AVP, Hedge Fund Compliance & Trade Oversight
Coda Search│Staffing
A leading staffing agency in New York seeks an AVP for their Alternative Investments Compliance Team. The role involves overseeing process improvements, reviewing marketing communications, and ensuring compliance with relevant regulations. Ideal candidates should possess a Bachelor’s degree and at least 3 years of experience in Compliance or Legal within the Asset Management sector. Strong analytical and communication skills are essential for working closely with various teams including Fund Marketing and Legal. #J-18808-Ljbffr Coda Search│Staffing
$120k - $140k
...Management team as an AVP, Credit Risk Analyst.... ...credit risk, ensuring compliance with internal policies... ...and providing objective oversight across various... ...independent credit analysis of hedge fund counterparties.... ...hedge fund structures, trading strategies, and financing...Suggested$225k - $275k
...to the Senior Director, NBFI Trading, Trading Credit Risk for the overall... ...management, leadership, oversight and performance of counterparty... ...facilities covering private credit funds under Non-bank Financials, and... ...range of entities, including hedge funds, funds/SPVs, pensions,...SuggestedFull time$225k - $275k
...You’ll Be Doing:As Executive Director , Trading Credit Risk, you will be a senior... ...trading and financing activities involving hedge funds, private capital firms, and institutional... ..., and monitor risk while ensuring compliance with CIBC policies and maintaining a prudent...SuggestedFull timeRemote workFlexible hoursShift work3 days per week- Chief Operating Officer — NY Proprietary Trading Firm Help a NY-based proprietary trading firm build out a hedge fund business on top of their existing operation — without... ...ll own: Register a broker-dealer and lead BD compliance Onboard a secondary clearer and strengthen...SuggestedLocal area
$125k - $175k
...services: Market Making, Clearing, Hedging and Investment Solutions and... ...executing around 50 million trades and clearing 205 million... ...consumers and traders, banks, hedge funds and asset managers. With... ...for a Surveillance Compliance officer to join the team our...SuggestedFull timeWork at officeImmediate start- Firm Type: Leading International Proprietary Trading Firm Reports To: Chief Risk Officer / Executive Leadership Team (matrixed) Role... ..., quantitative risk, or trading systems Background in banks, hedge funds, proprietary trading firms, or high-frequency environments...Shift work
$75k - $95k
...investment structures, including hedge funds, private equity funds, and CLOs. The position involves oversight of NAV production, capital... ...preparation, while ensuring compliance with applicable accounting standards... ...: $75,000 - $95,000 AVP: $100,000 - $120,000 How...Permanent employmentFull timeWork at officeImmediate startFlexible hours3 days per week- ...join a growing multi-strategy hedge fund and play a key role in... ...Investment, Finance, Treasury, Risk, Compliance, Technology, and Middle... ...including fund administrator oversight, month-end close, cash and position reconciliations, and trade lifecycle management, while helping...Work at office
$109.12k - $163.68k
...Investment Officer (CIO), including reporting requirements on Risk, Compliance, Finance and Audit Perform month-end valuation and... ...analytics from the third - party data provider for the long only and hedge fund portfolios Required to have time-management skills and...Full time$262k - $289k
...first‑line protection through deal review, oversight, and escalation where appropriate... ...driving continuous improvement Role Overview (AVP) As an AVP & Actuary within the Chief Pricing... ...business leadership on risk/return trade‑offs and pricing governance. Lead cross‑...Work at office- Compliance Officer | SEC Registered Investment Adviser / Hedge Fund Platform US-Based | Reporting to Chief Compliance Officer We... ..., and core compliance program oversight within a fast-paced, global... ...conflicts of interest, personal trading, outside business activities,...
- ...prevents, detects and mitigates compliance, regulatory and reputational... ...law, accounting, sales, and trading. We look for those who... ...in alternative strategies (hedge fund, private credit, private equity... ...materialsPerform forensic testing, oversight and surveillances to assess...
$175k
Optima Partners is a global compliance and regulatory consulting firm... ...Dhabi, and Dubai, we advise hedge funds, private equity firms,... ...investor communications, personal trading, electronic communications... ...deliverables. Act as the primary oversight resource for client...Full timeWork at officeWorldwide$125k - $185k
...Market Making, Clearing, Hedging and Investment... ...executing around 50 million trades and clearing 205... ...traders, banks, hedge funds and asset managers. With... ...ensuring comprehensive oversight and identification of... ...learn lessons. Ensuring compliance with the company’s...Full timeImmediate startRemote work$42k - $150k
...Corporate or Personal Banking or our Trade Services, Commodities,... ...aspects of and will provide oversight, guidance and challenge to the... ...risk management BSA/AML, Compliance, and Talent Management Complete... ...industry is required for AVP level Minimum 5 years of work...Work experience placement$140k - $200k
AVP, Global Tax Compliance (Multi-Asset) $140,000 - 200,000 Base Salary (Depends... ...support across its multi-asset fund platform. In this role, you... ...of fund assets. Trading & Securities Tax Adjustments... ...adjacent business lines with tax oversight for retail and co-...Work at officeLocal areaShift work$105k - $120k
...Annual Bonus Job Overview - Fund Accountant & Operations Associate... ...covers reconciliation, NAV oversight, trade lifecycle support, and... ...or financial services with hedge fund exposure. Responsibilities... ...Automation: Assist with audit and compliance requests while driving...Full timeRemote workMonday to Friday- DRW is a diversified trading firm with over 3 decades of experience... ...trading strategies, hedging approaches and key risk assumptions... ...scenario analysis. Ensure effective oversight of market, execution,... ...trading firm, market maker, hedge fund or electronic trading...Remote job
$150k - $200k
Verition Fund Management LLC (\"Verition\") is a multi-strategy, multi-manager hedge fund founded in 2008. Verition focuses on global... ...Long/Short & Capital Markets Trading, and Global Quantitative Trading... ...position and portfolio oversight — concentration, leverage, liquidity...$160k - $200k
## Product Manager, AVP - Business Finance TechnologyApplylocations: New Yorktime type... ...sciences, growth equity, secondaries and hedge funds. Further information is available at Follow... ...architecture discussions, including trade-offs across performance, scalability, and...Local area$200k - $300k
Morgan Stanley Fund Services (MSFS), part of the Institutional... ...more than 350 global hedge funds, private equity... ...technology, legal, and compliance teams as needed Partner... ..., and Regulatory Oversight Maintain a robust... ...we advise, originate, trade, manage and distribute...Temporary work$220k - $260k
...Director, Americas Team Lead, Hedge Funds + Private Equity Corporate... ...with lending, financing and trading activities. CRM is a Second... ...York, providing day‑to‑day oversight and guidance to a team of VPs... ...Market Risk, Legal, Operations, Compliance and Finance; oversee client...Relocation package- ...founders to experts from leading hedge funds and tech companies. If you'... ...intersection of technology, compliance, and client experience -... ...operational leadership, including trading, custody, reconciliation,... ..., and operational risk oversight. Drive automation and operational...Work at officeRelocationMonday to Friday
$42k - $150k
...Corporate or Personal Banking or our Trade Services, Commodities,... ...staff attendance for compliance and reporting purposes. Maintain... ...procurement of stationery and diligent oversight of the department's asset... ...administrative support for AVP level; Minimum 1 years of...Contract workWork at office$95k - $190k
Morgan Stanley Fund Services Established in 2004, Morgan Stanley... ...billion in assets across 350+ hedge funds, private equity and large... ...and clients to resolve daily trade and accounting breaksPreparing... ...closing procedures and ensuring compliance with established accounting...Contract workTemporary workWork at office- ...Compliance, Asset Management Compliance, Vice President, New York... ...law, accounting, sales, and trading. We look for those who possess... ...in alternative strategies (hedge fund, private credit, private equity... ...Perform forensic testing, oversight and surveillances to assess...Full timeWork at office
- ...senior Risk Manager to support our growing global Systematic Trading business:Conduct daily and intraday analysis on the Systematic... ...risk manager / portfolio manager / quant trader in a major bank, hedge fund, or quantitative trading firm Strong programming skills in...Temporary work
$91k - $121k
...details.The Triparty Allocation Associate/AVP is responsible for managing and... ...efficiently allocated, monitored, and reported in compliance with regulatory requirements and internal... ...morning collateral reporting for start of the trading day.Ability to learn and navigate systems...Full timeWork at officeLocal areaRemote workDay shift- ...researcher, analyst, trader, and/ or portfolio manager in a bank or hedge fund.Practical experience in Equity Derivatives strategies (e.g.... ...arbitrage, index rebalance, spin-off / corporate restructuring trades) Strong academic background in a quantitative area e.g. math,...
$175k - $275k
...Collaboration: Work closely with cross-functional teams, including trading and portfolio management, to integrate risk management... ...plus. Who We Are Schonfeld is a global multi-manager hedge fund that strives to deliver industry-leading risk-adjusted returns...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to AVP, Hedge Fund Compliance & Trade Oversight. Be the first to apply!
- hedge fund New York, NY
- hedge fund private equity tax manager New York, NY
- hedge fund manager New York, NY
- hedge fund accountant New York, NY
- hedge fund analyst New York, NY
- operations manager hedge fund New York, NY
- hedge fund cfo New York, NY
- data scientist (hedge fund) New York, NY
- corporate compliance New York, NY
- code compliance New York, NY


