Securities Settlements Manager | Regulatory Controls
Scotiabank
Scotiabank is seeking a Manager for GWO Securities Settlements - Regulatory Control in Dallas. The role focuses on driving controls, regulatory submissions, and cross-team collaboration to ensure compliant operations within SCUSA’s settlements function. The ideal candidate has Series 99 certification, 5+ years of possession and control experience, and strong Excel skills. You will partner with desks, operations, and audit teams to strengthen controls and governance. #J-18808-Ljbffr Scotiabank
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Securities Settlements Manager | Regulatory Controls in Dallas, TX vacancy
- Title: Manager, GWO Securities Settlements - Regulatory Control Requisition ID: 267114 Salary Range: - Purpose Contributes to the overall success of the Securities Settlements team in NY ensuring specific individual goals, plans and initiatives are executed / delivered...SuggestedLocal areaFlexible hours
- ...of investment banking, credit and risk management products and services relevant to the... ...future! Purpose The Senior Manager, Regulatory Control & Operations Oversight leads a small team... ...Regulatory Reporting team; post-settlement supervisory controls and customer protection...SuggestedLocal areaFlexible hoursShift work
- Manager, Regulatory Obligations & Controls Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... ..., including Federal and State banking, commodity, securities, and investment management laws, regulations, and interpretations...SuggestedFor contractorsFlexible hours
- Scotiabank is seeking a Manager for GWO US Securities Settlements based in Dallas. This role involves managing the daily operations of both U.S. Domestic and International Equities and Fixed Income settlements, focusing on accuracy and timeliness. The successful candidate...Suggested
$99k - $232k
...Description & SummaryThe OpportunityAs an Oracle Application Security & Controls Manager, you will engage with clients to optimize operational... ...measures, and offer guidance and support for compliance with regulatory standards. Your work will enable clients to mitigate...SuggestedFull timeH1b$200k - $225k
...Description Summary:The Director of Security and Compliance leads the... ...while ensuring adherence to regulatory requirements, contractual... ...AND DUTIESRisk Management: Sets the mission, vision, and... ...Financial Management:Develop and control the annual department budget...Full timeTemporary workFlexible hours- Scotiabank is seeking a Manager of Regulatory Obligations & Controls to support US Compliance. The role focuses on governance, controls, and continuous improvement across regulatory obligations for the Bank’s U.S. operations. You will lead a team, coordinate with global...
- ...new areas of inspiration and expand your capabilities, then consider a career in Advisory.KPMG is currently seeking a Manager, SAP Security & Controls to join our Advisory Organization.Responsibilities:Plan and execute client engagements focusing on SAP security, SAP GRC...H1bLocal area
- ...the operational lead for US and Canadian export regulatory compliance. With Celestica’s HPS and ATS... ...Regulations (ITAR). This specialist will drive the management of U.S. Department of Commerce controls and safeguard secure collaboration across all global design teams....Temporary workWork at officeNight shift
$100k - $115k
Supply Chain Security & Compliance Manager Apex Logistics International provided pay range: $100,000 -... ...training, auditing, risk management, and regulatory engagement to ensure we meet or... ...enforce company-wide policies, internal controls, and corrective/preventive action...Full timeContract work- Bosch is seeking an Export Control Manager for the Americas region to oversee export control compliance for Home Comfort Group. You will... ...and sanctions matters across the Americas. You will review regulatory requirements, escalate cases, and partner with corporate teams...
- Manager, US Information Security & Control Requisition ID: 260679 Salary Range: - Please note that the Salary Range shown is a guideline only. Salary... ...practices, and help ensure alignment with Bank standards and regulatory expectations. Your work will contribute directly to...Work at officeLocal areaFlexible hours
- Global Asset is seeking an Inventory Control Supervisor to lead daily inventory operations and own the control function across warehouse activities. You will manage variance, enforce standards, and guide teams during cycle counts and reconciliations. The role requires independent...
- Bosch Group is seeking an Export Control Manager for the Americas region to lead export control compliance for the HC group in the Americas. The role serves as the central contact for export control matters and offers guidance across regions, reporting to the Lead ECM for...
$164k - $239k
...integrated into corporate frameworks.Implement regulatory obligations into workflows, ensuring... ...and maintain assurance capabilities and controls to drive ongoing compliance and ensure... ...will own key compliance workstreams and manage multi-faceted projects with long-term...- ...leading logistics company in Dallas is seeking a Supply Chain Security & Compliance Manager. The role involves leading compliance strategies and overseeing cargo security programs in alignment with regulatory frameworks. Candidates should possess significant experience...Full time
$140k - $160k
...Quality Assurance/Quality Control Manager Eskola, LLC | Full-Time | $140,000–$160,000 (Based on Qualifications & Experience) Eskola, LLC has been installing commercial and industrial roofing and waterproofing systems throughout the North and southeastern U.S. since 197...Full timeFor contractors- ...of investment banking, credit and risk management products and services relevant to the financing... ...of the U.S. Compliance Risk and Control Assessment (“CRCA”) program. The Manager... ...throughout the CRCA lifecycle. Monitor regulatory, business and control environment developments...Flexible hours
- ...located in Grand Prairie, Texas, is seeking an Internal Audit Manager to lead the audit function across the organization. This role requires... ..., execution, and reporting of audits, ensuring internal controls are effective, and identifying business improvement opportunities...
- ...responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, assisting with oversight of... ...providing support, advice and guidance, to business unit and control function management to support their regulatory...Bank staffWork at officeLocal areaFlexible hours
- ...turn ideas into reality.We Are Platform Security professionals develop and deliver solutions... ...Roles, SAP GRC Access and Process Control solutions, data protection through role based security, and ERP vulnerability management solutions that minimize the impact of internal...Full timeContract workWork experience placementLive inWork at officeLocal area
- ...is seeking a Client & Vendor Risk Manager to lead information security due diligence, third-party risk assessments... ....• Evaluate vendor security controls, certifications, and risk posture.•... ...Support client audits, assessments, and regulatory reviews.• Partner with Legal,...
- We AreAccenture Security helps organizations prepare, protect, detect, respond, and recover... ...defense, application security, and managed service solutions to rethink the entire... ...CyberArk, HashiCorp), and policy-based access control.Minimum of 5 years of Cloud platforms (...Full timeWork experience placementLive inWork at officeLocal area
- ...services firm providing investment banking, securities and investment management services to a substantial and diversified client... ...reporting, beneficial ownership, and regulatory disclosure requirements? Within Controllers, the US Position Reporting team is seeking a...
- The Controls Project Manager is responsible for overseeing the deployment of building and electrical monitoring systems (BMS, DCIM, EPMS) across data center construction projects. This role ensures systems are delivered on time, within scope, and in alignment with design...Full timeWork at officeLocal area
- Manage the design and implementation of a variety of physical security integration projects under the Development & Construction team for all new build construction... ...design, budgeting and implementation of the access control and CCTV security systems to ensure an on-time...Full timeWork at officeLocal area
- ...American clients to create and manage built environments that play... ...environment), the HSE and Security Manager is responsible for effectively... ...security protocols, access control measures, emergency response... ...standards.Engage with regulatory agencies and supporting operations...Full timePart timeFor contractorsLocal areaFlexible hours
- ...A leading provider of office supplies is seeking an experienced Distribution Center Inventory Control Operations Manager in Dallas, Texas. The role involves supervising a team and optimizing workflow within a distribution center. Candidates should have at least five years...Work at office
$155k - $190k
...Crusoe. About the Role: We're seeking an experienced Manager, Global Security Operations Center (GSOC) to lead the day-to-day operations... ...sites: power, network, and system redundancy for access control, video, and alarm platforms, in partnership with data center...Contract workTemporary workWorldwideAll shiftsShift workNight shiftRotating shiftWeekend workDay shiftAfternoon shift- ...across records Help with account setup and ongoing servicing Set up new accounts and assist with quote and policy processes Manage updates and changes to existing accounts (such as document revisions or policy updates) Collect and organize information for...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Securities Settlements Manager | Regulatory Controls. Be the first to apply!
Related searches
- physical security manager Dallas, TX
- corporate security manager Dallas, TX
- surveillance manager Dallas, TX
- security manager Dallas, TX
- senior director information security Dallas, TX
- director information security Dallas, TX
- director global security Dallas, TX
- senior security manager Dallas, TX
- security operations manager Dallas, TX
- program manager with security clearance Dallas, TX



