Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

AVP, Hedge Fund Compliance & Trade Oversight

Coda Search│Staffing

A leading staffing agency in New York seeks an AVP for their Alternative Investments Compliance Team. The role involves overseeing process improvements, reviewing marketing communications, and ensuring compliance with relevant regulations. Ideal candidates should possess a Bachelor’s degree and at least 3 years of experience in Compliance or Legal within the Asset Management sector. Strong analytical and communication skills are essential for working closely with various teams including Fund Marketing and Legal. #J-18808-Ljbffr Coda Search│Staffing

Vacancy posted 16 hours ago
Similar jobs that could be interesting for youBased on the AVP, Hedge Fund Compliance & Trade Oversight in New York, NY vacancy
  • $200k - $300k

    Project Manager for Trade Lifecycle Modernization New York Team...  ...finance, human resources, legal, compliance, and tax. Our team consists...  ...Program across our hedge fund platform. This individual will...  ...leadership. Technology Delivery Oversight Partner with technology teams... 
    Suggested
    Work at office

    Socket.dev

    New York, NY
    2 days ago
  •  ...global investment manager that is looking to add an experienced Trading Compliance Advisory professional to its growing team in New York....  ...environment Qualifications We're keen to speak with candidates from hedge funds, proprietary trading firms, market makers or investment... 
    Suggested
    Work at office

    OCR Alpha

    New York, NY
    5 days ago
  • $135k - $200k

     ...sciences, growth equity, secondaries and hedge funds. Further information is available at ....  ...updates) and assisting with day-to-day oversight of legal matters.Providing legal...  ...funds.Working with the in-house Legal & Compliance team and external counsel to monitor and... 
    Suggested
    Full time
    Local area

    Blackstone Group

    New York, NY
    4 days ago
  • Mondrian Alpha, a premier global hedge fund, seeks a Compliance Officer for its New York office. The role offers broad remit across trading, advisory, surveillance, and core compliance, with strong potential to drive automation and team expansion. You will interact with... 
    Suggested
    Work at office
    Flexible hours

    Mondrian Alpha

    New York, NY
    3 days ago
  • $75k - $95k

     ...investment structures, including hedge funds, private equity funds, and CLOs. The position involves oversight of NAV production, capital...  ...preparation, while ensuring compliance with applicable accounting standards...  ...: $75,000 - $95,000 AVP: $100,000 - $120,000 How... 
    Suggested
    Permanent employment
    Full time
    Work at office
    Immediate start
    Flexible hours
    3 days per week

    Delta Capita

    New York, NY
    6 days ago
  •  ...diverse quantitative platform.This is not a traditional oversight or reporting role. The successful candidate will be...  ...in quantitative investment management, systematic trading or portfolio risk, gained within a hedge fund, proprietary trading firm, investment bank or... 
    Permanent employment
    Temporary work
    Worldwide

    Barclay Simpson Corporate Governance Recruitment

    New York, NY
    5 days ago
  • $160k - $200k

     ...infrastructure, life sciences, growth equity, secondaries and hedge funds. Further information is available at . Follow @blackstone on...  ...experienced and visionary Software Engineer to join our Legal and Compliance Technology group. This role is pivotal in designing and... 
    Full time
    Contract work
    Local area

    Blackstone Group

    New York, NY
    3 days ago
  • $109.12k - $163.68k

     ...Investment Officer (CIO), including reporting requirements on Risk, Compliance, Finance and Audit Perform month-end valuation and...  ...analytics from the third - party data provider for the long only and hedge fund portfolios Required to have time-management skills and... 
    Full time

    Citigroup, Inc.

    New York, NY
    4 days ago
  • $290k - $335k

     ...execution, market making, and hedging and investment...  ...traders, banks, hedge funds and asset managers. With...  ...financial landscape, Compliance has become...  ...Income, Listed Options trading activities as well as...  ...requirements Direct compliance oversight of key programs, including... 
    Worldwide

    Rex Technologies GmbH

    New York, NY
    1 day ago
  • $262k - $289k

     ...first‑line protection through deal review, oversight, and escalation where appropriate...  ...driving continuous improvement Role Overview (AVP) As an AVP & Actuary within the Chief Pricing...  ...business leadership on risk/return trade‑offs and pricing governance. Lead cross‑... 
    Work at office

    Munich Reinsurance America, Inc

    New York, NY
    16 hours ago
  • Compliance Officer | SEC Registered Investment Adviser / Hedge Fund Platform US-Based | Reporting to Chief Compliance Officer We...  ..., and core compliance program oversight within a fast-paced, global...  ...conflicts of interest, personal trading, outside business activities,... 

    Alexander Chapman

    New York, NY
    4 days ago
  • $175k

    Optima Partners is a global compliance and regulatory consulting firm...  ...Dhabi, and Dubai, we advise hedge funds, private equity firms,...  ...investor communications, personal trading, electronic communications...  ...deliverables. Act as the primary oversight resource for client... 
    Full time
    Work at office
    Worldwide

    Optima Partners

    New York, NY
    4 days ago
  • $125k - $185k

     ...Market Making, Clearing, Hedging and Investment...  ...executing around 50 million trades and clearing 205...  ...traders, banks, hedge funds and asset managers. With...  ...ensuring comprehensive oversight and identification of...  ...learn lessons. Ensuring compliance with the company’s... 
    Full time
    Immediate start
    Remote work

    Marex

    New York, NY
    16 hours ago
  • $140k - $200k

    AVP, Global Tax Compliance (Multi-Asset) $140,000 - 200,000 Base Salary (Depends...  ...support across its multi-asset fund platform. In this role, you...  ...of fund assets. Trading & Securities Tax Adjustments...  ...adjacent business lines with tax oversight for retail and co-... 
    Work at office
    Local area
    Shift work

    Vaco by Highspring

    New York, NY
    16 hours ago
  • $150k - $200k

    Verition Fund Management LLC (\"Verition\") is a multi-strategy, multi-manager hedge fund founded in 2008. Verition focuses on global...  ...Long/Short & Capital Markets Trading, and Global Quantitative Trading...  ...position and portfolio oversight — concentration, leverage, liquidity... 

    Verition Fund Management LLC

    New York, NY
    16 hours ago
  • $105k - $120k

     ...Annual Bonus Job Overview - Fund Accountant & Operations Associate...  ...covers reconciliation, NAV oversight, trade lifecycle support, and...  ...or financial services with hedge fund exposure. Responsibilities...  ...Automation: Assist with audit and compliance requests while driving... 
    Full time
    Remote work
    Monday to Friday

    Atlantic Group

    New York, NY
    1 day ago
  • $125k - $175k

     ...services: Market Making, Clearing, Hedging and Investment Solutions and...  ...executing around 50 million trades and clearing 205 million...  ...consumers and traders, banks, hedge funds and asset managers. With...  ...for a Surveillance Compliance officer to join the team our... 
    Full time
    Work at office
    Immediate start

    Marex

    New York, NY
    14 days ago
  • $240k - $300k

    BlackCube Labs is seeking a Head of Market Risk for US Credit Trading in New York. The ideal candidate will oversee risk management for credit products, with at least 12 years of experience in risk management and a strong understanding of hybrid credit products. In this... 

    BlackCube Labs

    New York, NY
    3 days ago
  • $110k - $125k

     ...growth equity, secondaries and hedge funds. Further information is...  ...Management, Investment, Legal & Compliance, Business and Financial...  ...each investment decision.* **Trade Processing:** Develop allocation...  ....* **Offshore Team Oversight:** Supervise offshore teams... 
    Work at office
    Local area

    The Blackstone Group L.P.

    New York, NY
    4 days ago
  • $220k - $260k

     ...Director, Americas Team Lead, Hedge Funds + Private Equity Corporate...  ...with lending, financing and trading activities. CRM is a Second...  ...York, providing day‑to‑day oversight and guidance to a team of VPs...  ...Market Risk, Legal, Operations, Compliance and Finance; oversee client... 
    Relocation package

    Nomura

    New York, NY
    4 days ago
  •  ...AnnuallyIndustry Asset Management;Hedge Fund;Private EquitySelling Points...  .... Enhance your expertise in compliance testing and portfolio...  ...management, and administrator oversight within the firm's credit...  ...with portfolio management, trading, and structuring teams for daily... 
    Work at office

    Green Key Resources

    New York, NY
    1 day ago
  • $180k - $225k

     ...Market Making, Clearing, Hedging and Investment...  ...executing around 50 million trades and clearing 205...  ...traders, banks, hedge funds and asset managers....  ...the RCSA. Ensuring compliance with the company's regulatory...  ...independently with minimal oversight as well as be an... 
    Full time
    Temporary work
    Immediate start

    Marex

    New York, NY
    3 days ago
  • $140k - $160k

     ...Annuities. Job DescriptionWe’re looking for a Hedge Fund Implementation Director to lead the...  ....How you’ll spend your time…Oversee the trade order entry process for hedge fund and...  ...Face off with key business partners (ex. Compliance, Legal, Middle Office Operations, Products... 
    Full time
    H1b
    Work at office
    Work from home
    Visa sponsorship
    1 day per week

    Ameriprise Financial

    New York, NY
    5 days ago
  •  ...risk-development projects across the organisation.Candidate profileSignificant experience in an investment, trading, quantitative or risk position within a hedge fund, investment bank or similarly sophisticated markets environment.Strong knowledge of several relevant... 
    Permanent employment
    Temporary work

    Barclay Simpson Corporate Governance Recruitment

    New York, NY
    5 days ago
  •  ...20276Salary Type AnnuallyIndustry Hedge FundSelling Points Lead impactful compliance operations in a dynamic investment...  ...processes.Job DescriptionSenior Hedge Fund Compliance Officer / Legal Counsel...  ...compliance considerations in trading activities and portfolio management... 
    Contract work

    Green Key Resources

    New York, NY
    2 days ago
  •  ...senior Risk Manager to support our growing global Systematic Trading business:Conduct daily and intraday analysis on the Systematic...  ...risk manager / portfolio manager / quant trader in a major bank, hedge fund, or quantitative trading firm Strong programming skills in... 
    Temporary work

    Balyasny Asset Management

    New York, NY
    3 days ago
  • $91k - $121k

     ...details.The Triparty Allocation Associate/AVP is responsible for managing and...  ...efficiently allocated, monitored, and reported in compliance with regulatory requirements and internal...  ...morning collateral reporting for start of the trading day.Ability to learn and navigate systems... 
    Full time
    Work at office
    Local area
    Remote work
    Day shift

    MUFG

    New York, NY
    2 days ago
  •  ...researcher, analyst, trader, and/ or portfolio manager in a bank or hedge fund.Practical experience in Equity Derivatives strategies (e.g....  ...arbitrage, index rebalance, spin-off / corporate restructuring trades) Strong academic background in a quantitative area e.g. math,... 

    Balyasny Asset Management

    New York, NY
    3 days ago
  • $200k - $300k

    Hudson River Trading is hiring a Commodities Risk Manager for our NYC office. You will be...  ...appropriately control market, operational, funding and liquidity risk without disrupting...  ...covering commodities in an investment bank, hedge fund, or asset managerStrong understanding... 
    Work at office
    Local area
    Immediate start

    Hudson River Trading

    New York, NY
    1 day ago
  •  ...Reference 0000016059Salary Type AnnuallyIndustry Hedge Fund;Private EquitySelling Points Elevate your...  ...incident management and operational oversight.Contribute to the lifecycle management of Linux-based systems, ensuring compliance with industry standards and best... 

    Green Key Resources

    New York, NY
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to AVP, Hedge Fund Compliance & Trade Oversight. Be the first to apply!