Senior VP, AML & Sanctions Compliance
MUFG Americas
A leading financial group in New York is seeking an experienced professional for AML compliance support in the Securities business. This role demands a strong AML background with a minimum of 6 years in the field. Responsibilities include analyzing high-risk customers and advising on compliance risk. The ideal candidate will collaborate effectively and have a Bachelor's degree. Competitive pay range and benefits are offered, reflecting commitment to employee welfare. #J-18808-Ljbffr
$120k - $151k
...leading global financial institution is seeking an experienced AML Compliance Specialist to support the Securities business within the U.S.... ...be responsible for providing advisory services on AML and sanctions risk, analyzing compliance findings, and developing effective...Senior- ...Senior Vice President, Deputy Head of US Sanctions Compliance About the Company A globally recognized, major bank with a significant global footprint and regulatory... ...and a minimum of 10 years' of experience in BSA/AML, sanctions, or OFAC compliance within a financial...Senior
- ...Circle Internet Management Services LLC in New York is seeking a Senior AML Analyst to enhance sanctions compliance processes. You will execute reviews, assess risk, and ensure documentation within a flexible, high-growth environment. The ideal candidate has 4+ years...SeniorFlexible hours
- A leading financial services firm in New York is seeking a Sanctions Developer to work with FircoSoft applications for sanctions screening, anti-money laundering, and regulatory compliance. This mid-senior level role entails working with these applications and integrating...SeniorContract work
- Cerberus Capital Management, L.P. is seeking an analytical compliance officer to safeguard its investments against financial crimes. This... ...experience, along with knowledge in anti-money laundering and sanctions. The ideal candidate will conduct due diligence and draft...Senior
- Maximum ManagementFrazer Jones USA in New York seeks a Senior Vice President of Compensation to lead compensation strategies for an investment... ...role will oversee salary and incentive plans while ensuring compliance with regulations. The ideal candidate will have over 10 years...Senior
$98.96k - $148.44k
Senior Technical Business Analyst (GenAI & Risk) - Assistant Vice President Location: Rutherford... ..., its clients and assets, by driving compliance with applicable laws, rules and... ...financial services (e.g., regulatory reporting, AML, KYC, market risk, credit risk, operational...SeniorFull time- A global investment management firm located in New York is seeking a Senior Vice President to lead Legal and Compliance for its broker-dealer. This role involves providing legal and compliance support, drafting and negotiating critical fund-related agreements, and advising...Senior
- ...leading global financial institution is seeking a Settlement Officer VP in Wealth Management Solutions to oversee trust administration.... ...managing trust settlements, engaging with clients, and ensuring compliance with fiduciary standards. Ideal candidates will have over 7...Senior
$92k - $138k
...Switzerland) AG is seeking a Fraud Risk Officer Vice President to join their team in New York. This senior role focuses on fraud detection and prevention, ensuring compliance with global regulations. You will design frameworks for fraud intelligence and oversee risk...Senior- InforCapital is looking for an experienced Assistant Vice President of Compliance to lead the compliance program for their investment advisory and broker-dealer operations. Located in New York, this role is essential for maintaining the firm's compliance standards while...Senior
- Deutsche Bank is seeking a Branch Administrative Manager in New York to supervise regulatory compliance for Ultra-High Net Worth clients. The role requires a Vice President with strong regulatory background, tasked with managing risks and implementing strategic initiatives...Senior
- Camba Inc is seeking a Senior Vice President to oversee staff, client relations, and policy compliance. The successful candidate will ensure that organizational goals are met while providing support to diverse communities across New York City. Qualifications include a Licensed...Senior
$100k - $250k
...Compliance, FCC -Government Sanctions Group, Vice President, NY New York, NY, United States Job Description Global Compliance Our division prevents,... ...Responsibilities Working under the supervision of sanctions senior management, liaise with business, operations, and...Full timeTemporary workPart timeWork at office$225k - $275k
The Blackstone Group L.P. is seeking a Senior Vice President Attorney for the Private Wealth Public Funds Legal Group in San Francisco... ...offering materials, managing corporate governance, and leading compliance initiatives. Ideal candidates will have over 7 years of...SeniorFull time- J.P. Morgan in New York is seeking a Sanctions Senior Associate to strengthen compliance with U.S. sanctions regulations. This role focuses on providing guidance on sanctions compliance and supporting the bank's adherence to OFAC regulations. The ideal candidate will have...Senior
$130k - $160k
VP, CUSO Compliance Risk Assessment Officer Business type Types of Jobs - Compliance / Financial... ...activities, findings, and trends for senior leadership and governance committees.... ...Organizations (FBOs), including BSA/AML, OFAC sanctions, consumer protection, and prudential...Permanent employmentContract workWork at office- ...Title: Director, Senior Legal Counsel, Structured Finance Group Requisition... ...policies in coordination with the Compliance department relating to securitizations... ...to operational, compliance, sanctions and anti-money laundering (AML), and conduct risk. Perform other...SeniorLocal areaFlexible hours
$175k - $200k
PJT Partners, Inc. in New York seeks a Compliance Monitoring & Assurance leader to design and implement compliance programs. The role requires at least 10 years of compliance and risk experience, with deep knowledge of U.S. broker-dealer regulations. Candidates should...SeniorWork at office$140k - $300k
Framework Ventures is seeking a senior-level model validation expert for its OKX Central Risk function, focusing on AML, sanctions screening, and financial crime methods. Based in the United States, ideally NYC, the successful candidate will lead model validation activities...Senior- Citibank (Switzerland) AG is seeking a Senior Business Banker in Queens, New York, to manage and retain business relationships greater... .... The role involves conducting annual reviews, ensuring compliance with regulations, and providing customers with sound financial...Senior
- ...Vice President, AML Compliance About the Company Digitally-driven brokerage & wealth management... ...the Role The Company is seeking a VP/AML Compliance to lead a dedicated team... ...CDD, EDD, transaction monitoring, sanctions screening, and SARs. The VP/AML Compliance...
$120k - $205k
...to oversee the financial crimes program within Institutional Securities Group Sales & Trading. The role involves advising on compliance with AML laws, guiding due diligence processes, and collaborating with various stakeholders to ensure adherence to regulations. The ideal...$265k - $305k
NACBA is seeking a Senior Vice President for Legal and Compliance to oversee PIMCO Investments LLC's broker-dealer operations. In this role, you will manage regulatory compliance and lead initiatives to ensure adherence to FINRA standards. The ideal candidate will have...Senior- ...community and make a real impact. Job Overview The Senior Business Banker (Sr. BB) is responsible for managing and... ...enhancing business opportunities. Ensure all KYC and AML as well as other compliance norms are strictly adhered to. Appropriately assess risk...Senior
$160k - $165k
A global banking entity is seeking a Counterparty Risk Analyst in New York, focusing on credit analysis within the Technology, Media, and Telecom sectors. Responsibilities include reviewing credit applications, preparing internal rating models, and coordinating with the...SeniorWork at office$100k - $250k
A leading global investment firm in New York is seeking a Senior Product Manager with over 10 years of KYC/AML compliance experience. The role involves developing product strategies, collaborating with senior leadership, and ensuring regulatory compliance. Strong skills...- BNY Mellon in New York is seeking a Senior Vice President for Asset Managers & Insurance Lending. This role involves managing complex credit relationships and tailoring credit solutions based on extensive research. Applicants should hold a Bachelor's degree in finance...Senior
$160k - $212k
...FEC Governance Team (part of the wider AML Compliance Team) is looking for a FEC Counsel with... ...regulatory frameworks, particularly OFAC sanctions and AML/CFT requirements, who can... ...enjoys collaborating across levels of seniority, cultures, and backgrounds; and, You have...SeniorFull timeRelocation$150k - $185k
...Senior Associate, Paralegal (onsite 5 days) Diversified holding... ...expertise in contracts, regulatory compliance, corporate governance, and... ...entities. Help with KYC/AML review processes and data gathering... ..., e‑billing platforms, sanctions screening tools, and AML/KYC...SeniorContract workWork at office
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