Securities Settlements Manager | Regulatory Controls
Scotiabank
Scotiabank is seeking a Manager for GWO Securities Settlements - Regulatory Control in Dallas. The role focuses on driving controls, regulatory submissions, and cross-team collaboration to ensure compliant operations within SCUSA’s settlements function. The ideal candidate has Series 99 certification, 5+ years of possession and control experience, and strong Excel skills. You will partner with desks, operations, and audit teams to strengthen controls and governance. #J-18808-Ljbffr Scotiabank
- Title: Manager, GWO Securities Settlements - Regulatory Control Requisition ID: 267114 Salary Range: - Purpose Contributes to the overall success of the Securities Settlements team in NY ensuring specific individual goals, plans and initiatives are executed / delivered...SuggestedLocal areaFlexible hours
- ...of investment banking, credit and risk management products and services relevant to the... ...future! Purpose The Senior Manager, Regulatory Control & Operations Oversight leads a small team... ...Regulatory Reporting team; post-settlement supervisory controls and customer protection...SuggestedLocal areaFlexible hoursShift work
- ...investment banking, credit and risk management products and services relevant to... ...Compliance by supporting and enabling the Regulatory Obligations & Controls team in the execution, governance,... ...and State banking, commodity, securities, and investment management laws, regulations...SuggestedFor contractorsFlexible hours
- Scotiabank is seeking a Manager for GWO US Securities Settlements based in Dallas. This role involves managing the daily operations of both U.S. Domestic and International Equities and Fixed Income settlements, focusing on accuracy and timeliness. The successful candidate...Suggested
$99k - $232k
...Description & SummaryThe OpportunityAs an Oracle Application Security & Controls Manager, you will engage with clients to optimize operational... ...measures, and offer guidance and support for compliance with regulatory standards. Your work will enable clients to mitigate...SuggestedFull timeH1b$200k - $225k
...Description Summary:The Director of Security and Compliance leads the... ...while ensuring adherence to regulatory requirements, contractual... ...AND DUTIESRisk Management: Sets the mission, vision, and... ...Financial Management:Develop and control the annual department budget...Full timeTemporary workFlexible hours$167.08k - $216.92k
...Remote (US)Synonymous Business Title (s): Security & Compliance DirectorAbout Blue Yonder... ...attestations regulators expect, and the controls that keep our platform resilient. We partner... ..., evidence, control operation, auditor management, and reporting - across a multi-product,...Full timeRemote workFlexible hoursShift work$180k
Senior Manager, Regulatory Reporting Governance & Controls (PR/607642) Dallas, Texas Salary: USD0 - USD180000 per year Overview Lead governance, control oversight, and regulatory reporting initiatives within a complex banking environment. Partner with stakeholders across...- Scotiabank is seeking a Manager of Regulatory Obligations & Controls to support US Compliance. The role focuses on governance, controls, and continuous improvement across regulatory obligations for the Bank’s U.S. operations. You will lead a team, coordinate with global...
- ...market segments and/or Estate Settlement providing thought leadership... ...Trust Team through practice management including education & training... ...all administrative reviews, control partner requests and data remediation... ...worker deserves a secure retirement. For more than 100...Full timeWork at office
$100k - $115k
Supply Chain Security & Compliance Manager Apex Logistics International provided pay range: $100,000 -... ...training, auditing, risk management, and regulatory engagement to ensure we meet or... ...enforce company-wide policies, internal controls, and corrective/preventive action...Full timeContract work- Manager, US Information Security & Control Requisition ID: 260679 Salary Range: - Please note that the Salary Range shown is a guideline only. Salary... ...practices, and help ensure alignment with Bank standards and regulatory expectations. Your work will contribute directly to...Work at officeLocal areaFlexible hours
- ...compliance with international customs regulations, export controls, and sanctions requirements Manage HTS classification, country of origin determinations, and trade documentation processes Monitor regulatory changes and support implementation of compliance initiatives...
- Bosch Group is seeking an Export Control Manager for the Americas region to lead export control compliance for the HC group in the Americas. The role serves as the central contact for export control matters and offers guidance across regions, reporting to the Lead ECM for...
- The Security Manager & Compliance Assistant is responsible for safeguarding product integrity... ...physical security systems including access controls, surveillance, badge systems, and... ...including those conducted by licensors or regulatory bodies. Collaborate with production...Temporary workLocal area
$164k - $239k
...integrated into corporate frameworks.Implement regulatory obligations into workflows, ensuring... ...and maintain assurance capabilities and controls to drive ongoing compliance and ensure... ...will own key compliance workstreams and manage multi-faceted projects with long-term...- ...leading logistics company in Dallas is seeking a Supply Chain Security & Compliance Manager. The role involves leading compliance strategies and overseeing cargo security programs in alignment with regulatory frameworks. Candidates should possess significant experience...Full time
- Manager, Compliance Risk and Control Assessment Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets... ...appropriate escalation throughout the CRCA lifecycle. Monitor regulatory, business and control environment developments that may...Flexible hours
$135k - $165k
...brokerage and wealth management platform that's designed... ...both U.S. and Asian securities markets, ensuring... ...The Manager, Futures Regulatory Compliance will support... ...segregation, supervisory controls, books and records,... ...execution, clearing, settlement, position management,...Contract work$96.13k - $126.17k
Hi, we're Oscar. We're hiring a Manager, Regulatory Reporting to join our Compliance team.Oscar is the first health insurance company built... ...operations, identify areas of risk, and provide guidance on internal control design and implementation.Provide regular updates to...Full timeWork at officeRemote work- ...turn ideas into reality.We Are Platform Security professionals develop and deliver solutions... ...Roles, SAP GRC Access and Process Control solutions, data protection through role based security, and ERP vulnerability management solutions that minimize the impact of internal...Full timeContract workWork experience placementLive inWork at officeLocal area
- ...oversee balance sheet reconciliations, intercompany activity, and cash accounting while ensuring audits readiness and strong internal controls. The role partners with FP&A, IT and external auditors to drive process improvements, automation, and scalable reporting. #J-1880...
- The Controls Project Manager is responsible for overseeing the deployment of building and electrical monitoring systems (BMS, DCIM, EPMS) across data center construction projects. This role ensures systems are delivered on time, within scope, and in alignment with design...Full timeWork at officeLocal area
- ...services firm providing investment banking, securities and investment management services to a substantial and diversified client... ...reporting, beneficial ownership, and regulatory disclosure requirements? Within Controllers, the US Position Reporting team is seeking a...
- ...American clients to create and manage built environments that play... ...environment), the HSE and Security Manager is responsible for effectively... ...security protocols, access control measures, emergency response... ...standards.Engage with regulatory agencies and supporting operations...Full timePart timeFor contractorsLocal areaFlexible hours
- ...recruiting for a Subject Matter Expert, Physical Security to serve as the go-to technical... ...Coordinate the implementation of Access Control, CCTV, Intrusion Alarm Detection, intercoms... ...Collaboration: Partner with project managers and contribute to projects as required,...Work at office
$50k - $57k
...great state of Texas since 1976, providing security officers to clients across industries... ...Requirements This job reports to the Branch Manager. Salary Range: $50,000 - $57,000.... ...to meet client requirements while controlling labor costs 10. Maintains up-to-...Full timeWork experience placementWork at officeLocal areaRelocationWeekend workDay shift- ...SummaryDirector Public Safety - Security Services handles security and... ...programs, procedures, and controls to deter crime. Protects BSWH... ...facilities, and assets from threats. Manages new security processes and... .... Ensures compliance with regulatory and statutory requirements....Work experience placementLocal areaImmediate start
- ...into reality.We AreAccenture Security helps organizations prepare,... ...defense, application security and managed service solutions to rethink... ...relevance of security controls to relevant compliance with legal, best-practice, and regulatory requirements for cloud environments...Full timeWork experience placementLive inWork at officeLocal areaRemote work
- ...Today, ServiceNow is the AI control tower for business reinvention... ...of Delivery Excellence, our Security and Risk Services team empowers... ...the US and Canada. You will manage senior-level technical consultants... ...informed of security trends, regulatory landscape changes, and...Work at officeImmediate startRemote workFlexible hours
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