Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Securities Settlements Manager | Regulatory Controls

Scotiabank

Scotiabank is seeking a Manager for GWO Securities Settlements - Regulatory Control in Dallas. The role focuses on driving controls, regulatory submissions, and cross-team collaboration to ensure compliant operations within SCUSA’s settlements function. The ideal candidate has Series 99 certification, 5+ years of possession and control experience, and strong Excel skills. You will partner with desks, operations, and audit teams to strengthen controls and governance. #J-18808-Ljbffr Scotiabank

Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Securities Settlements Manager | Regulatory Controls in Dallas, TX vacancy
  • Title: Manager, GWO Securities Settlements - Regulatory Control Requisition ID: 267114 Salary Range: - Purpose Contributes to the overall success of the Securities Settlements team in NY ensuring specific individual goals, plans and initiatives are executed / delivered... 
    Suggested
    Local area
    Flexible hours

    Scotiabank

    Dallas, TX
    4 days ago
  •  ...of investment banking, credit and risk management products and services relevant to the...  ...future! Purpose The Senior Manager, Regulatory Control & Operations Oversight leads a small team...  ...Regulatory Reporting team; post-settlement supervisory controls and customer protection... 
    Suggested
    Local area
    Flexible hours
    Shift work

    Scotiabank - Global Banking and Markets

    Dallas, TX
    3 days ago
  • Manager, Regulatory Obligations & Controls Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...  ..., including Federal and State banking, commodity, securities, and investment management laws, regulations, and interpretations... 
    Suggested
    For contractors
    Flexible hours

    Scotiabank

    Dallas, TX
    3 days ago
  • Scotiabank is seeking a Manager for GWO US Securities Settlements based in Dallas. This role involves managing the daily operations of both U.S. Domestic and International Equities and Fixed Income settlements, focusing on accuracy and timeliness. The successful candidate... 
    Suggested

    Scotiabank

    Dallas, TX
    5 days ago
  • $99k - $232k

     ...Description & SummaryThe OpportunityAs an Oracle Application Security & Controls Manager, you will engage with clients to optimize operational...  ...measures, and offer guidance and support for compliance with regulatory standards. Your work will enable clients to mitigate... 
    Suggested
    Full time
    H1b

    PwC

    Dallas, TX
    10 hours ago
  • $200k - $225k

     ...Description Summary:The Director of Security and Compliance leads the...  ...while ensuring adherence to regulatory requirements, contractual...  ...AND DUTIESRisk Management: Sets the mission, vision, and...  ...Financial Management:Develop and control the annual department budget... 
    Full time
    Temporary work
    Flexible hours

    Swinerton

    Dallas, TX
    4 days ago
  • Scotiabank is seeking a Manager of Regulatory Obligations & Controls to support US Compliance. The role focuses on governance, controls, and continuous improvement across regulatory obligations for the Bank’s U.S. operations. You will lead a team, coordinate with global... 

    Scotiabank

    Dallas, TX
    3 days ago
  •  ...new areas of inspiration and expand your capabilities, then consider a career in Advisory.KPMG is currently seeking a Manager, SAP Security & Controls to join our Advisory Organization.Responsibilities:Plan and execute client engagements focusing on SAP security, SAP GRC... 
    H1b
    Local area

    KPMG

    Dallas, TX
    2 days ago
  •  ...the operational lead for US and Canadian export regulatory compliance. With Celestica’s HPS and ATS...  ...Regulations (ITAR). This specialist will drive the management of U.S. Department of Commerce controls and safeguard secure collaboration across all global design teams.... 
    Temporary work
    Work at office
    Night shift

    Celestica

    Richardson, TX
    4 days ago
  • $100k - $115k

    Supply Chain Security & Compliance Manager Apex Logistics International provided pay range: $100,000 -...  ...training, auditing, risk management, and regulatory engagement to ensure we meet or...  ...enforce company-wide policies, internal controls, and corrective/preventive action... 
    Full time
    Contract work

    Apex Logistics International

    Dallas, TX
    2 days ago
  • Bosch is seeking an Export Control Manager for the Americas region to oversee export control compliance for Home Comfort Group. You will...  ...and sanctions matters across the Americas. You will review regulatory requirements, escalate cases, and partner with corporate teams... 

    BOSC

    Dallas, TX
    4 days ago
  • Manager, US Information Security & Control Requisition ID: 260679 Salary Range: - Please note that the Salary Range shown is a guideline only. Salary...  ...practices, and help ensure alignment with Bank standards and regulatory expectations. Your work will contribute directly to... 
    Work at office
    Local area
    Flexible hours

    Scotiabank

    Dallas, TX
    2 days ago
  • Global Asset is seeking an Inventory Control Supervisor to lead daily inventory operations and own the control function across warehouse activities. You will manage variance, enforce standards, and guide teams during cycle counts and reconciliations. The role requires independent... 

    Global Asset

    Dallas, TX
    1 day ago
  • Bosch Group is seeking an Export Control Manager for the Americas region to lead export control compliance for the HC group in the Americas. The role serves as the central contact for export control matters and offers guidance across regions, reporting to the Lead ECM for... 

    Bosch Group

    Dallas, TX
    4 days ago
  • $164k - $239k

     ...integrated into corporate frameworks.Implement regulatory obligations into workflows, ensuring...  ...and maintain assurance capabilities and controls to drive ongoing compliance and ensure...  ...will own key compliance workstreams and manage multi-faceted projects with long-term... 

    Google

    Sunnyvale, TX
    2 days ago
  •  ...leading logistics company in Dallas is seeking a Supply Chain Security & Compliance Manager. The role involves leading compliance strategies and overseeing cargo security programs in alignment with regulatory frameworks. Candidates should possess significant experience... 
    Full time

    Apex Logistics International

    Dallas, TX
    2 days ago
  • $140k - $160k

     ...Quality Assurance/Quality Control Manager Eskola, LLC | Full-Time | $140,000–$160,000 (Based on Qualifications & Experience) Eskola, LLC has been installing commercial and industrial roofing and waterproofing systems throughout the North and southeastern U.S. since 197... 
    Full time
    For contractors

    ESKOLA Roofing & Waterproofing

    Dallas, TX
    2 days ago
  •  ...of investment banking, credit and risk management products and services relevant to the financing...  ...of the U.S. Compliance Risk and Control Assessment (“CRCA”) program. The Manager...  ...throughout the CRCA lifecycle. Monitor regulatory, business and control environment developments... 
    Flexible hours

    Scotiabank - Global Banking and Markets

    Dallas, TX
    3 days ago
  •  ...located in Grand Prairie, Texas, is seeking an Internal Audit Manager to lead the audit function across the organization. This role requires...  ..., execution, and reporting of audits, ensuring internal controls are effective, and identifying business improvement opportunities... 

    NorthMark Strategies LLC

    Grand Prairie, TX
    4 days ago
  •  ...responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, assisting with oversight of...  ...providing support, advice and guidance, to business unit and control function management to support their regulatory... 
    Bank staff
    Work at office
    Local area
    Flexible hours

    Scotiabank - Global Banking and Markets

    Dallas, TX
    5 days ago
  •  ...turn ideas into reality.We Are Platform Security professionals develop and deliver solutions...  ...Roles, SAP GRC Access and Process Control solutions, data protection through role based security, and ERP vulnerability management solutions that minimize the impact of internal... 
    Full time
    Contract work
    Work experience placement
    Live in
    Work at office
    Local area

    Accenture

    Dallas, TX
    2 days ago
  •  ...is seeking a Client & Vendor Risk Manager to lead information security due diligence, third-party risk assessments...  ....• Evaluate vendor security controls, certifications, and risk posture.•...  ...Support client audits, assessments, and regulatory reviews.• Partner with Legal,... 

    Robert Half

    Dallas, TX
    2 days ago
  • We AreAccenture Security helps organizations prepare, protect, detect, respond, and recover...  ...defense, application security, and managed service solutions to rethink the entire...  ...CyberArk, HashiCorp), and policy-based access control.Minimum of 5 years of Cloud platforms (... 
    Full time
    Work experience placement
    Live in
    Work at office
    Local area

    Accenture

    Irving, TX
    10 hours ago
  •  ...services firm providing investment banking, securities and investment management services to a substantial and diversified client...  ...reporting, beneficial ownership, and regulatory disclosure requirements? Within Controllers, the US Position Reporting team is seeking a... 

    Goldman Sachs

    Dallas, TX
    3 days ago
  • The Controls Project Manager is responsible for overseeing the deployment of building and electrical monitoring systems (BMS, DCIM, EPMS) across data center construction projects. This role ensures systems are delivered on time, within scope, and in alignment with design... 
    Full time
    Work at office
    Local area

    CyrusOne

    Dallas, TX
    2 days ago
  • Manage the design and implementation of a variety of physical security integration projects under the Development & Construction team for all new build construction...  ...design, budgeting and implementation of the access control and CCTV security systems to ensure an on-time... 
    Full time
    Work at office
    Local area

    CyrusOne

    Dallas, TX
    10 hours ago
  •  ...American clients to create and manage built environments that play...  ...environment), the HSE and Security Manager is responsible for effectively...  ...security protocols, access control measures, emergency response...  ...standards.Engage with regulatory agencies and supporting operations... 
    Full time
    Part time
    For contractors
    Local area
    Flexible hours

    Dexterra Group

    Dallas, TX
    2 days ago
  •  ...A leading provider of office supplies is seeking an experienced Distribution Center Inventory Control Operations Manager in Dallas, Texas. The role involves supervising a team and optimizing workflow within a distribution center. Candidates should have at least five years... 
    Work at office

    Office Depot

    Dallas, TX
    4 days ago
  • $155k - $190k

     ...Crusoe. About the Role: We're seeking an experienced Manager, Global Security Operations Center (GSOC) to lead the day-to-day operations...  ...sites: power, network, and system redundancy for access control, video, and alarm platforms, in partnership with data center... 
    Contract work
    Temporary work
    Worldwide
    All shifts
    Shift work
    Night shift
    Rotating shift
    Weekend work
    Day shift
    Afternoon shift

    Crusoe

    Dallas, TX
    a month ago
  •  ...across records Help with account setup and ongoing servicing Set up new accounts and assist with quote and policy processes Manage updates and changes to existing accounts (such as document revisions or policy updates) Collect and organize information for... 
    Work at office

    Amwins

    Dallas, TX
    20 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Securities Settlements Manager | Regulatory Controls. Be the first to apply!