...Analyst, Legal and Compliance Job Description
Firm Overview
Summit Rock Advisors is an independent advisory firm that provides financial... .... The firm functions as its clients' outsourced investment office providing independent, customized advice. The Summit Rock Advisors...
Legal
...standards. As such, responsibility for Compliance is not assigned to a given function (e.g... ...administered by the Company’s Compliance officers. The Chief Compliance Officer (“The CCO”... ...conform to our Code of Conduct and the legal and regulatory requirements of the jurisdictions...
Legal
Contract work
Temporary work
Local area
Flexible hours
Weekend work
...Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance
**New York, NY**
Posted Mar 11, 2024 - Requisition No. 123709
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and...
Legal
Holiday work
Temporary work
For contractors
Work experience placement
...Works with gaming property management and Compliance Management in development and training... ...field of study and 6 months of Accounting, Legal or Compliance experience or demonstrated... ...primarily performed in a climate-controlled office setting. Work involves moderate exposure...
Legal
...regulations
Proficient in using a smart phone for safety audit software and emails
Proficient in using a computer and Microsoft Office (Outlook, Word, Excel, etc.)
Excellent verbal and written communication skills. Strong organizational, record-keeping and follow...
Suggested
Holiday work
For contractors
Local area
Flexible hours
...civil litigation. With a commitment to excellence, providing high-quality legal services to clients in the financial industry.
Job Description:
They are seeking a skilled and motivated legal office administrator / paralegal to join their legal team. The ideal...
Legal
...Overview:
We are seeking a meticulous and proactive Legal Assistant specializing in compliance to join our dynamic legal team. The ideal candidate will... ..., and analytical skills.
Proficiency in Microsoft Office Suite and legal research databases.
Exceptional organizational...
Legal
Local area
Catholic Charities, Diocese of Metuchen (CCDOM), with more than 450 employees is a non-profit, social services agency with its mission, driven by Catholic social teaching, of providing quality services with dignity and respect to the poor, vulnerable and all people in need...
Legal
The Financial Crimes Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm policies and procedures related to Financial Crimes Compliance. This position...
Suggested
Work experience placement
Local area
Northlake Behavioral Health System - Chief Compliance Officer (CCO)
Northlake Behavioral Health System
Position Summary:
The Chief Compliance... ...the hospital, including leadership, departments, and the legal team.
Stay abreast of evolving regulations and industry...
Legal
Temporary work
...company continues its exponential growth trajectory, consistently exceeding sales targets, we are seeking our inaugural Legal and Compliance Officer to spearhead the development and expansion of our legal and compliance functions. Operating at the nexus of banking and...
Legal
Full time
Remote job
...Job Description
Job Description Bright Vision Technologies has an immediate opportunity for Legal Compliance Analyst at Denver, CO. Minimum of 3-5 years’ experience as a legal or compliance professional in Healthcare Industry.
Candidate must have permanent work...
Legal
Permanent employment
Immediate start
ABAC and Economic Sanctions Compliance
- Review the set up documents of active suppliers previously processed and set up manually... ...Mining and Manufacturing sectors worldwide. With more than 80 offices in 45 countries, we are able to provide our clients with the...
Legal
Full time
For contractors
Worldwide
Work visa
...Animal Control
Opening Date: 04/09/2024
Closing Date: 4/23/2024 12:00 PM Mountain
Summary Statement
Animal Compliance Officer serves as a sworn City officer to patrol city parks, foothills reserves, and greenbelt enforcing compliance with City and...
Suggested
Hourly pay
Holiday work
Full time
Temporary work
Local area
Outdoor
Flexible hours
Shift work
Weekend work
Afternoon shift
Early shift
All shifts
...Job Description
Job Description Executive Assistant (Legal and Compliance)
Timonium, MD
Responsibilities:
Provide high-level administrative... ...professionally at all levels.
Proficiency in Microsoft Office suite and other relevant software applications.
Knowledge...
Legal
Work experience placement
Local area
...:
Provides senior level administrative support directly to the EVP, Chief Administrative Officer (CAO) and Chief Legal Officer (CLO), as well as the Legal and Compliance team in direct support of Goodwill’s executive level business operations. May also provide administrative...
Legal
Holiday work
Full time
Temporary work
Immediate start
...advisor to our clients.
As a key member of PIMCO's Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic... ...candidate will have meaningful leadership experience in a legal and compliance organization. This role will report...
Legal
Immediate start
Flexible hours
...Chief Legal & Compliance Officer
About the Company
Reputable law firm
Industry
Law Practice
Type
Privately Held
About the Role
The Chief Legal and Compliance Officer will be responsible for providing legal expertise and guidance, overseeing day...
Legal
Full time
...Job Description
Job Description JOB SUMMARY:
The Compliance Officer is responsible for determining all functions impacted by external... ...Serves as Compliance Officer and Privacy Officer and manages legal risk as described.
MAJOR DUTIES AND RESPONSIBILITIES:...
Legal
Local area
...information on the Department of Justice and the United States Attorneys' Offices, visit
This position is also being announced to applicants... ...United States Attorneys (AUSA) by providing a variety of legal assistance and office support services. If selected, you will receive...
Legal
Holiday work
Permanent employment
Full time
Temporary work
Part time
Remote job
Relocation
Overseas
...Job Description
Job Description CRA & Compliance Officer
Reports to: EVP Chief Operating Officer
Summary:
Effectively manage... ...regarding (1) internal controls and safeguards, (2) regulatory and legal compliance, and (3) changes to the bank’s policy and...
Legal
Holiday work
Temporary work
Bank staff
Flexible hours
...Liaison, and Organization Defense Travel Administrator (ODTA) role in the Defense Travel System (DTS) and provide legal assistance, administrative, and office automation services to support military and civilian personnel assigned to the Office of the Staff Judge...
Legal
Temporary work
Part time
Work experience placement
Local area
...assist with the identification of candidates for the position of Compliance Officer .
About Secured Advantage FCU:
Located in... ...this position, You’ll Need:
Bachelor’s degree in business, legal studies, or related field
Minimum of 3-5 years related compliance...
Legal
...AIRPORT NOISE COMPLIANCE OFFICER
Print (
Apply
?
AIRPORT NOISE COMPLIANCE OFFICER
Salary
$135,000.00 - $170,000.00 Annually
Location
City of Long Beach, CA
Job Type
Unclassified - Full-Time, Permanent
Job Number
AP24-010
Department...
Holiday work
Permanent employment
Full time
Temporary work
Part time
Local area
Flexible hours
Weekend work
...clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will... ...years’ proven experience in a compliance officer role and broker/dealer-related and escalations... ...rules.
~ Good knowledge of legal requirements and procedures.
~ Highly...
Legal
Full time
...reputable construction company in Brooklyn, NY to hire their next Office and Compliance Manager. This person must have construction office... ...experience in procuring insurances necessary for on-site safety and legal compliance.
3. Proven track record in ordering and...
Legal
...taxpayers of Idaho. We are seeking applicants to fill a Tax Compliance Officer 2 position in the Pocatello Field Office.
Summary:
To... ...determine methods of liquidating tax liabilities
Interact with legal staff and prepare summons to obtain financial records...
Legal
Holiday work
Permanent employment
Full time
Work experience placement
Local area
Trial period
Flexible hours
Monday to Friday
...INLET TRIBAL COUNCIL, INC
JOB DESCRIPTION
Job Title: Compliance Officer
Department: Employment & Training Services Department (ETSD... ...explaining and obtaining necessary notarized signatures on legal documents.
Duties and Responsibilities include but not...
Legal
Permanent employment
Full time
Contract work
Flexible hours
...s a Security Specialist Insider Threat Program Analysis and Compliance Officer/Analyst.
This will be an onsite position in Springfield, VA... ...disseminating intelligence data
~ Operate within applicable legal framework (e.g., Electronic Communications
~ Privacy Act,...
Legal
Remote job
...370,000 retail accounts, from nearly 80 offices across six continents. Our customers are... ...Serve as the leader in all aspects of compliance associated with the swap dealer and partner... ...Counsel as needed to resolve difficult legal/compliance issues
Serve as the lead point...
Legal
Permanent employment
Full time
Worldwide
3 days per week