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Regulatory Compliance Specialist - Financial Services

EisnerAmper India

Prosperity – An EisnerAmper Company in Iselin is seeking a disciplined Compliance professional to support the firm’s regulatory program and day-to-day compliance operations. You will monitor filings, review documentation, and assist with examinations to ensure adherence to SEC and FINRA requirements.

Collaborating across departments, you will help update policies, maintain the compliance calendar, and promote a culture of integrity and continuous improvement in a fast-paced financial services

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Vacancy posted 2 days ago
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