Securities Settlements Manager | Regulatory Controls
Scotiabank
Scotiabank is seeking a Manager for GWO Securities Settlements - Regulatory Control in Dallas. The role focuses on driving controls, regulatory submissions, and cross-team collaboration to ensure compliant operations within SCUSA’s settlements function. The ideal candidate has Series 99 certification, 5+ years of possession and control experience, and strong Excel skills. You will partner with desks, operations, and audit teams to strengthen controls and governance. #J-18808-Ljbffr Scotiabank
- ...of investment banking, credit and risk management products and services relevant to the... ...future! Purpose The Senior Manager, Regulatory Control & Operations Oversight leads a small team... ...Regulatory Reporting team; post-settlement supervisory controls and customer protection...SuggestedLocal areaFlexible hoursShift work
- Scotiabank is seeking a Manager for GWO US Securities Settlements based in Dallas. This role involves managing the daily operations of both U.S. Domestic and International Equities and Fixed Income settlements, focusing on accuracy and timeliness. The successful candidate...Suggested
$198k - $368k
...currently seeking a Director, Security Compliance to join our... ...compliance, and information security controls to develop and execute a... ...information protection elements, regulatory requirements and client... ...challenging the status quo; manage and review those team members...SuggestedTemporary workH1bLocal area- Manager, US Information Security & Control Requisition ID: 260679 Salary Range: - Please note that the Salary Range shown is a guideline only. Salary... ...practices, and help ensure alignment with Bank standards and regulatory expectations. Your work will contribute directly to...SuggestedWork at officeLocal areaFlexible hours
$130k - $175k
...National Security Risk Analyst Alvarez & Marsal (A&M) is a global consulting firm with... ...transaction diligence and design, embedding regulatory requirements into business systems and... ...trade and technology security controls, Defense Industrial Base (DIB) -related...SuggestedPart timeWork at officeFlexible hours$66.75k - $83.43k
## Financial Accountant (City Controller's Office [CCO Dept.], Non-Civil Service)Applylocations: 1500 MARILLAtime type: Full timeposted... ...to financial accounting and reporting matters.**2** Works with Managers to set deadlines and determine requirements for work performed...Work at office- ...Summary of Position Our client is seeking an experienced QC Manager to lead and transform the quality control function within their plastics manufacturing operations. This is a high-impact leadership opportunity focused on building proactive quality systems, improving...Full timeRelocation packageMonday to FridayShift workDay shift
$81.4k - $122k
...program. Job Description Cox Enterprises, Inc. is seeking a Security Operations Manager who will be accountable for planning, developing,... ...security, due diligence, workplace violence, building access control, and BCP. Manages assigned equipment and property. This job...Contract workTemporary workFor contractorsLocal areaVisa sponsorshipFlexible hours- Primoris Services Corp. is looking for a Director of Project Management & Controls based in Dallas, TX. This seasoned professional will oversee project management standards across various construction projects, ensuring meticulous planning, cost control, and performance...
- ...Position Overview The Security Manager is responsible for administering and coordinating the firm’s physical security and business continuity... ...security policies, clean desk / physical data security controls, and related audit or examiner requests. Participate in security...Work at officeLocal area
$72k - $110k
...administration, accounting, reporting, regulatory and compliance needs of the investment sector... ...functions. What you’ll do You'll help manage client engagements, providing strategic... ..., guide clients in developing internal controls, and offer practical solutions to...Permanent employmentFull timeLocal areaWorldwide- ...Manage the design and implementation of a variety of physical security integration projects under the Development & Construction team for all new build construction... ...design, budgeting and implementation of the access control and CCTV security systems to ensure an on-time...Work at officeLocal area
- ...leader in real estate solutions is seeking a Technology Risk and Controls Manager to improve risk management across its cloud-native products.... ...include assessing emerging threats, evaluating security measures, and collaborating closely with senior leadership. The...
- Summary The Manager of Packaging Quality & Regulatory will lead the Quality team at FusionPKG (the full-pack and turnkey division of Aptar Group in NA)... ...Responsible for developing strategic planning, direction, and control of US quality activities Responsible for developing...Contract work
- Dallas Area Rapid Transit Inc is seeking a Chief Rail Ops Controller to oversee the daily operation of the Train Control Center. The ideal... ...coordinate train movements, enforce operational rules, and manage maintenance activities on the light rail system. Applicants should...
- DART (Dallas Area Rapid Transit) is looking for a manager for the Train Control Center, responsible for overseeing train movements and coordinating maintenance activities on the light rail system. The ideal candidate will have a Bachelor's degree and substantial experience...
- A leading provider of office supplies is seeking an experienced Distribution Center Inventory Control Operations Manager in Dallas, Texas. The role involves supervising a team and optimizing workflow within a distribution center. Candidates should have at least five years...Work at office
- ...Financial Reporting Manager - Regulatory Location: TX - Dallas/Irving The Financial Reporting Manager (FRM) will report directly to a... ...dates and the necessary consideration of changes to internal controls, policies, and procedures. Actively develop relationships...
$80k - $90k
...enterprises. A private firm owned by a group controlling $6 billion in assets, with a 15-year... ...skilled and experienced Data Center Security Manager to lead and manage all aspects of... ...strict compliance with corporate and regulatory standards. The ideal candidate will have...For contractorsLocal area- 1000000558.SECURITY OPERATIONS MANAGER.INFO TECH - SECURITY Job Description Provides leadership and coordination... ...operations with County policies and regulatory requirements. Ensures that monitoring... ..., including managing security controls, configuration and log monitoring...Full timeShift work
- ...Admin or Houston Admin Office. The Manager of Safety and Security is responsible for management of the... ...Ensures strict adherence to PPGT’s access control policies. May assist with... ...provide oversight of compliance and regulatory requirements pertaining to position....Permanent employmentFor contractorsWork at officeFlexible hoursAfternoon shift
$98k - $127.06k
A financial services institution located in Texas seeks a Trust and Estate Settlement Advisor to oversee and manage estate settlement accounts. This role involves ensuring compliance with trust laws and fostering relationships with beneficiaries, attorneys, and accountants...- ...consider a career in Advisory. KPMG is currently seeking a Manager, SAP S4/HANA Plan to Inventory (PTI) in Enterprise Solutions for... ...with sales order management, procurement, and finance and controlling Take responsibility for planning and executing the day-to-day...Full timeH1bLocal area
- ...Solutions is seeking a dynamic and effective Manager of Regulatory Compliance to lead and manage a team... ...substantial experience in investment securities. Key Responsibilities Compliance... ...inquiries and examinations. Standards and Controls Implementation: Assist management in...Work at officeWork from home
- A private equity firm in Dallas, TX is seeking a skilled Controller / Head of Finance & Accounting to lead internal finance operations. This role focuses on corporate finance, accounting oversight, and vendor coordination. The ideal candidate will have a background in...
- ...a detail‑oriented Compliance Manager with deep, hands‑on experience... ...support SOX, PCI, and other regulatory obligations. The ideal candidate... ...closely with Information Security, IT Operations, Application Owners... ...to ensure access governance controls are effective, repeatable,...
$125k - $165k
...digitized brokerage and wealth management platform that's designed to... ...to both U.S. and Asian securities markets, ensuring your investment... ...in ensuring compliance with regulatory requirements and... ...AML systems, automation, and controls; Actimize experience is a strong...Work at officeLocal areaRemote work- ...Protects assets by establishing compliance standards; anticipating emerging compliance trends; designing improvements to internal control structure. Avoids legal challenges by understanding current and proposed legislation; enforcing regulations; recommending new procedures...
- ...Position Summary: The Compliance Manager builds, executes, and... ...compliance program across all regulatory domains—Medicare RPM billing, HIPAA privacy and security, FDA device compliance, and Anti... ...incident. SOP Development & Version Control Own and maintain the full CAIT/...Contract workLocal areaRemote work
- ...position leads project submissions for regulatory approvals and acts independently to identify... ...with applicable regulations (Change Control) Reviews protocols and reports to support... ...company initiatives as identified by management and in support of Quality Management Systems...For contractors
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