel, Digital Assets to guide regulatory strategy for stablecoins, blockchain, and cross-border solutions within the U.S. payment network. The role requires deep expertise advising financial institutions and leading product and... 
    Senior

    Early Warning Services

    Scottsdale, AZ
    11 hours ago
  •  ...Acuity Fund Solutions is a fund administration firm serving private equity, venture capital, real estate, private credit, hedge funds, and family offices. The Senior Fund Accountant owns the accounting process for an assigned portfolio, mentoring Associates and ensuring... 
    Senior

    Acuityfundsolutions

    Scottsdale, AZ
    4 days ago
  • $97.88k - $213.03k

    IAT Insurance Group has an immediate opening for a Senior Surety Claims Counsel that can report to any IAT office location. This role reports to the VP, Claims Counsel and works closely with the SVP, Chief Legal Officer as well. The Senior Surety Claims Counsel is responsible... 
    Senior
    Work at office
    Immediate start
    Remote work

    IAT Insurance Group

    Scottsdale, AZ
    4 days ago
  • Tyson & Mendes, a leading litigation firm based in Scottsdale, Arizona, seeks accomplished senior attorneys with over 8 years of litigation experience. This role requires managing full case responsibilities, including court appearances, depositions, and trials. The ideal... 
    Senior
    Remote job
    Flexible hours

    Tyson & Mendes

    Scottsdale, AZ
    4 days ago
  • Tyson & Mendes seeks a senior attorney licensed in Arizona to lead and defend high-exposure matters. You will shape case strategy, supervise litigation teams, and mentor junior attorneys while maintaining strong client relationships. The role offers flexibility with office... 
    Senior
    Remote job
    Work at office

    Socket.dev

    Scottsdale, AZ
    1 day ago
  •  ...State bar; 8+ years in-house or corporate counsel experience with strong background...  ...Uniform Commercial Code (UCC) or Electronic Fund Transfer Act (EFTA/Reg E) is insufficient...  ...tagline. Summary: 3 lines max. Example: "Senior Product Counsel with 10+ years in-house at... 
    Senior
    Permanent employment
    Contract work
    H1b
    Immediate start
    Remote work
    Visa sponsorship
    Work visa
    Shift work

    Early Warning Services

    Scottsdale, AZ
    11 hours ago
  •  ...Pravati Capital LLC seeks a seasoned Senior Fund Accountant to lead full‑cycle financial operations for our litigation finance and private equity platform. You will manage fund accounting for closed‑end vehicles, supervise capital calls and allocations, and support MSO... 
    Senior

    Pravati Capital LLC

    Scottsdale, AZ
    3 days ago
  • Vanguard in Scottsdale, AZ is seeking an experienced fund accounting oversight professional to supervise daily tasks and ensure deliverables are completed accurately and on time. You will work with internal and external teams to communicate solutions for clients and provide... 
    Senior

    Vanguard

    Scottsdale, AZ
    3 days ago
  • HonorHealth Foundation in Scottsdale invites a Senior Accountant to join our Finance team at the corporate office. You will manage accounting, reporting, fund and grant accounting, budgeting, and compliance to ensure accurate financial information and donor-aligned results... 
    Senior
    Work at office

    HonorHealth Foundation

    Scottsdale, AZ
    4 days ago
  •  ...We are seeking a seasoned Senior Fund Accountant to join our growing Pravati Capital team and lead full-cycle financial operations for...  ...external auditors, tax preparers, fund administrators, and legal counsel on fund-level reporting and compliance matters Partner with... 
    Senior

    Pravati Capital LLC

    Scottsdale, AZ
    3 days ago
  •  ...Senior Fund Accountant ABOUT THE ROLE The Senior Fund Accountant owns the accounting process for an assigned portfolio of funds — exercising independent judgment, reviewing junior work, and mentoring Associates along the way. This is a role for someone ready to take real... 
    Senior
    Work at office
    Flexible hours

    Acuityfundsolutions

    Scottsdale, AZ
    4 days ago
  •  ...: PWM Registered Client Service Associate Job Number: 3247199 POSTING DATE: Mar 26, 2024 PRIMARY LOCATION: Americas-United States of...  ...including but not limited to equities, bonds, options, mutual funds, annuities, insurance, and managed accounts Reports to: Business... 
    Full time
    Work at office
    Local area

    Morgan Stanley

    Scottsdale, AZ
    12 days ago
  • Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor...  ...stock positions, and providing account balances (e.g., funds due and margin debit)Enter profile information or pre-fill account... 
    Work at office
    Local area

    Morgan-Stanley

    Scottsdale, AZ
    3 days ago
  •  ...long-term. Vanguard’s Office of the General Counsel (the “OGC”) includes more than 600 “...  ...projectsExperience with public and private investment funds, complex financial products and...  ...clients at all levels, including senior management.Special FactorsSponsorshipVanguard... 
    Full time
    Work at office

    Vanguard

    Scottsdale, AZ
    1 day ago
  • $188k - $235k

     ...date of hire. This position is ineligible for employment Visa sponsorship. Overall Purpose We are seeking an experienced Sr. Product Counsel to serve as a trusted advisor to help us shape the future of payments. As a member of our legal team, you will be the go-to subject... 
    Senior
    Hourly pay
    Contract work
    Fixed term contract
    Work at office
    Immediate start
    Visa sponsorship
    Work visa
    Flexible hours

    Early Warning Services LLC

    Scottsdale, AZ
    3 days ago
  •  ...Registered Client Associate Our team is driven by a personal approach to wealth management for each client. As our team grows, we are seeking a Registered Client Associate who shares our long-term vision and values. The ideal candidate is strong in administration,... 
    For contractors
    Work at office

    Raymond James

    Scottsdale, AZ
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Registered Funds Senior Counsel. Be the first to apply!