Senior Cross-Asset Trade Surveillance & AML Specialist
tastytrade
tastytrade is seeking a Senior Surveillance Specialist to design and operate a cross-asset surveillance and AML monitoring program. You will develop detection logic, investigate alerts, and prepare regulatory reporting across equities, futures, crypto, and other markets. The role requires active licenses (Series 7, 63/66, 3) and strong knowledge of FINRA/NFA/CFTC rules, plus experience with industry surveillance platforms. Located in Chicago with comprehensive benefits. #J-18808-Ljbffr tastytrade
- tastytrade is seeking a Senior Surveillance Specialist to design, operate and continuously improve our cross-asset trade surveillance and AML monitoring program. This role spans design and day-to-day execution of surveillance, including developing detection logic, investigating...SurveillanceSeniorAsset
- tastytrade, Inc. in Chicago is seeking a Senior Surveillance Specialist to build and operate cross-asset surveillance and AML monitoring programs. You will design detection logic, investigate alerts, monitor crypto activity, and prepare regulatory reports while coordinating...SurveillanceSeniorAsset
- tastytrade is seeking a Senior Surveillance Specialist to design, operate, and continuously improve cross‑asset surveillance and AML monitoring. You will develop detection logic, investigate alerts, monitor crypto activity, and prepare regulatory reporting—beyond operating...SurveillanceSeniorAsset
$101k - $120k
Department: Compliance Reports To: AML Compliance Officer, tastytrade Employment Type... ...to retail clients. We are seeking a Senior Surveillance Specialist to help build out, operate, and continuously improve our cross-asset trade surveillance and AML transaction-monitoring...SurveillanceSeniorAssetFull time- Reports To: AML Compliance Officer, tastytrade Employment Type: Full-Time About the... ...to retail clients. We are seeking a Senior Surveillance Specialist to help build out, operate, and continuously improve our cross‑asset trade surveillance and AML transaction‑monitoring...SurveillanceSeniorAssetFull timeContract workFor contractorsFor subcontractorWork at office
- Senior Derivatives Compliance Consultant (NFA/CFTC,... ...derivatives, digital assets, and broader capital markets... ...dealers, proprietary trading firms, DCMs, DCOs, and... ...of compliance and surveillance programs, including policies... ...futures/options, cross-margining and...SurveillanceSeniorAssetContract work
$90k - $110k
...market advisories, investigations, trade surveillance, and disciplinary actions. In... ...applicable to trading across multiple asset classes traded on CDNA markets,... ....Support enforcement of KYC/AML procedures and transaction monitoring.Cross-Functional CollaborationWork...SurveillanceAssetFull timeContract workWeekend workAfternoon shift- Company Description L&G's Asset Management business is a major investor... ...are seeking an experienced Senior Compliance Officer to support... ...including market abuse surveillance, best execution testing, fee... ...testing, allocation analysis, cross trade oversight and other investment...SurveillanceSeniorAssetFull timeTemporary workLocal areaWorldwideFlexible hours
- Senior Manager, Finance Transformation Full Time • Chicago • Posted 13 hours ago Trading Technologies Multi-asset platform for capital markets Role Summary Trading... ...ability to lead cross‑functional projects from... ...compliance and trade surveillance; clearing and post‑...SurveillanceSeniorAssetFull timeWorldwide
$200k - $275k
...DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated... ...Europe, and Asia, we trade a variety of asset classes including Fixed Income, ETFs, Equities... ...within platform engineering provide cross-cutting capabilities that enable other teams...SeniorAssetFull timeTemporary workFlexible hours- Blue Owl is seeking an SEC reporting professional to support non-traded REITs under US GAAP and SEC requirements. You will collaborate with REIT accounting teams, the fund administrator, and property managers to ensure timely and accurate SEC reporting documentation. Responsibilities...SeniorAsset
$53.52k - $96.74k
...YouTube . Job Description The Sr. Specialist, New Product Launch is an individual contributor... ...the product-area owner. Coordinates cross-functional stakeholders, internal teams,... ...project management software, and digital asset management tools. In-depth knowledge...SeniorAssetFull timeWork at officeFlexible hours$100k - $115k
Trading Technologies Multi-asset platform for capital markets ← Back to Careers Senior Accountant (CPA) Full Time Chicago Posted 2 days ago... ...lives in systems, not people. Cross-Functional Collaboration... ...trading; compliance and trade surveillance; clearing and post‑trade...SurveillanceSeniorAssetFull timeWork at officeLocal areaRemote workWorldwideFlexible hours- Senior Associate, Capital Markets Trading Chicago, IL, USA Job Description Our Story Founded in 2008, Hightower... ...executing successful trades across multiple asset classes. WhatYou’llDo Trade... ...access to liquidity Work closely with cross-functional teams, including research...SeniorAssetPermanent employmentWork at officeLocal areaWork from homeMonday to ThursdayFlexible hours
- ...Americas, LLC, a leading renewable energy company, is seeking a Sr Asset Management Associate to join our Operations & Maintenance... ...financial controls, with scope to influence asset strategy and cross-functional stakeholders while traveling to various sites. #J-18...SeniorAsset
- CBOE Global Markets in Chicago seeks a Surveillance Analyst to monitor SPX/VIX trading activity and identify possible violations of Exchange Rules and federal securities laws. You will use various programs and collaborate with regulatory staff to document findings and recommend...Surveillance
- ...The Work:Accenture is seeking a Senior Consultant or Manager to lead... ...pressure and global trade volatility — combining deep domain... ...workstreams across FDA, CBP, and cross-border documentation requirements... ...reusable delivery assets.Travel - candidates must be willing...SeniorAssetFull timeLive inWork at officeLocal area
- ...It starts with YOU. We’re seeking a Senior Analyst to support our Trade Optimization team and initiative. This... ...and improved business results. Key cross-functional partners and collaboration... ...that our employees are our greatest asset, and we're committed to providing them...SeniorAssetWork experience placementLocal areaRemote workRelocation packageFlexible hours
$170k - $220k
...project finance/infrastructure, asset-backed finance and credit... ...monitoring: Active management and surveillance of existing portfolio credits... ...deal flow. Secondary trading: Be proactive and thoughtful... ...certifications, experience, skills, seniority, geographic location,...SurveillanceSeniorAssetFull timeLocal areaWorldwideShift work$50 - $60 per hour
...Compliance Associate Our client is a global asset servicing and compliance solutions... ...and monitoring activities. Support trade surveillance reviews and investigations. Administer and... ...personal trading programs. Assist with AML/KYC screening processes and compliance reviews...SurveillanceAssetHourly payContract workTemporary workLocal area$132k - $160k
...desktop, and mobile. We are hiring a Senior Product Designer to work alongside our trading design team and significantly... ...present rationale to leadership, align cross‑functional teams Give substantive... ...crypto trading or other emerging asset classes Familiarity with real‑...SeniorAssetFull timeWork at officeShift work- ...Job Description Position Purpose: The Asset Protection Specialist is primarily responsible for preventing financial loss caused by... ...store's physical security, auditing the Electronic Article Surveillance and driving a shrink elimination culture in the store. Other...SurveillanceAsset
- Flexport is seeking a Senior Trade Advisory Associate, Classification to join our team in Chicago. You will manage HS classification projects, work with clients and internal stakeholders, and ensure accurate classification under HTS, Schedule B, and ECCN guidelines. You...Senior
- ...related to physical security technology. You will collaborate with cross‑functional teams to ensure projects are completed on time,... ...understanding of physical security systems (e.g., video surveillance, electronic access control, electronic door hardware, intrusion...SurveillanceSeniorAssetHourly payWork experience placementWork at officeLocal areaFlexible hours
$23.5 per hour
...Job Description Position Purpose: The Asset Protection Specialist is primarily responsible for preventing financial loss caused by theft... ...store's physical security, auditing the Electronic Article Surveillance and driving a shrink elimination culture in the store....SurveillanceAssetLocal area- Balyasny Asset Management L.P. is looking for a Senior Engineer to join their Execution Technology team in Chicago. This role involves designing and building high-performance trading algorithms and leading complex technical projects. Candidates should have 10-15+ years...SeniorAsset
- EY is seeking a Senior International Tax professional to join our Financial Services Organization... ...in the United States. You will advise on cross-border tax matters, tax planning, and... ...management for a portfolio of banking, asset management, and real estate clients....SeniorAsset
$150k - $170k
...with over $13 billion of assets, we’re currently... ...Anti-Money Laundering (AML) function across our self... ...professionals, and serve as the senior escalation point for... ...obligations. Surveillance: Improve surveillance... ...investigations and controls. Cross-functional partnership:...SurveillanceAsset$19.5 per hour
# Asset Protection SpecialistApply* ## OVERVIEW* ## BENEFITS**Location –** Alsip, IL**... ...Position Purpose:**The Asset Protection Specialist is primarily responsible for preventing... ...security, auditing the Electronic Article Surveillance and driving a shrink elimination culture...SurveillanceAssetHourly payImmediate startWork from home$230k - $297.5k
...global economy through digital assets, payment applications, and... ...you’ll be responsible for:As Senior Counsel on the Product Legal team... ...related anti-money laundering (AML) and sanctions obligations applicable... ...experience partnering with cross-functional teams.Exposure to...SeniorAssetContract workFlexible hours
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