Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

AVP, Hedge Fund Compliance & Trade Oversight

Coda Search│Staffing

A leading staffing agency in New York seeks an AVP for their Alternative Investments Compliance Team. The role involves overseeing process improvements, reviewing marketing communications, and ensuring compliance with relevant regulations. Ideal candidates should possess a Bachelor’s degree and at least 3 years of experience in Compliance or Legal within the Asset Management sector. Strong analytical and communication skills are essential for working closely with various teams including Fund Marketing and Legal. #J-18808-Ljbffr Coda Search│Staffing

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the AVP, Hedge Fund Compliance & Trade Oversight in New York, NY vacancy
  • $120k - $140k

     ...Management team as an AVP, Credit Risk Analyst....  ...credit risk, ensuring compliance with internal policies...  ...and providing objective oversight across various...  ...independent credit analysis of hedge fund counterparties....  ...hedge fund structures, trading strategies, and financing... 
    Suggested

    Cantor Fitzgerald

    New York, NY
    5 days ago
  • $225k - $275k

     ...to the Senior Director, NBFI Trading, Trading Credit Risk for the overall...  ...management, leadership, oversight and performance of counterparty...  ...facilities covering private credit funds under Non-bank Financials, and...  ...range of entities, including hedge funds, funds/SPVs, pensions,... 
    Suggested
    Full time

    CIBC Bank

    New York, NY
    3 days ago
  • $225k - $275k

     ...You’ll Be Doing:As Executive Director , Trading Credit Risk, you will be a senior...  ...trading and financing activities involving hedge funds, private capital firms, and institutional...  ..., and monitor risk while ensuring compliance with CIBC policies and maintaining a prudent... 
    Suggested
    Full time
    Remote work
    Flexible hours
    Shift work
    3 days per week

    CIBC Bank

    New York, NY
    3 days ago
  • Chief Operating Officer — NY Proprietary Trading Firm Help a NY-based proprietary trading firm build out a hedge fund business on top of their existing operation — without...  ...ll own: Register a broker-dealer and lead BD compliance Onboard a secondary clearer and strengthen... 
    Suggested
    Local area

    Fionics

    New York, NY
    5 days ago
  • $125k - $175k

     ...services: Market Making, Clearing, Hedging and Investment Solutions and...  ...executing around 50 million trades and clearing 205 million...  ...consumers and traders, banks, hedge funds and asset managers. With...  ...for a Surveillance Compliance officer to join the team our... 
    Suggested
    Full time
    Work at office
    Immediate start

    Marex

    New York, NY
    a month ago
  • Firm Type: Leading International Proprietary Trading Firm Reports To: Chief Risk Officer / Executive Leadership Team (matrixed) Role...  ..., quantitative risk, or trading systems Background in banks, hedge funds, proprietary trading firms, or high-frequency environments... 
    Shift work

    Confidential

    New York, NY
    1 day ago
  • $75k - $95k

     ...investment structures, including hedge funds, private equity funds, and CLOs. The position involves oversight of NAV production, capital...  ...preparation, while ensuring compliance with applicable accounting standards...  ...: $75,000 - $95,000 AVP: $100,000 - $120,000 How... 
    Permanent employment
    Full time
    Work at office
    Immediate start
    Flexible hours
    3 days per week

    Delta Capita

    New York, NY
    28 days ago
  •  ...join a growing multi-strategy hedge fund and play a key role in...  ...Investment, Finance, Treasury, Risk, Compliance, Technology, and Middle...  ...including fund administrator oversight, month-end close, cash and position reconciliations, and trade lifecycle management, while helping... 
    Work at office

    Selby Jennings

    New York, NY
    3 days ago
  • $109.12k - $163.68k

     ...Investment Officer (CIO), including reporting requirements on Risk, Compliance, Finance and Audit Perform month-end valuation and...  ...analytics from the third - party data provider for the long only and hedge fund portfolios Required to have time-management skills and... 
    Full time

    Citigroup, Inc.

    New York, NY
    1 day ago
  • $262k - $289k

     ...first‑line protection through deal review, oversight, and escalation where appropriate...  ...driving continuous improvement Role Overview (AVP) As an AVP & Actuary within the Chief Pricing...  ...business leadership on risk/return trade‑offs and pricing governance. Lead cross‑... 
    Work at office

    Munich Reinsurance America, Inc

    New York, NY
    3 days ago
  • Compliance Officer | SEC Registered Investment Adviser / Hedge Fund Platform US-Based | Reporting to Chief Compliance Officer We...  ..., and core compliance program oversight within a fast-paced, global...  ...conflicts of interest, personal trading, outside business activities,... 

    Alexander Chapman

    New York, NY
    1 day ago
  •  ...prevents, detects and mitigates compliance, regulatory and reputational...  ...law, accounting, sales, and trading. We look for those who...  ...in alternative strategies (hedge fund, private credit, private equity...  ...materialsPerform forensic testing, oversight and surveillances to assess... 

    Goldman Sachs

    New York, NY
    3 days ago
  • $175k

    Optima Partners is a global compliance and regulatory consulting firm...  ...Dhabi, and Dubai, we advise hedge funds, private equity firms,...  ...investor communications, personal trading, electronic communications...  ...deliverables. Act as the primary oversight resource for client... 
    Full time
    Work at office
    Worldwide

    Optima Partners

    New York, NY
    1 day ago
  • $125k - $185k

     ...Market Making, Clearing, Hedging and Investment...  ...executing around 50 million trades and clearing 205...  ...traders, banks, hedge funds and asset managers. With...  ...ensuring comprehensive oversight and identification of...  ...learn lessons. Ensuring compliance with the company’s... 
    Full time
    Immediate start
    Remote work

    Marex

    New York, NY
    3 days ago
  • $42k - $150k

     ...Corporate or Personal Banking or our Trade Services, Commodities,...  ...aspects of and will provide oversight, guidance and challenge to the...  ...risk management BSA/AML, Compliance, and Talent Management Complete...  ...industry is required for AVP level Minimum 5 years of work... 
    Work experience placement

    Bank of China Limited, New York Branch

    New York, NY
    2 days ago
  • $140k - $200k

    AVP, Global Tax Compliance (Multi-Asset) $140,000 - 200,000 Base Salary (Depends...  ...support across its multi-asset fund platform. In this role, you...  ...of fund assets. Trading & Securities Tax Adjustments...  ...adjacent business lines with tax oversight for retail and co-... 
    Work at office
    Local area
    Shift work

    Vaco by Highspring

    New York, NY
    3 days ago
  • $105k - $120k

     ...Annual Bonus Job Overview - Fund Accountant & Operations Associate...  ...covers reconciliation, NAV oversight, trade lifecycle support, and...  ...or financial services with hedge fund exposure. Responsibilities...  ...Automation: Assist with audit and compliance requests while driving... 
    Full time
    Remote work
    Monday to Friday

    Atlantic Group

    New York, NY
    3 days ago
  • DRW is a diversified trading firm with over 3 decades of experience...  ...trading strategies, hedging approaches and key risk assumptions...  ...scenario analysis. Ensure effective oversight of market, execution,...  ...trading firm, market maker, hedge fund or electronic trading... 
    Remote job

    Ellenco Estágios e Treinamentos

    New York, NY
    1 day ago
  • $150k - $200k

    Verition Fund Management LLC (\"Verition\") is a multi-strategy, multi-manager hedge fund founded in 2008. Verition focuses on global...  ...Long/Short & Capital Markets Trading, and Global Quantitative Trading...  ...position and portfolio oversight — concentration, leverage, liquidity... 

    Verition Fund Management LLC

    New York, NY
    3 days ago
  • $160k - $200k

    ## Product Manager, AVP - Business Finance TechnologyApplylocations: New Yorktime type...  ...sciences, growth equity, secondaries and hedge funds. Further information is available at Follow...  ...architecture discussions, including trade-offs across performance, scalability, and... 
    Local area

    The Blackstone Group L.P.

    New York, NY
    3 days ago
  • $200k - $300k

    Morgan Stanley Fund Services (MSFS), part of the Institutional...  ...more than 350 global hedge funds, private equity...  ...technology, legal, and compliance teams as needed Partner...  ..., and Regulatory Oversight Maintain a robust...  ...we advise, originate, trade, manage and distribute... 
    Temporary work

    652 MS Fund Services Inc.

    New York, NY
    2 days ago
  • $220k - $260k

     ...Director, Americas Team Lead, Hedge Funds + Private Equity Corporate...  ...with lending, financing and trading activities. CRM is a Second...  ...York, providing day‑to‑day oversight and guidance to a team of VPs...  ...Market Risk, Legal, Operations, Compliance and Finance; oversee client... 
    Relocation package

    Nomura

    New York, NY
    1 day ago
  •  ...founders to experts from leading hedge funds and tech companies. If you'...  ...intersection of technology, compliance, and client experience -...  ...operational leadership, including trading, custody, reconciliation,...  ..., and operational risk oversight. Drive automation and operational... 
    Work at office
    Relocation
    Monday to Friday

    SupportFinity™

    New York, NY
    2 days ago
  • $42k - $150k

     ...Corporate or Personal Banking or our Trade Services, Commodities,...  ...staff attendance for compliance and reporting purposes. Maintain...  ...procurement of stationery and diligent oversight of the department's asset...  ...administrative support for AVP level; Minimum 1 years of... 
    Contract work
    Work at office

    Bank of China Limited, New York Branch

    New York, NY
    1 day ago
  • $95k - $190k

    Morgan Stanley Fund Services Established in 2004, Morgan Stanley...  ...billion in assets across 350+ hedge funds, private equity and large...  ...and clients to resolve daily trade and accounting breaksPreparing...  ...closing procedures and ensuring compliance with established accounting... 
    Contract work
    Temporary work
    Work at office

    Morgan Stanley

    New York, NY
    3 days ago
  •  ...Compliance, Asset Management Compliance, Vice President, New York...  ...law, accounting, sales, and trading. We look for those who possess...  ...in alternative strategies (hedge fund, private credit, private equity...  ...Perform forensic testing, oversight and surveillances to assess... 
    Full time
    Work at office

    Goldman Sachs Group, Inc.

    New York, NY
    1 day ago
  •  ...senior Risk Manager to support our growing global Systematic Trading business:Conduct daily and intraday analysis on the Systematic...  ...risk manager / portfolio manager / quant trader in a major bank, hedge fund, or quantitative trading firm Strong programming skills in... 
    Temporary work

    Balyasny Asset Management

    New York, NY
    5 days ago
  • $91k - $121k

     ...details.The Triparty Allocation Associate/AVP is responsible for managing and...  ...efficiently allocated, monitored, and reported in compliance with regulatory requirements and internal...  ...morning collateral reporting for start of the trading day.Ability to learn and navigate systems... 
    Full time
    Work at office
    Local area
    Remote work
    Day shift

    MUFG

    New York, NY
    4 days ago
  •  ...researcher, analyst, trader, and/ or portfolio manager in a bank or hedge fund.Practical experience in Equity Derivatives strategies (e.g....  ...arbitrage, index rebalance, spin-off / corporate restructuring trades) Strong academic background in a quantitative area e.g. math,... 

    Balyasny Asset Management

    New York, NY
    5 days ago
  • $175k - $275k

     ...Collaboration: Work closely with cross-functional teams, including trading and portfolio management, to integrate risk management...  ...plus. Who We Are Schonfeld is a global multi-manager hedge fund that strives to deliver industry-leading risk-adjusted returns... 

    Schonfeld

    New York, NY
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to AVP, Hedge Fund Compliance & Trade Oversight. Be the first to apply!