Cross-Market Regulatory Surveillance Investigator
cboe
Cboe Global Markets is seeking a Cross Market Investigator in the Regulation division for a hybrid in-office role in Chicago, IL. The investigator will conduct real-time and pattern-based surveillance of order entry and trading across Cboe Exchanges, applying Python, Excel, and SQL to identify potential rule violations. You will analyze activities, triage alerts, compile investigative narratives, and collaborate with the Options Investigations team to improve signal quality and drive compliant #J-18808-Ljbffr cboe
- Cboe Global Markets is seeking a Cross Market Investigator, Regulation, to join the Regulatory Division. The role involves real-time surveillance of order entry, cross-market activity, and rule compliance for Exchanges, with heavy Python and Excel usage. The investigator...SurveillanceRegulatoryWork at office
- Cboe Global Markets seeks a Cross Market Investigator in Chicago for surveillance and investigations of trading activity. The role emphasizes Python, SQL, and advanced... ...ability to work independently in a fast-paced regulatory environment. #J-18808-Ljbffr Cboe Global...SurveillanceRegulatory
- ...Job Description Building trusted markets - powered by our people At Cboe... ...create opportunities. Role: Cross Market Investigator, Regulation The Cboe Regulatory Division (the \"Division\") is... ...individual to join our Cross Market Surveillance team. The investigator will...SurveillanceRegulatory
$79.48k - $102.85k
...Description Building trusted markets — powered by our people At... ...opportunities. Role: Cross Market Investigator, Regulation Work Location... ...Responsibilities Conduct surveillance and analysis of order entry... ...thresholds to address evolving regulatory concerns. Conduct rule‑...SurveillanceRegulatoryImmediate startFlexible hours- tastytrade is seeking a Senior Surveillance Specialist to design and operate a cross-asset surveillance and AML... ...develop detection logic, investigate alerts, and prepare regulatory reporting across equities, futures, crypto, and other markets. The role requires active...SurveillanceRegulatory
$90k - $110k
Chicago, IllinoisCompliance - Regulatory Compliance & Operations /... ...time Analyst to join its Market Regulation team. CDNA is a... ...market advisories, investigations, trade surveillance, and disciplinary actions.... ...and transaction monitoring.Cross-Functional CollaborationWork...SurveillanceRegulatoryFull timeContract workWeekend workAfternoon shift$119k - $218.3k
...Summary Senior Consultant - Capital Markets Surveillance Our Enterprise Operations & Risk... ...trading anomalies. This role combines regulatory knowledge, analytical skills, and technology... ...people management, preferably leading cross-function project teams Preferred...SurveillanceRegulatoryWork at office$202k - $303k
The Senior Advisor: Market Regulation and Regulatory Service Agreement (RSA), serves as a strategic... ...strategies across surveillance and market investigations functionsReviews and advises on... ...assess operational impactLeads cross-departmental working groups and...SurveillanceRegulatoryFull timeContract workTemporary workFor contractorsFor subcontractorWork at officeLocal areaImmediate start- ...Inc. in Chicago is seeking a Senior Surveillance Specialist to build and operate cross-asset surveillance and AML monitoring... ...programs. You will design detection logic, investigate alerts, monitor crypto activity, and prepare regulatory reports while coordinating with...SurveillanceRegulatory
- tastytrade is seeking a Senior Surveillance Specialist to design, operate, and continuously improve cross‑asset surveillance and AML monitoring... ...will develop detection logic, investigate alerts, monitor crypto activity, and prepare regulatory reporting—beyond operating an...SurveillanceRegulatory
- tastytrade is seeking a Senior Surveillance Specialist to design, operate and continuously improve our cross-asset trade surveillance and AML monitoring program... ...including developing detection logic, investigating alerts, and regulatory reporting. The position requires...SurveillanceRegulatory
$96.6k - $118.8k
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Regulatory Operations - Surveillance is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence...SurveillanceRegulatoryFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start- ...Director of the Testing and Risk Optimization team in Surveillance Optimization and Innovation is a key member of Regulatory Operations’ leadership team and is responsible... ...of FINRA’s mission of investor protection and market integrity.Other Responsibilities:Represents...SurveillanceRegulatoryFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
- ...financial security for middle market consumers. With a history of... ...risk, severity, exposure, regulatory deadlines and reputational risk... ...of complex, high-value investigations from intake through resolution... ...investigations, coordinating cross-functional response among...RegulatoryTemporary workWork at officeRemote workFlexible hours
- ...Financial Advisors and Market leadership, supporting... ...trade and position surveillance and controls (e.g., trade... ...knowledge of relevant regulatory expectations (CFTC/NFA... ...and detail-oriented investigator with strong problem-solving... ...leadership and cross-functional teamsGrowth...SurveillanceRegulatoryTemporary workLocal areaFlexible hours
- ...investor across public and private markets worldwide, with $1.533... ...through ongoing monitoring, surveillance, testing, and advisory activities... ...” by ensuring adherence to regulatory requirements, internal policies... ...and regulatory adherence.Cross train in additional compliance...SurveillanceRegulatoryFull timeTemporary workWork at officeLocal areaWorldwideFlexible hours
- ...closely with R&D, Product Management, Regulatory Affairs, and Quality to integrate... ...guidelines, and enabling Pre-Market submissions as well as Post-Market surveillance of Tempus Medical Devices.What... ...organization and provide education to cross-functional teams on the program....SurveillanceRegulatoryFull timeShift work
- ..., custody and global market access solutions. What... ...dealer and FCM regulatory frameworks, and the ability... ...strategies. Support surveillance of limit frameworks such... ...Assist with incident investigations and post event... ...client facing issues. Cross Functional Collaboration...SurveillanceRegulatoryWork at officeWeekend workAfternoon shift
$101k - $120k
...crypto, and prediction market products to retail... ...are seeking a Senior Surveillance Specialist to help build... ...improve our cross-asset trade surveillance... ...tuning detection logic, investigating alerts and customer escalations... ..., and preparing regulatory reporting - not...SurveillanceRegulatoryFull time$181k - $288k
Job TitleDirector, Quality & Regulatory- Mergers & Acquisitions (M&A)... ...regulatory risks, partnering cross-functionally to deliver compliant... ..., and support to global market organizations.Support financial... ...quality systems, post market surveillance and internal / external audit...SurveillanceRegulatoryFull timeWork at officeImmediate startWork visaRelocation package3 days per week$55.9k - $123.5k
...and consulting with special investigation and the affordability of care... ..., pass, network management, marketing, case management, medical... ...enforcement experience, or regulatory agency experience may substitute... ...your job submissions. Blue Cross and Blue Shield of Illinois,...RegulatoryRemote workWork from home- ...your team:The Financial Crimes Surveillance team develops and maintains... ...that detect and prevent fraud, market manipulation, and money... ...impact on financial security and regulatory complianceWhat will be your responsibilities... ...standards Ownership and Cross-Functional PartnershipTake...SurveillanceRegulatoryWork at officeRemote work
$110k - $160k
...experience bringing SaMD products to market, and you'll play a key role in... ...controls, risk management, regulatory clearance, clinical implementation, and post-market surveillance. Drive the development of... ...Partner with leadership and cross-functional teams to develop...SurveillanceRegulatory$120k - $180k
...effective AML controls, conduct investigations, and maintain a strong regulatory standing. This position... ...cashiering activity surveillance, trade surveillance... ...capable of working with cross-functional teams and building... ...in Chicago's Fulton Market, our team builds award-winning...SurveillanceRegulatoryFull timeWork at office$95k - $120k
...the Northeast and Mid-Atlantic markets and is pursuing growth across... .... Provides monitoring and surveillance of key initiatives and monitors... ...objectives. Works cross-functionally with Underwriting... ...maintenance schedules for rate and regulatory changes. Works closely with Project...SurveillanceRegulatoryFull timeWork at officeLocal areaFlexible hours- ...assets, and broader capital markets. We partner with FCMs, swap dealers... .... You will advise clients on regulatory obligations, conduct risk... ...of compliance and surveillance programs, including policies,... ...digital asset futures/options, cross-margining and portfolio margin...SurveillanceRegulatoryContract work
- ...access electricity derivatives market, offering financial products... ...stand up the monitoring and surveillance infrastructure, and make sure... ...and protection requirements. Regulatory Serve as the primary risk... ...clearing risk integration, and work cross-functionally with engineering...SurveillanceRegulatoryTemporary work
$22.61 - $28.26 per hour
...own. You Will Be As an Asset Protection Investigator, you will work as a member of our Asset... ...situations Perform monitoring and surveillance activities to identify indicators for internal... ...pay within this range may include market, experience and other qualifications of...SurveillanceHourly payFull timeFlexible hours- ...when needed. Facilitate the cross training of staff to ensure that... ...and implement strategic and market plans to grow and retain... ...and consignment items; inspect surveillance equipment for working condition... ...are followed along with all regulatory and internal security procedures...SurveillanceRegulatoryLocal areaAll shiftsMonday to FridayShift workNight shift
- ...crypto, and prediction market products to retail... ...are seeking a Senior Surveillance Specialist to help build... ...improve our cross-asset trade surveillance... ...tuning detection logic, investigating alerts and customer escalations... ..., and preparing regulatory reporting — not...SurveillanceRegulatoryFull timeContract workWork at office
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