Registered Client Service Associate
Morgan-Stanley
Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interactions with clients, individuals in this role build trusted relationships. Leading with a client first mindset, a successful candidate for this role will have strong interpersonal skills and will be able to assist clients with their everyday needs.DUTIES and RESPONSIBILITIES:CLIENT SUPPORT Provide service coverage for a FA/PWA/team including:Supporting the FA/PWA/team in cultivating and enhancing new and existing client relationshipsExecuting money movement transactions at the request of the client and/or FA/PWA/teamAnswering general non-investment related questions concerning client accounts, including relaying stock positions, and providing account balances (e.g., funds due and margin debit)Enter profile information or pre-fill account documentation on client accounts and/or documents in aa clerical capacity at the direction of the client and/or FA/PWA/teamEducating or enrolling clients in digital tools (e.g. MSOnline, eSign, eAuthorization)Onboard and maintain client accounts, including collecting client information and required documentation in a clerical capacity at the direction of the client and/or FA/PWA/teamProvide existing clients with details around their account information (e.g., investment objectives, risk tolerance)Accept or enter unsolicited orders and/or enter solicited orders in a clerical capacity at the direction of the FA/PWA/teamSupporting the FAs / PWAs / teams’ marketing strategy (e.g., website maintenance)Assist FAs / PWAs/ teams in delivering against their business plan and client service modelRemaining current on all policies, procedures, and new platformsParticipating in firm initiatives (e.g., training or education programs), special projects and/or other duties directed by local managementADMINISTRATIVE SUPPORT:Answering inbound phone calls or making outbound calls with updates on service requests (e.g., scheduling follow-up calls with FAs / PWAs / teams as needed)Managing the calendar including coordinating meetings or events with logistics such as material prep (e.g., maintaining agendas, sending calendar invites with Zoom credentials)Maintaining travel itineraries, preparing expense reports and managing the reimbursement processAssisting with general in-office support functions such as copying, filing and scanning documentationPreparing and submitting expense reports for processing at the direction of the FA/PWAEDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:Education and/or ExperienceHigh School Diploma/EquivalencyCollege degree preferredActive Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA)Two or more years of industry experience preferred Knowledge/SkillsKnowledge of financial services products, including but not limited to equities, bonds, options, mutual funds, annuities, insurance, and managed accountsDetail orientated with superior organizational skills and ability to prioritizeAdvanced Microsoft Office skills (Word, Excel, Outlook and PowerPoint)Exceptional writing, interpersonal and client service skillsStrong time management skillsTeam player with the ability to collaborate with othersAbility to work in a fast-paced, evolving environmentAdaptable and ability to multitaskGoal oriented, self-motivated and results drivenReports to:Business Service OfficerWHAT YOU CAN EXPECT FROM MORGAN STANLEY:At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.To learn more about our offices across the globe, please copy and paste into your browser.Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.For more information, please visit : . #J-18808-Ljbffr Morgan-Stanley
- ...Company We’re a diversified financial services leader with more than $1.5 trillion... ..., small business and institutional clients. We are a longstanding leader in financial... ...ranked #1 in customer loyalty. As a Registered Client Service Associate, you will provide dedicated support...SuggestedFull timePart timeH1bWork at officeWork from homeHome officeVisa sponsorship1 day per week
- ...and their prospective and existing clients and other branch staff team members.... ...of rich history and recognition for service and excellence in the Financial Services... ...Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented...SuggestedWork experience placementWork at office
- Job Title Registered Client Service Associate (Series 7 required) - Scottsdale, AZ Overview A Scottsdale-based investment firm seeks a Registered Client Service Associate to support two Senior Financial Advisors, assisting with day-to-day operational support for their high...SuggestedFull time
- Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interactions with clients, individuals in this role build trusted relationships...SuggestedWork at officeLocal area
- ...the FA/PWA/team in cultivating and enhancing new and existing client relationships Executing money movement transactions at the request... .../ teams in delivering against their business plan and client service model Remaining current on all policies, procedures, and new...SuggestedWork at officeLocal area
- A financial services firm in Scottsdale, AZ is looking for a Registered Client Service Associate to assist Senior Financial Advisors. The role involves managing client onboarding, providing day-to-day operational support to high-net-worth clients, and participating in...
- Ameriprise Financial in Scottsdale, AZ is seeking a Registered Client Service Associate to support high-producing advisors by preparing portfolio materials, conducting investment research, and processing trades. You will help build financial plans and manage client interactions...
- ...Job Description What is the opportunity? As a Registered Client Associate(RCA)/Branch Service Manager (BSM) at RBC Wealth Management, you will embrace our core values and inclusive culture, becoming a trusted resource to clients, advisors, and the branch team. In...Full timeWork at officeFlexible hours
- ...management firm seeking a highly organized, detail-oriented, and proactive team member to serve in a combined Paraplanner / Client Service Associate role. This position is ideal for someone who enjoys both the relationship and service side of supporting clients and...Full timeWork at office
- U.S. Bank is seeking a service and support representative for Wealth Management to be the primary daily contact for customers, handling... ...items to the Wealth Management Advisor, delivering accurate service and supporting client relationships. #J-18808-Ljbffr U.S. Bank
- Mariner Advisor Network is recruiting for a Client Service Associate to join One2One Wealth Strategies in Scottsdale, AZ. *** Mariner Advisor Network serves as a strategic partner to One2One Wealth Strategies. *** About One2One Wealth Strategies Headquartered in Scottsdale...Full timeFixed term contractMonday to Friday
- ...Job Description Job Description Title: Client Service Associate Primary Division: Golf Location: Scottsdale, AZ Job Status: Full Time/Salaried, Exempt Company Overview: The Familie is a full-service talent management agency with clients across...Full timeTemporary workWork at office
- A financial services firm in Scottsdale is seeking a Client Support Specialist to enhance client relationships and provide administrative support. Key responsibilities include onboarding clients, answering inquiries, managing schedules, and participating in training initiatives...
- ...Investments is a growing asset management firm with over $1.5 billion in assets. The company is looking to add an experienced Client Service Associate/Relationship Manager to its Scottsdale, Arizona location. This client-facing individual will work closely with, and...Work at officeRelocation
- ...personal approach to wealth management for each client. As our team grows, we are seeking a Registered Client Associate who shares our long-term vision and values.The... ...or concerns.* Provide a high level of customer service in a calm, professional manner.* Use mathematics...For contractorsWork experience placementWork at office
- Raymond James' Key Wealth group is seeking a Registered Client Associate & Paraplanner to support financial advisors with client service, data entry, and planning prep. The role emphasizes accuracy, adherence to procedures, and strong communication across client channels...Work at office
- ...Wealth Management Client Associate Scottsdale, Arizona To proceed with your application... ...management and investment products and services for individuals, companies, and... ...Corporation ("BofA Corp."). MLPF&S is a registered broker-dealer, registered investment adviser...Seasonal workWork at officeWork from homeShift workDay shift
- ...Client Experience Associate At PNC, our people are our greatest differentiator and competitive advantage... ...a defined sales process including, service to sales, teller interactions, and... ...Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement...Full timeTemporary workPart timeWork experience placementWork at office
$74.5k - $77.5k
...job: At Vanguard, we have a client-first mentality that we live... ...success.” Our Client Relationship Associates fulfill our mission by... ...building on our products and services to equip you with the expertise... ...need to be full jurisdiction registered in all US states and territories...- Job Reference #342817BRCityScottsdaleJob TypeFull Time Key responsibilitiesAre you truly service oriented? Do you know how to take care of people?We’re looking for a Client Associate to:• keep management systems up-to-date with client information• educate clients on...Work at officeFlexible hours
$80k - $90k
Role Summary On behalf of our client - an established, independently owned wealth management firm based in Scottsdale, AZ - we are seeking a Licensed Service Associate to join a close-knit, high-performing team. This is a backfill role supporting a lead advisor with nearly...Summer workWork at office$58k - $60k
...is one of the fastest-growing Registered Investment Advisor firms in... ...out critical components of a client's financial life. We bring them... ...Role Overview The Client Services - Annuity Specialist is responsible... ...support Qualifications Associates degree or higher Preferred 2...Contract workTemporary workWork at office- ...Client Associate TravisMathew is a premium apparel brand that exists because we seized an opportunityand we're inviting you to take yours... ...is responsible for maintaining the in-store sales and service experience and promoting sales culture within the retail store...Part timeWeekend workAfternoon shift
- ...comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth... ...guidance. Merrill’s Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a...Seasonal workWork at officeWork from homeShift workDay shift
- ...Clerical. We have offices in the US, Canada, Mexico, and India in which we can provide support to our clients. Responsibilities: Provides exceptional client service through strong interpersonal and client relationship management (CRM) skills. Serves as the...Full timeWork experience placementShift workDay shift
$60.5k - $67.5k
...location. At Vanguard, we have a client-first mentality that we... ...opportunity to use your customer service experience to positively... ...financial knowledge. High school, associate degree, or bachelor’s degree.... ...need to be full jurisdiction registered in all US states and...Work at officeRemote work- ...At Your Service Center Colleague Macy's is more than just a store. We're a story. One that's captured the hearts and minds of America... ...to perform job functions, including handheld equipment, cash register and ability to process register transactions. What We Can Offer...Full timePart timeSeasonal workAll shiftsFlexible hoursShift workNight shiftAfternoon shift
- Morgan Stanley is seeking a Registered Client Service Associate to provide exceptional client service and support Financial Advisors/Private Wealth Advisors. The role emphasizes building trusted client relationships, onboarding and maintaining accounts, and assisting with...
- Key Wealth Management is seeking a Registered Client Associate to support financial advisors and staff at the Scottsdale, AZ office. You will handle client inquiries, account information, meeting scheduling, and data entry for financial plans, leveraging CRM systems and...Work at office
$55k
...is one of the fastest-growing Registered Investment Advisor firms in... ...out critical components of a client's financial life. We bring them... ...Job purpose The Client Service Specialist is responsible for... ...needed. Qualifications Associate degree or higher. Preferred...Temporary workWork at office
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