Securities Regulatory Finance Examiner
DGS Office of External Affairs
Office of Financial Regulation is seeking a Financial Control Analyst in West Palm Beach to conduct complex financial examinations and investigations of investment advisers, broker-dealers, and other financial institutions. The role requires analyzing regulatory compliance, evaluating financial data, and preparing detailed examination reports while maintaining knowledge of securities laws and industry practices. #J-18808-Ljbffr DGS Office of External Affairs
- ...Financial Control Analyst to perform complex financial examinations and investigations, ensuring compliance with... ...procedures, and communicate findings clearly, with attention to regulatory detail and risk management in the securities division. #J-18808-Ljbffr My Florida CFORegulatoryWork at office
$70k - $75k
...Control Analyst in West Palm Beach to conduct complex financial examinations and investigations within securities, banking, and insurance sectors. Requires strong data analysis, reporting, and regulatory knowledge. Position involves security background check, travel of...RegulatoryWork at office- ...Must submit to a post-offer physical examination. The offer of employment will be contingent... ...or authorized representative has secured applicable permits prior to making inspections... ...owners, contractors and others on regulatory and inspection matters. Understand and...RegulatoryFor contractorsWork at officeLocal area
$19.85 per hour
...Description Overview Allied Universal®, North America’s leading security and facility services company, offers rewarding careers that... ...serve. Job Description As a Security Officer Screening Examiner in Palm Beach Gardens, FL , you will serve and safeguard...SuggestedFull timeWork at officeLocal areaShift work- ...in all assigned work aspects within the Finance Department; supports work tasks of immediate... ...while ensuring appropriate security protocols are maintained. Strong preference... ...a commitment to operational excellence, regulatory compliance, and financial discipline, SLNC...RegulatoryWork at officeImmediate startRemote workWork visa
- ...Supervisor provides leadership within the Finance Department and ensures the company books... ...while ensuring appropriate security protocols are maintained. Strong preference... ...a commitment to operational excellence, regulatory compliance, and financial discipline, SLNC...RegulatoryWork at officeRemote workWork visa
$139.7k - $232.9k
...compliance/operational risk controls in accordance with Company or regulatory standards and policies.Promote an environment that supports... ...management strategiesEducation and Experience Preferred:Securities licensing, CFP, CTFA, CPA designationMBA (Master’s degree in Business...RegulatoryFull timeTemporary workWork experience placement$96k - $192k
...position This role will represent the Finance function in cross-functional Digital... ...forecasting while maintaining adherence to regulatory requirements and corporate compliance... ...Finance point of contact for Digital Cyber Security and AI/ Data functions, planning and...RegulatoryTemporary workLocal area- ...relationships and contribute to the bank's growth. Responsibilities include account openings, cash handling, referrals, and guiding customers to self-service options while adhering to regulatory requirements and security procedures. #J-18808-Ljbffr SouthState Bank, N.A.Regulatory
- ...Office of Financial Regulation's Securities Bureau in West Palm Beach, conducting complex financial examinations and investigations of... ...The role requires analyzing regulatory compliance, evaluating financial... ...in compliance, accounting, finance, economics, business,...RegulatoryWork experience placementWork at office
- ...control testing and collaboration with business owners to ensure regulatory adherence and process improvement. Connecting you to great... ...United States for this company Bachelor's degree in Accounting, Finance, or a related field. 5 to 8 years of progressive experience in...RegulatoryWork at office
- ...Lending Advisor in Chase Home Lending to serve as the primary contact for customers throughout the loan lifecycle. You will leverage regulatory knowledge and marketing initiatives to promote home lending products while ensuring compliance and quality customer service. The...Regulatory
- ...with federal and state tax audits and examinations Coordinate responses to taxing authority... ...reporting capabilities Partner with finance and technology teams to improve data... ...stakeholders Monitor legislative and regulatory developments affecting the business...RegulatoryLocal areaFlexible hours
- ...institutions, and business owners to take control of their finances and secure their future. In tandem, we are dedicated to mentoring and... ...course of action for them at all times while abiding by all regulatory requirements Must have Ambition & drive to make a positive...RegulatoryRemote work
- ...investments, and planning—while coordinating teams to execute complex strategies and ensure seamless client experiences. Responsibilities include driving growth, conducting annual reviews, and managing client risk within regulatory guidelines. #J-18808-Ljbffr BMO U.S.Regulatory
$139.7k - $232.9k
...compliance/operational risk controls in accordance with Company or regulatory standards and policies. Promote an environment that... ...management strategies Education and Experience Preferred: Securities licensing, CFP, CTFA, CPA designation MBA (Master's degree...RegulatoryTemporary workWork experience placement- ...negotiating of terms and/or taking an application for a dwelling secured transaction. As such, this position requires compliance with... ...the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessaryThis...RegulatoryFull timeWork experience placementWork at officeLocal areaImmediate startNight shiftWeekend work
- ...documentation and compliance with client and regulatory requirements, as applicable.Create and... ...controls to mitigate risk and ensure secure, compliant disbursement processes.Identify... ...’s degree in accounting, finance, business, or related field is required....RegulatoryFull timeLocal areaRemote workWeekend work
- ...track record of supporting complex programs in a compliance- or finance-related role. Candidates must have experience working with... ...challenges and reporting requirements.· Keeping up with ever-changing regulatory requirements, Governmental Accounting Standards Board (“GASB”)...RegulatoryFull timeWork at officeLocal area
$30k - $130k
...outreach strategies. Track activity and report progress toward established objectives. Maintain compliance with office and regulatory procedures. Qualifications: Strong communication and relationship-building skills. Detail-oriented and organized, with...RegulatoryFor contractorsWork at office- ...and long term through a holistic goals based planning approach Strictly adhere to all risk and control policies, regulatory guidelines and security measures Required Qualifications, Capabilities, and Skills Six plus years of work experience in Private...RegulatoryTemporary workWork experience placementLocal area
- ...approach Strictly adhere to all risk and control policies, regulatory guidelines and security measures Required Qualifications, Capabilities, and... ...take a more intentional approach to their wealth or finances to better define, focus and realize their goals....RegulatoryTemporary workWork experience placementLocal area
- ...of the Federal Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain...RegulatoryFull timeTemporary workPart timeWork experience placementWork at office
$40k - $55k
...Description Job Description: Title: Cyber Security Analyst – Enterprise Systems (IT) Fully Remote for candidates in EST... ...update security policies, procedures, and controls to align with regulatory, industry, and organizational requirements. ~ Risk...RegulatoryWork at officeRemote work- ...compliance with U.S. GAAP, FERC Uniform System of Accounts, and applicable state regulatory requirements. The Director serves as a key accounting partner to Regulatory, Operations, and Finance leadership, with a strong focus on rate case support, capital investment...RegulatoryWork at officeFlexible hours1 day per week
$41.6k - $53.83k
...promotional campaigns, product initiatives, etc. Adhere to operational controls, including legal, corporate, and regulatory procedures to ensure the safety and security of customer and bank assets Appropriately assess risk when business decisions are made, demonstrating...RegulatoryHourly payFull timePart time- ...counsel, investor relations, corporate finance, corporate communications, business unit... ...Stay abreast of financial reporting and regulatory developments which could impact the company... ...presentations, including those to security analysts, and debt and equity offering documents...RegulatoryFull timeFor contractorsLocal areaRelocation
- ...of the Federal Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain...RegulatoryFull timeTemporary workPart timeWork experience placementWork at office
- ...of the Federal Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain...RegulatoryFull timeTemporary workPart timeWork experience placementWork at office
$117.5k - $234.5k
...Mergers, Acquisitions & Divestitures. Contract Reviews. Risk Financing/Insurance Program Management. Cost Forecasting.... ...Carrier's entities to ensure compliance with local policies and regulatory insurance requirements. Provide periodic updates on material...RegulatoryContract workTemporary workLocal area
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