Senior Cross-Asset Trade Surveillance & AML Specialist
tastytrade
tastytrade is seeking a Senior Surveillance Specialist to design and operate a cross-asset surveillance and AML monitoring program. You will develop detection logic, investigate alerts, and prepare regulatory reporting across equities, futures, crypto, and other markets. The role requires active licenses (Series 7, 63/66, 3) and strong knowledge of FINRA/NFA/CFTC rules, plus experience with industry surveillance platforms. Located in Chicago with comprehensive benefits. #J-18808-Ljbffr tastytrade
- tastytrade, Inc. is seeking a Senior Surveillance Specialist to design and operate cross-asset trade surveillance and AML monitoring. You will implement detection logic, investigate alerts, and prepare regulatory reporting to meet FINRA, NFA, and CFTC requirements. The...SurveillanceSeniorAsset
- tastytrade is seeking a Senior Surveillance Specialist to design, operate and continuously improve our cross-asset trade surveillance and AML monitoring program. This role spans design and day-to-day execution of surveillance, including developing detection logic, investigating...SurveillanceSeniorAsset
- tastytrade is seeking a Senior Surveillance Specialist to design, operate, and continuously improve cross‑asset surveillance and AML monitoring. You will develop detection logic, investigate alerts, monitor crypto activity, and prepare regulatory reporting—beyond operating...SurveillanceSeniorAsset
- PVH (Tommy Hilfiger/Calvin Klein) in the United States is seeking a professional to design, build, and operate multi-asset trade surveillance and AML transaction-monitoring programs in Chicago. You will tune detection logic, investigate alerts and escalations, monitor...SurveillanceSeniorAsset
$101k - $120k
Department: Compliance Reports To: AML Compliance Officer, tastytrade Employment Type... ...to retail clients. We are seeking a Senior Surveillance Specialist to help build out, operate, and continuously improve our cross-asset trade surveillance and AML transaction-monitoring...SurveillanceSeniorAssetFull time- Reports To: AML Compliance Officer, tastytrade Employment Type: Full-Time About the... ...to retail clients. We are seeking a Senior Surveillance Specialist to help build out, operate, and continuously improve our cross‑asset trade surveillance and AML transaction‑monitoring...SurveillanceSeniorAssetFull timeContract workFor contractorsFor subcontractorWork at office
- ...Financial Crimes/AML (AML monitoring, Screening... .../CDD, Transaction Surveillance) Are you... ...the business, IT, senior management, vendor... ...Collaborate with cross-functional teams across... ...innovative assets, including differentiated... ...IT and business specialists A demonstrable ability...SurveillanceSeniorAssetFull timeTemporary workWork experience placementWork at officeRelocation
$119k - $218.3k
Position Summary Senior Consultant - Capital Markets Surveillance Our Enterprise Operations... ...prevent market abuse, insider trading, and other trading... ...understanding of traded asset classes and products, and... ...management, preferably leading cross-function project teams...SurveillanceSeniorAssetWork at office$90k - $110k
...market advisories, investigations, trade surveillance, and disciplinary actions. In... ...applicable to trading across multiple asset classes traded on CDNA markets,... ....Support enforcement of KYC/AML procedures and transaction monitoring.Cross-Functional CollaborationWork...SurveillanceAssetFull timeContract workWeekend workAfternoon shift- Senior Derivatives Compliance Consultant (NFA/CFTC,... ...derivatives, digital assets, and broader capital markets... ...dealers, proprietary trading firms, DCMs, DCOs, and... ...of compliance and surveillance programs, including policies... ...futures/options, cross-margining and...SurveillanceSeniorAssetContract work
$100k - $115k
...Trading Technologies is a global capital markets technology... .... We are looking for a Senior Accountant who brings... ...systems, not people. Cross-Functional... ...with “X” representing asset classes, functions, workflows... ...; compliance and trade surveillance; clearing and post-trade...SurveillanceSeniorAssetWork at officeLocal areaRemote workWorldwideFlexible hours- Senior Manager, Finance Transformation Full Time • Chicago • Posted 13 hours ago Trading Technologies Multi-asset platform for capital markets Role Summary Trading... ...ability to lead cross‑functional projects from... ...compliance and trade surveillance; clearing and post‑...SurveillanceSeniorAssetFull timeWorldwide
$125k - $182.5k
...regulatory agencies.The Portfolio Specialist works together with the Credit... ...and ability to influence senior leadersExcellent credit analysis... .... Experience managing traded products and complex structured financing facilities with asset managers and other institutional...SeniorAssetFull timeWork at officeFlexible hoursDay shift$78k - $156k
...organization as a Procurement Contract Specialist supporting Operational Services and Logistics... ..., and business objectives.Coordinate cross-functional contract reviews with Legal,... ...SHIFT:StandardTRAVEL:Not specifiedMEDICAL SURVEILLANCE:Not ApplicableSIGNIFICANT WORK...SurveillanceSeniorContract workWorldwideShift work- Revenue Growth Senior Analyst, Trade ManagementJob DescriptionJoin the team behind iconic brands like... ...and improved business results. Key cross-functional partners and collaboration will... ...believe that our employees are our greatest asset, and we're committed to providing them...SeniorAssetFull timeWork experience placementLocal areaRemote workRelocation packageFlexible hours
$175k - $275k
DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated... ...Europe, and Asia, we trade a variety of asset classes including Fixed Income, ETFs, Equities... ...within platform engineering provide cross-cutting capabilities that enable other teams...SeniorAssetTemporary workFlexible hours- ...Compliance Director is a senior leader responsible for... ..., including digital assets and prediction markets.... ...and options on futures trading and clearingRetail foreign... ...Swaps activitiesBSA/AML, fraud, and financial crimes... ...integrityMonitoring, Surveillance, Testing, and...SurveillanceAssetFull time
$82.3k - $121k
...related to physical security technology. You will collaborate with cross-functional teams to ensure projects are completed on time,... ...understanding of physical security systems (e.g., video surveillance, electronic access control, electronic door hardware, intrusion...SurveillanceSeniorAssetHourly payWork experience placementWork at officeLocal areaRemote workFlexible hours- ...Trade Desk Representative, 24/7 Coverage As a Trade... ...real-time firm risk surveillance during overnight hours,... ...platform issues or outages Cross-Functional... ...during overnight hours when senior leadership is unavailable... ...derivatives across multiple asset classes (equity index,...SurveillanceAssetContract workRemote workShift workNight shiftWeekend workDay shiftEarly shift
$170k - $220k
...project finance/infrastructure, asset-backed finance and credit... ...monitoring: Active management and surveillance of existing portfolio credits... ...deal flow. Secondary trading: Be proactive and thoughtful... ...certifications, experience, skills, seniority, geographic location,...SurveillanceSeniorAssetLocal areaWorldwideShift work- ...desktop, and mobile. We’re hiring a Senior Product Designer to work alongside our trading design team and significantly... ...present rationale to leadership, align cross‑functional teams Give substantive... ...crypto trading or other emerging asset classes Familiarity with real‑time...SeniorAssetWork at officeShift work
$154.28k - $199.65k
..., Cboe delivers cutting-edge trading, clearing and investment solutions... ...and products in multiple asset classes, including equities,... ...market oversight. We operate surveillance, examination, and investigative... ...financial markets? As a Senior Machine Learning Engineer - Regulatory...SurveillanceSeniorAssetFull timeWork at officeImmediate start- ...Job Description Position Purpose: The Asset Protection Specialist is primarily responsible for preventing financial loss caused by... ...store's physical security, auditing the Electronic Article Surveillance and driving a shrink elimination culture in the store. Other...SurveillanceAsset
$19.5 per hour
...Job Description Position Purpose: The Asset Protection Specialist is primarily responsible for preventing financial loss caused by theft... ...store's physical security, auditing the Electronic Article Surveillance and driving a shrink elimination culture in the store....SurveillanceAssetLocal area- Flexport is seeking a Senior Trade Advisory Associate, Classification to join our team in Chicago. You will manage HS classification projects, work with clients and internal stakeholders, and ensure accurate classification under HTS, Schedule B, and ECCN guidelines. You...Senior
$230k - $297.5k
...global economy through digital assets, payment applications, and... ...you’ll be responsible for:As Senior Counsel on the Product Legal team... ...related anti-money laundering (AML) and sanctions obligations applicable... ...experience partnering with cross-functional teams.Exposure to...SeniorAssetContract workFlexible hours- ...Description Job Description International Trade Senior Associate Attorney or Counsel Direct... ...with multidisciplinary teams on cross-border transactions and regulatory matters... ...Arms Regulations (ITAR), Office of Foreign Assets Control (OFAC), and Committee on Foreign...SeniorAssetWork at office
$175k - $240k
DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to... ...throughout the U.S., Canada, Europe, and Asia, we trade a variety of asset classes including Fixed Income, ETFs, Equities, FX, Commodities...SeniorAssetTemporary workWork at officeFlexible hours- A global financial services leader seeks a Trading Services Manager III to oversee cash operations and funding for asset-backed transactions. This role involves managing funding communications, leading projects, and mentoring team members. Candidates should have 7+ years...SeniorAsset
$172.5k - $222.5k
...global economy through digital assets, payment applications, and... ...including financial crime compliance (AML/CTF), cybersecurity, product... ..., mitigated, and reported to senior management and regulators... ...regulatory expectations.Strong cross-functional collaboration skills...SeniorAssetLocal areaFlexible hours
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